Financial Services Associate Manager

6 days ago


Johnston, United States Citizens Full time
Job Description:
We are seeking a highly motivated team member to join our trade desk operations team. As a Trade Desk Operations Specialist, you will be responsible for providing world-class service in trade entry, order execution, and account maintenance. Our products include managed accounts, mutual funds, fixed income, and equities.

Responsibilities:
• Initiate and submit trades for mutual funds, UITS, structured products, equities, and fixed income over the phone and through paperwork
• Adhere to regulatory requirements for TRACE, RTRS, and CAT
• Assist financial advisors with trade corrections, operational support, and various service-related requests as needed
• Work with other teams to improve processes and create efficiencies

Requirements:
• 2-3 years of experience in Financial Services required
• Series 7 & 63 licenses required
• Strong problem-solving skills and multi-tasking abilities

Benefits:
• Competitive salary: $75,000 - $95,000 per year
• 40 hours per week, Monday-Friday work schedule

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