Senior Vice President of Trading Operations

2 weeks ago


Provo, Utah, United States Orion Advisor Solutions LLC Full time

Position Overview: As the Senior Vice President of Trading Operations, you will take charge of managing all trading teams and activities within Orion Advisor Solutions LLC. This role encompasses the development and evaluation of Trading Directors and their respective teams, ensuring accountability for their performance.

Key Responsibilities:

  • Oversee and manage all client account trading activities within Orion Wealth Management.
  • Serve as the primary liaison with industry and regulatory bodies concerning trading operations.
  • Identify and implement enhancements to processes and procedures aimed at boosting operational efficiency and service quality.
  • Conduct regular assessments of trading risks and initiate process or control modifications to mitigate those risks.
  • Maintain and monitor tracking and invoicing records to comply with internal and external Service Level Agreement requirements.
  • Track and report on Orion's Key Performance Indicators (KPIs).
  • Ensure adherence to SSAE16 processes and service standards for auditing purposes within Trading Manager teams to enhance service quality and efficiency.
  • Act as a point of escalation for complex trading issues.
  • Direct and manage three distinct trading teams along with an operational support team.
  • Oversee departmental personnel management, including hiring, training, and performance evaluations.
  • Collaborate with various stakeholders to implement new ideas, products, and procedures.
  • Work closely with Orion Technology teams to prioritize new development initiatives.
  • Conduct regular one-on-one meetings with team members.
  • Manage custodial relationships across all trading teams within Wealth Management.

Qualifications:

  • A Bachelor of Science in Business Administration or a related field is required.
  • Possession of a Series 65 license, or the ability to obtain one within the initial onboarding period.
  • A minimum of 10 years of experience in financial services trading, with at least 5 years in a management or leadership role.
  • Achievement of Orion Industry Certification is preferred.
  • Proven ability to cultivate and manage relationships with stakeholders at all organizational levels.

Compensation: The salary range for this position is competitive and commensurate with experience, accompanied by a comprehensive benefits package.

About Orion Advisor Solutions LLC: We are committed to fostering a collaborative environment where every team member is respected and valued. Our mission is to innovate and push boundaries, ensuring we meet and exceed client expectations.



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