Current jobs related to Senior FinTech Compliance Analyst - Washington - Coastalbank
-
Senior Compliance Auditor
4 weeks ago
Washington, United States COMPLIANCE WEEK Full timeLocation: Remote/Hybrid Position Overview Elevate your career as a Senior Compliance Auditor within Compliance Week's auditing division. Our team is dedicated to enhancing the organization's Enterprise Risk Management initiatives, utilizing the Institute of Internal Auditors' Three Lines model. In this role, you will be instrumental in adapting to evolving...
-
Senior Compliance Auditor
4 weeks ago
Washington, United States COMPLIANCE WEEK Full timeLocation: Washington, DC (Hybrid) Position Overview Elevate your career as a Senior Compliance Auditor within the Compliance division at Compliance Week. Our compliance team is dedicated to enhancing the organization’s Enterprise Risk Management framework by applying the Institute of Internal Auditors' Three Lines model. In this capacity, we stay aligned...
-
Senior Compliance Auditor
4 weeks ago
Washington, United States COMPLIANCE WEEK Full timeLocation: Washington, DC (Hybrid) Position Overview Elevate your career as a Senior Compliance Auditor within the Compliance division. This unit is integral to the organization’s Enterprise Risk Management framework, employing the Institute of Internal Auditors' Three Lines model. Our mission is to adapt to evolving practices, business processes, and the...
-
Senior Compliance Auditor
4 weeks ago
Washington, United States COMPLIANCE WEEK Full timeLocation: Washington, DC (Hybrid) Position Overview Elevate your career as a Senior Compliance Auditor within the Compliance division. This unit plays a crucial role in managing the organization's Enterprise Risk Management program, utilizing the Institute of Internal Auditors' Three Lines model. In our operations, we adapt to leading practices, evolving...
-
Fintech Associate
4 months ago
Washington, United States 5 Legal Full timeJob DescriptionJob DescriptionOne of Fortunes Best Places to Work and top 50 AmLaw firm, is seeking associates to join their Technology Transactions, and Privacy practice in their New York, Chicago, Seattle, Washington DC, San Diego or Palo Alto office. The ideal candidate will have:At least 2 years of substantive experience handling regulatory and legal...
-
Senior Compliance Auditor
4 weeks ago
Washington, United States COMPLIANCE WEEK Full timeLocation: Remote Position Title: Principal Compliance Auditor Role Overview Elevate your career as a Principal Compliance Auditor within the Compliance division at Compliance Week. Our compliance team drives the organization’s Enterprise Risk Management initiatives, utilizing the Institute of Internal Auditors' Three Lines model. We ensure that our...
-
Senior Security Compliance Analyst/ISSO
4 days ago
Washington, United States Capgemini Government Solutions Full timeSenior Security Compliance Analyst/ISSO Job DescriptionCapgemini Government Solutions is seeking a highly skilled Senior Security Compliance Analyst/ISSO to support our government clients in the Washington, D.C. metro area. This multifaceted role collaborates with various teams across the business, requiring a Security Compliance Analyst to provide ISSO and...
-
Senior Analyst, Governance, Risk, and Compliance
3 weeks ago
Washington, United States Sirius XM Radio Inc Full timeWho We Are: SiriusXM and its brands (Pandora, SiriusXM Media, AdsWizz, Simplecast, and SiriusXM Connect) are leading a new era of audio entertainment and services by delivering the most compelling subscription and ad-supported audio entertainment experience for listeners -- in the car, at home, and anywhere on the go with connected devices. Our vision is to...
-
Senior Security Compliance Analyst/ISSO
1 week ago
Washington, United States Capgemini Government Solutions Full timeSenior Security Compliance Analyst/ISSO Job DescriptionCapgemini Government Solutions is seeking a highly skilled Senior Security Compliance Analyst/ISSO to support our government clients in the Washington, D.C. metro area. This multifaceted role collaborates with various teams across the business, requiring a Security Compliance Analyst to provide ISSO and...
-
Tax Compliance Specialist
3 weeks ago
Washington, United States General Accountability Office Full timeJob SummaryWe are seeking a highly skilled Senior Tax Analyst to join our team at the General Accountability Office. As a Senior Tax Analyst, you will play a critical role in analyzing and interpreting tax policies and procedures, and providing expert advice to our clients.Key ResponsibilitiesDevelop and implement tax policies and procedures to ensure...
-
Washington, United States Rocket Homes Real Estate LLC Full timeJob SummaryWe are seeking a highly skilled and experienced Director, Government Affairs and Fintech Policy to lead our fintech policy portfolio and advance policy and strategy priorities for our company before senior federal regulators, investors, legislators, and third-party organizations.Key ResponsibilitiesLead the firm's fintech policy portfolio, serving...
-
Director, Government Affairs and Fintech Policy
3 weeks ago
Washington, United States Rocket Homes Real Estate LLC Full timeDirector, Government Affairs and Fintech PolicyThe Rock Family of Companies is made up of nearly 100 separate businesses spanning fintech, sports, entertainment, real estate, startups, and more. We’re united by our culture – a drive to find a better way that fuels our commitment to our clients, our community, and our team members. We believe in and build...
-
Director, Government Affairs and Fintech Policy
3 weeks ago
Washington, United States Rocket Homes Real Estate LLC Full timeDirector, Government Affairs and Fintech PolicyThe Rock Family of Companies is made up of nearly 100 separate businesses spanning fintech, sports, entertainment, real estate, startups, and more. We’re united by our culture – a drive to find a better way that fuels our commitment to our clients, our community, and our team members. We believe in and build...
-
Director, Government Affairs and Fintech Policy
3 weeks ago
Washington, United States Rock Central LLC Full timeRKT Holdings is a centralized hub that delivers thoughtful and innovative solutions for Rocket Companies. We are the center of operations, technology, marketing, HR, legal, strategy and more that propels our companies forward. Here, we’ll give you the opportunity to launch your career and work with various companies, spanning multiple industries from...
-
Senior Counsel for Pharmacy Compliance
4 weeks ago
Washington, United States Willows Landing Senior Living Full timeAbout Willows Landing Senior LivingWillows Landing Senior Living is dedicated to enhancing the quality of life for our residents through exceptional care and innovative services. Our commitment to excellence in senior living is reflected in our supportive environment, tailored health solutions, and a focus on holistic well-being.Position OverviewWe are...
-
Senior Counsel for Pharmacy Compliance
3 weeks ago
Washington, United States Willows Landing Senior Living Full timeAbout Willows Landing Senior LivingWillows Landing Senior Living is dedicated to enhancing the quality of life for our residents through exceptional service and care. Our mission is to create a supportive and enriching environment that promotes health and well-being.Position OverviewWe are looking for a knowledgeable and detail-oriented Pharmacy Compliance...
-
Senior Counsel for Pharmacy Compliance
4 weeks ago
Washington, United States Willows Landing Senior Living Full timeAbout Willows Landing Senior LivingWillows Landing Senior Living is dedicated to enhancing the quality of life for our residents through exceptional care and innovative services. Our mission is to create a supportive environment that promotes health and well-being.Position OverviewWe are in search of a knowledgeable and meticulous Pharmacy Compliance Counsel...
-
Risk Management
3 weeks ago
Washington, United States Patomak Global Partners Full timeThis position is for a financial services risk management or compliance professional at the Manager level to work on regulatory, risk management, and compliance issues confronting clients who are asset managers, banks, swap dealers, broker-dealers, exchanges, and other financial services firms such as fintech companies. Issues handled by the Manager will...
-
Washington, United States Willows Landing Senior Living Full timeAbout Willows Landing Senior LivingWillows Landing Senior Living is dedicated to providing a comprehensive, supportive, and affordable living experience for our residents. We are committed to enhancing the quality of life for seniors through innovative services and personalized care.Position OverviewWe are looking for a seasoned and meticulous Pharmacy...
-
Washington, United States Willows Landing Senior Living Full timeAbout Willows Landing Senior LivingWillows Landing Senior Living is committed to enhancing the quality of life for our residents through exceptional service and innovative care solutions. We strive to provide a supportive and enriching environment that prioritizes health and well-being.Position OverviewWe are in search of a seasoned and meticulous Pharmacy...
Senior FinTech Compliance Analyst
4 months ago
All Jobs
>
Senior FinTech Compliance Analyst
Coastal Community Bank is a little bit of banking and a little bit of tech-ing. The people at Coastal don't just help people with their banking; they help reshape how banking technology allows and serves EVERYONE. We think and work like entrepreneurs, always moving and constantly improving. We care about each other, are go-getters, work hard, and play hard. If you're someone who thrives on innovation, wants to help others succeed, knows how to think outside the box, and believes that we're all in this together -- you belong here.
HOW THIS ROLE IMPACTS COASTAL
As a Senior FinTech Compliance Analyst, you’ll report to the Director of FinTech Compliance and contribute to the success of Coastal Community Bank’s regulatory compliance outcomes. You’ll support Coastal Community Bank's financial technology (“FinTech”) division with the development, implementation, and maintenance of the Compliance Management System as directed by Compliance Management.
WHAT YOU’LL DO AT COASTAL
The Senior FinTech Compliance Analyst will work closely with the Bank’s FinTech partners and frequently collaborate with a community of internal and external compliance professionals. In this role, you’ll also work closely with various departments up to Senior Management.
HOW YOU’LL DO IT
· Support the development of departmental, cross-team, and company-wide compliance policies, procedures, and processes, supporting their efficient and scalable implementation.
· Provide consultation on developing new products and services or modifying existing ones to identify compliance-related issues or new regulatory requirements.
· Function as the compliance subject matter expert and provide regulatory guidance for FinTech partners, supporting deposit and lending teams.
· Review FinTech partner policies, procedures, and practices to ensure compliance with laws and regulations.
· Participate in product and vendor compliance risk reviews and manage the tracking and reporting of such activities.
· Perform reviews of disclosures, forms, and marketing materials.
· Independently investigate and act on matters related to compliance.
· Provide verbal and written consultation to CCBX and FinTech partners through working groups and reports.
· Assist in complaint management, including researching, gathering documentation, drafting complaint responses, tracking, and reporting on complaints.
· Oversee issue management for the assigned FinTech partner(s), including identifying and dissection issues to identify the root cause, risks, recommendations, and remediation efforts.
· Support the compliance change management processes, including tracking and reporting.
· Participate in collecting materials related to regulatory exams and internal audits.
· Strengthen relationships with other divisions by enhancing trust and championing the work of the compliance team.
· Maintain excellence in the industry and functional knowledge over time through training, learning, and growth.
· Assist in the preparation of compliance-related management reports.
· Mentor junior members of the compliance team.
· May lead junior compliance analysts, such as delegating, assigning duties, and overseeing their work.
· Help key stakeholders understand the impact of and prioritize potential compliance risk management improvements.
· Develop, update, and/or enhance department-specific procedures and tools.
· Perform other duties as assigned.
Requirements
WHAT YOU’LL BRING
QUALIFICATIONS
· Humility, integrity, and a sense of humor; you take your work seriously but not yourself.
· Excellent interpersonal and communication skills required, both verbal and written.
· Ability to develop rapport and internal partnerships.
· Ability to multitask while working on long-term projects while maintaining the ability to focus on critical details.
· Demonstrated skill with spreadsheets, critical thinking, writing, and reading comprehension.
· Excellent organization, time management, and project management skills.
· Possess strong analytical and critical thinking skills, with the ability to gather, organize, and interpret data and/or information and formulate decisions based on observed activity.
· Takes ownership of outcomes and works hard toward departmental goals in a collaborative environment.
· Takes personal initiative, can manage ambiguity, and works independently with minimal direction.
EDUCATION AND/OR EXPERIENCE
· Bachelor’s degree (B.A./B.S.) or equivalent combination of education, additional certification and/or experience.
· At least 5-7 years of compliance, consulting, or auditing experience within financial services required.
· Strong knowledge of financial services, deposit compliance laws and regulations, lending compliance laws and regulations, and privacy.
· CRCM (Certified Regulatory Compliance Manager) Certification preferred.
HOW YOU’LL THRIVE AT COASTAL
Be the Best
– Communicate effectively, pay close attention to detail, and prioritize your personal development.
Be Relentless
– Thrive in a goal-oriented environment exercising both patience and persistence. Advocate for our customers and team members and strive to promote the Coastal Difference.
Be Un-Bankey
– Be a forward thinker with a creative mindset. Build long-lasting relationships promoting the Coastal Difference, built on a foundation of integrity, honesty, and trust.
Embrace Gray Thinking
– Use sound judgment while decision-making and problem-solving .
Think outside the box.
Stay Flexible
– Organize and strategize effectively while always being prepared to adapt on the fly .
Seek efficiencies for Coastal to work smarter, not harder.
Take Care of Each Other
– Understand what it means to be a true team player and have your teammate's back. Practice self-awareness and build your emotional intelligence.
BEING YOU AT COASTAL
Coastal is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status. We are also committed to compliance with all fair employment practices.
PHYSICAL DEMANDS
The physical demands described below are required to perform the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
While performing the duties of this job, the employee must:
· have the ability to sit for extended periods of time
· have the ability to stand for extended periods of time
· have the ability to perform repetitive finger, hand, and arm movement
· have the ability to use electronic office equipment such as a computer keyboard, mouse, ten key, telephone, etc.
· view and read computer screen for extended periods
· occasionally stoop, kneel, crouch, or crawl
· occasionally lift or move up to 10 pounds
#J-18808-Ljbffr
