Current jobs related to Compliance Analyst - Topeka - Advisors Excel

  • Compliance Advertising Analyst

    6 days ago

    Topeka, United States Advisors Excel Full time

    Position: Compliance Advertising Analyst Location: Topeka OR Lenexa, KS Job Id: 2019 # of Openings: 1 Position: Compliance Advertising Analyst Department: Compliance Reporting to: Compliance Director Location: Topeka, KS or...

  • Compliance Advertising Analyst

    2 months ago

    Topeka, United States Advisors Excel Full time

    Position: Compliance Advertising Analyst Location: Topeka OR Lenexa, KS Job Id: 2019 # of Openings: 1 Position: Compliance Advertising Analyst Department: Compliance Reporting to: Compliance Director Location: Topeka, KS or...

  • Compliance Advertising Analyst

    7 days ago

    Topeka, United States Advisors Excel Full time

    Position: Compliance Advertising Analyst Department: Compliance Reporting to: Compliance Director Location: Topeka, KS or Lenexa, KS - Onsite Overview: Advisors Excel is constantly on the lookout for experienced and knowledgeable Compliance Advertising professionals to join our team. This job posting is thoughtfully designed to provide an ongoing opportunity...

  • BSA Compliance Analyst

    1 week ago

    Topeka, Kansas, United States Kansas Action for Children Full time

    Position OverviewAs a BSA Compliance Analyst at Kansas Action for Children, you will play a crucial role in ensuring adherence to regulatory standards and internal policies.Key Responsibilities- Conduct thorough daily evaluations of reports generated through the organization's BSA/AML monitoring systems.- Perform comprehensive reviews and trend analysis of...

  • Governance Risk Compliance Analyst

    3 weeks ago

    Topeka, United States NOVA Full time

    Job Summary: NOVA-Dine is seeking a Governance Risk Compliance Analyst to join their growing team! The candidate will proactively review, update, and maintain cybersecurity policy, guidance documents, directives, templates, and materials to ensure all documentation reflects and incorporates the most recent version of all Government cybersecurity program...

  • Transmission Compliance and Permitting Specialist

    3 days ago

    Topeka, Kansas, United States Evergy Company Full time

    Job Title: Transmission Compliance and Permitting Specialist Department: Transmission Engineering Location: Topeka, KS Compensation Range: Permitting and Compliance Analyst I: $57,100 - $71,400 Permit and Compliance Analyst II: $69,900 - $87,400 Senior Permit and Compliance Analyst: $79,100 - $105,400 Lead Permit and Compliance Analyst: $93,100 - $124,100...

  • Compliance Advertising Analyst

    1 week ago

    Topeka, United States Advisors Excel Full time

    Position: Compliance Advertising AnalystDepartment: ComplianceReporting to: Compliance DirectorLocation: Topeka, KS or Lenexa, KS - OnsiteOverview:Advisors Excel is constantly on the lookout for experienced and knowledgeable Compliance Advertising professionals to join our team. This job posting is thoughtfully designed to provide an ongoing opportunity for...

  • Compliance Advertising Analyst

    7 hours ago

    Topeka, United States Advisors Excel Full time

    Position: Compliance Advertising AnalystDepartment: ComplianceReporting to: Compliance DirectorLocation: Topeka, KS or Lenexa, KS - OnsiteOverview:Advisors Excel is constantly on the lookout for experienced and knowledgeable Compliance Advertising professionals to join our team. This job posting is thoughtfully designed to provide an ongoing opportunity for...

  • Financial Services Compliance Reviewer

    1 week ago

    Topeka, Kansas, United States Advisors Excel Full time

    Position:Compliance Advertising AnalystLocation:Topeka OR Lenexa, KS# of Openings:1Overview:Advisors Excel is on the lookout for skilled Compliance Advertising Analysts to enhance their team. This listing allows qualified candidates to express their interest in potential opportunities, even if current openings are not available.The role entails meticulous...

  • Regulatory Compliance Advertising Specialist

    1 week ago

    Topeka, Kansas, United States Advisors Excel Full time

    Position:Compliance Advertising AnalystLocation:Topeka OR Lenexa, KS# of Openings:1Overview:Advisors Excel is on the lookout for skilled Compliance Advertising Analysts to enhance their team. This announcement invites qualified candidates to express their interest even when specific roles are not currently open.The responsibilities include meticulously...

  • Lead Financial Analyst

    7 days ago

    Topeka, Kansas, United States HR Partners Full time

    Company: HR Partners Job Title: Lead Financial Analyst Job Classification: Full-Time, Exempt Supervisor: Chief Financial Officer Schedule: Monday through Friday, 8:00 am to 5:00 pm (or similar schedule) About Us: HR Partners is dedicated to providing exceptional support and resources to organizations, ensuring they have access to comprehensive financial...

  • Compliance Advertising Analyst

    2 weeks ago

    Topeka, United States Advisors Excel Full time

    Evaluate marketing materials with a discerning eye, considering potential risks and ensuring alignment with regulatory standards.Seek to understand the advisor sales process and assist in the development of marketing collateral and programs to aid in overall effectiveness.Efficiently convey information through the internal database/tracking system for...

  • Tax Analyst

    1 week ago

    Topeka, Kansas, United States Advisors Excel Full time

    Position:Tax AnalystDepartment:FinanceReporting to:Tax SpecialistOverview:Are you driven by accuracy and detail? Do you possess a knack for analytical thinking? We are seeking a meticulous individual to become a part of our Finance team as a Tax Analyst. In this capacity, you will engage in a diverse range of accounting and taxation duties, which encompass...

  • International Tax Senior Analyst

    7 days ago

    Topeka, Kansas, United States Rocket Software Full time

    Position Overview:The Senior Analyst for International Tax plays a crucial role in managing tax compliance, reporting, and strategic planning for the global operations of Rocket Software.This role is tailored for a driven tax professional eager to embrace a diverse range of responsibilities and advance within a vibrant and rapidly evolving tax department.Key...

  • Senior Financial Analyst

    3 weeks ago

    Topeka, United States SMX Corporation Full time

    Senior Financial Analyst (3153) at SMX Location: United States SMX is seeking a Senior Financial Analyst who will independently deliver services to clients through the demonstration of deep financial functional knowledge within the context of our organization. They will lead and administer the financial management of a TDL(s) under a large contract,...

  • Sourcing and Procurement Analyst

    1 week ago

    Topeka, Kansas, United States Kansas Action for Children Full time

    Position Overview:Join Kansas Action for Children as a Sourcing and Procurement Analyst, where your expertise in negotiation and cost management will play a pivotal role in our mission. This position offers the flexibility to work either onsite or in a hybrid capacity, promoting a healthy work-life balance.Key Responsibilities:As a vital member of our...

  • IT Governance Analyst

    1 week ago

    Topeka, United States Federal Home Loan Bank of Des Moines Full time

    Job Description This position may be filled at the Analyst or Senior level depending on the qualifications of the selected candidate. This position will assist with compliance and risk management support to all levels of management; help influence process changes and adoption of risk mitigation techniques to align with industry best practices; and...

  • Purchasing Strategy Analyst

    7 days ago

    Topeka, Kansas, United States Kansas Action for Children Full time

    Position Overview:Join Kansas Action for Children as an Indirect Purchasing Analyst, where your expertise will contribute to our mission of enhancing the well-being of children and families.Role Responsibilities:As an integral member of our procurement team, you will:Provide specialized knowledge in indirect purchasing categories to optimize our procurement...

  • Client Relations Analyst

    7 days ago

    Topeka, Kansas, United States Kansas Action for Children Full time

    Job OverviewAs a vital link between our clients and the organization, the Customer Support Analyst serves as the primary contact for all inquiries related to our products and services.Key ResponsibilitiesAct as the representative for both the company and the customer, addressing product inquiries, tracking shipments, and clarifying orders for the fulfillment...

  • IT Governance Analyst

    7 days ago

    Topeka, United States FHLBank Topeka Full time

    Job Description This position may be filled at the Analyst or Senior level depending on the qualifications of the selected candidate. This position will assist with compliance and risk management supportto all levels of management; help influence process changes and adoption of risk mitigation techniques to align with industry best practices; and collaborate...

Compliance Analyst

1 month ago

Topeka, United States Advisors Excel Full time

Position: Compliance Analyst Location: Topeka OR Lenexa, KS Job Id: 2025 # of Openings: 1 Position: Compliance Analyst Department: Compliance Reporting to: Compliance Manager & Regulatory Counsel Location: Lenexa, KS or Topeka, KS - Onsite Overview: As a Compliance Analyst, you will play an integral role in our Vendor Review Program, ensuring that our vendors' capabilities align with our compliance policies. You will work closely with vendors and our IT team to identify potential risks and provide crucial data analysis to senior leadership. Your role will be pivotal in maintaining the integrity and efficiency of our compliance processes. If you are a detail-oriented professional with a passion for compliance and a knack for data analysis, we would love to hear from you What you'll do: Oversee the compliance aspects of the Vendor Review Process for AE Wealth and AE Financial Services Collaborate with various business units and compliance department members to address compliance requirements related to technologies and vendors Assist in drafting disclosures for platforms and outputs related to technologies and vendors Document the firm's review process for technologies and vendors Maintain consistent communication with project managers to ensure alignment on timelines and deliverables Work closely with product owners, developers, and other project team members to ensure cohesive collaboration Gather, analyze, and prepare data to create comprehensive business reports for senior leadership, highlighting key business trends Influence and educate peers on compliance policies and requirements Take a proactive approach to identify and resolve issues, aiming for continuous improvement in processes Perform other related duties as requested by management Experience you'll bring: 2-3 years of experience in project management, business analysis, or process re-engineering Proficiency in data and metric reporting Strong understanding of compliance requirements related to technologies and vendors Aptitude for technology, embracing change, and a desire to learn Excellent technical writing and documentation skills Strong written and oral communication skills, capable of translating technical terms for business partners with limited technical knowledge Ability to independently manage projects and tasks with limited supervision Strong organizational skills, with the ability to manage a heavy workload and navigate competing priorities High degree of accuracy in a fast-paced environment Proficiency in Microsoft Excel Bonus Points: Background in financial services is preferred, particularly in compliance and/or regulatory management Familiarity with FINRA, SEC, and various state regulations Proven ability in drafting business procedures, documents, and/or developing training materials Skill in writing internal communications for large audiences Proficiency in Microsoft Access or other database management systems Experience in Smartsheet, Monday.com, or similar project management platforms What you'll get: Amazing benefits including medical, dental, vision and 401k (with matching options) Generous paid time off package upon your start date Access to an on-site cafe, gym and primary care Continuous personal and professional development opportunities Recognition for hard work & exemplary performance Employee sponsored events...and more Who We Are: Advisors Excel is a fast paced, innovative company that seeks to service independent financial advisors in a multitude of areas within their business. From operational functions to sales and marketing, our end goal is to help continually grow advisors' businesses nationwide. We thrive on watching them succeed. Not only does AE want to see the success of our advisors, but also our employees. We have high expectations from them to continually move our business forward. We are on the hunt for positive people who thrive on hard work and in a collaborative team environment. If this sounds like you, then what are you waiting for? We want you to join our team Advisors Excel is an Equal Employment Opportunity Employer. Everyone is welcome here - as an inclusive workplace, our employees are always comfortable bringing their true selves to our offices daily. #LI-MS1 Apply for this Position //below URL is also hard code in "CareerSiteSecurityHeaderFilter.java". (function() {window.IndeedApply||function(f,g){function h(){var a=c.getElementById("indeed-apply-js").attributes["data-indeed-apply-qs"],b="";a&&""=a.value&&(b="&"+a.value);return[""].join("")}var b=window,c=document,d=document.location.href;b.IndeedApply=b.IndeedApply||{};var b=c.body,m=/^https:\/\//.test(d),k;if(b)return k=arguments.callee,setTimeout(function(){k(f, g)},100);var d=c.createElement("div"),a=c.createElement("iframe"),e;d.style.display="none";b.insertBefore(d,b.firstChild).id="indeed-apply-iframe-holder";a.frameBorder="0";a.id="indeed-apply-iframe";a.allowTransparency="true";d.appendChild(a);try{a.contentWindow.document.open()}catch(n){e="javascript:var d=document.open();d.domain='"+c.domain+"';",a.src=e+"void(0);"}try{var l=a.contentWindow.document;l.write(h());l.close()}catch(p){a.src=e+'d.write("'+h().replace(/"/g,'\\"')+'");d.close();'}} ("indeedapply/env?","indeedapply/env?https=1");})(); var gnewtonOnIndeedApplyClick = function() { if (('parentIFrame' in window)) return; var initialHeight, height = initialHeight = height = $nQuery('#gnewtonCareerBody').height(); var interval = setInterval(function() { var el = $nQuery('.indeed-apply-popup'); if (el.is(':visible')) { clearInterval(interval); $nQuery('#gnewtonCareerBody').height(initialHeight); } else { height = Math.max(height, el.offset().top + el.height()); $nQuery('#gnewtonCareerBody').height(height); } }, 100); };