We have other current jobs related to this field that you can find below
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Compliance Analyst
1 month ago
Troy, United States OpTech Full timeOur great client is looking for a Compliance Analyst to work with a great team. This team is based in Troy and going to the office 2 days a week. We know this client well and will be an amazing opportunity for the right candidate. About the Role: The Compliance Analyst position provides oversight of compliance, audit and regulatory risk reviews and acts a...
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Housing Compliance Coordinator
3 days ago
Troy, Michigan, United States AGM Management Full timeDepartment: AdministrationReports to: Director of Regional ManagementFLSA Status: Exempt/Full-timeWork Location: On-site onlyAGM Management is currently seeking an experienced Housing Compliance Coordinator to support Project Based Section 8 and Low-Income Housing Tax Credit Regulations. This role is pivotal in providing training and assistance to Property...
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Troy, United States AGM Management Full timeAGM Management is currently accepting resumes for an experienced Affordable Housing Compliance and Training Specialist to assist with the Project Based Section 8 and Low-Income Housing Tax Credit Regulations. The Affordable Housing Compliance and Training Specialist takes the lead role in auditing, training and support for Property Managers throughout 14...
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Compliance Associate
2 months ago
Parsippany-Troy Hills, United States Summit Financial Full timeJob Description:Summit Financial LLC is seeking an engaged, detail oriented and self-motivated Compliance Officer to join its Compliance Department. The Compliance Officer will be responsible for day to day compliance functions relating to our investment advisory business. The individual must have knowledge of the Investment Advisers Acts and experience with...
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Troy, United States AGM Management Full timeJob DescriptionJob DescriptionAGM Management is currently accepting resumes for an experienced Affordable Housing Compliance and Training Specialist to assist with the Project Based Section 8 and Low-Income Housing Tax Credit Regulations. The Affordable Housing Compliance and Training Specialist takes the lead role in auditing, training and support for...
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Fire Safety Compliance Inspector
4 days ago
Troy, Michigan, United States Jobot Full timeCompensation and Benefits: Profit Sharing + Excellent Benefits + Opportunities for Advancement + Company Vehicle Hourly Rate: $27 - $37 per hour With over a century of experience in the fire safety industry, we have protected countless commercial, industrial, and residential properties across the region. The Fire Safety Compliance Inspector is responsible...
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Office Administrator
3 days ago
Troy, United States Wild Bill's Tobacco Full timeThe Office Administrator will coordinate office activities and operations while providing clerical and administrative support. Duties/Responsibilities: Directs office activities and functions to maintain efficiency and compliance with company policies. Assists clerical and support staff with their assigned duties, particularly when more advanced, skilled,...
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Office Administrator
6 days ago
Troy, United States Wild Bill's Tobacco Full timeJob DescriptionJob DescriptionDescription:The Office Administrator will coordinate office activities and operations while providing clerical and administrative support.Duties/Responsibilities:Directs office activities and functions to maintain efficiency and compliance with company policies.Assists clerical and support staff with their assigned duties,...
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Warehouse Officer
1 month ago
Troy, Michigan, United States NES Fircroft Full timeWarehouse Material CoordinatorResponsible for overseeing material receiving, issuing, and warehouse processes related to the storage and management of warehouse materials.Evaluate storage requirements for materials in the warehouse and ensure proper storage.Handle all warehouse activities including loading/unloading, tagging, identification, storage, use,...
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Clinic Office Manager
1 week ago
Troy, United States Mid Carolina Family Medicine Full time $45,000 - $60,000Job DescriptionJob DescriptionMid Carolina Family Medicine, a rural health practice in Troy, is looking for an Office Manager to oversee all operational aspects of running an efficient healthcare practice. Responsibilities:Handle patient inquiries and concerns and provide resolutions in a timely manner.Handle all recruiting related activities.Conduct new...
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Senior Security Officer
3 days ago
Troy, New York, United States Trinity Health Full timeEmployment Type:Full timeShift:Day ShiftPosition Overview:The Senior Security Officer at Trinity Health plays a vital role in maintaining a secure environment. Under the guidance of the Lead Security Officer, this position is accountable for ensuring the safety and protection of all personnel and visitors. Key Responsibilities:1. Monitor and patrol the...
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Chief Financial Officer
4 days ago
Troy, Michigan, United States LR Management Inc Full timeAbout Us:LR Management Inc is a dedicated team of skilled, motivated, and results-oriented professionals who take great pride in their daily contributions. We specialize in the management of multifamily housing communities, emphasizing value creation, exceptional customer service, and exceeding financial goals.The Opportunity:We are in search of a seasoned...
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Chief Financial Officer
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Mortgage Loan Officer
3 weeks ago
Troy, United States Mortgagepros Llc Full timeJob DescriptionJob DescriptionJob DescriptionMortgagePros is looking for experienced, licensed Mortgage Loan Officers to join our expanding team! As a Loan Officer, you'll be building relationships with clients while helping to provide them with products that best fit their needs. Here at MortgagePros, you will be working with the best Team Leaders,...
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Mortgage Loan Officer
3 months ago
Troy, United States Mortgagepros Llc Full timeJob DescriptionJob DescriptionJob descriptionMortgagePros is looking for experienced, licensed Mortgage Loan Officers to join our expanding team! As a Loan Officer, you'll be building relationships with clients while helping to provide them with products that best fit their needs. Here at MortgagePros, you will be working with the best Team Leaders,...
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Mortgage Loan Officer
3 weeks ago
Troy, United States Mortgagepros Llc Full timeJob DescriptionJob DescriptionJob DescriptionMortgagePros is looking for experienced, licensed Mortgage Loan Officers to join our expanding team! As a Loan Officer, you'll be building relationships with clients while helping to provide them with products that best fit their needs. Here at MortgagePros, you will be working with the best Team Leaders,...
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Chief Human Resources Officer
3 days ago
Troy, Michigan, United States Oakland Community Health Network Full timeJob OverviewPosition Title: Chief Human Resources OfficerPosition Summary:The Chief Human Resources Officer is responsible for overseeing all aspects of Human Resources operations. This role provides expert guidance to leadership and staff, ensuring the organization attracts and retains a diverse workforce within a supportive and inclusive culture. The...
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Programming Office Assistant
1 month ago
Troy, United States CRSi Full timeCHAMPAIGN RESIDENTIAL SERVICES CRSI is hiring Programming / Office Assistant supports the Regional Office with a variety of tasks. Per the Program Administrator, those tasks may include supporting departments other than programming. PRIMARY RESPONSIBILITIES: Updates and maintains Facesheets. Maintains releases for Program Specialists. This includes...
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Chief Human Resources Officer
3 days ago
Troy, Michigan, United States Oakland Community Health Network Full timeJob OverviewPosition Title: Chief Human Resources OfficerPosition Summary:The Chief Human Resources Officer is responsible for overseeing all aspects of Human Resources operations. This role provides expert consultation to both leadership and staff, fostering an inclusive and supportive workplace culture that attracts and retains talent. The position ensures...
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Senior Loan Officer Team Leader
4 days ago
Troy, Michigan, United States Capital Home Mortgage- Troy, MI Full timeSenior Mortgage Loan Officer ManagerCapital Home Mortgage is in search of a committed Senior Mortgage Loan Officer Manager to enhance our operations. This pivotal position entails overseeing a team, fostering client relationships, and ensuring adherence to industry regulations. We value individuals who are driven and possess a strong commitment to customer...
Compliance Officer
2 months ago
Growing investment advisory firm seeks experienced Compliance Officer to join their team to provide regulatory support.
Responsibilities:
Monitor and interpret regulatory developments, ensure the firm's operations are compliant with all rules/regulations
Develop, update, and implement compliance policies/procedures to mitigate risk and maintain a robust compliance framework
Conduct risk assessments to identify potential compliance vulnerabilities and develop strategies to mitigate these risks
Provide compliance training to investment advisors, ensuring a thorough understanding of regulatory requirements and best practices
Perform internal audits and reviews to assess compliance with established policies and procedures
Prepare reports for management and regulatory bodies, documenting compliance efforts, violations, and resolutions
Requirements:
Bachelor's degree
10+ years compliance experience
Series 65 license
Strong understanding of financial regulations (SEC, FINRA, etc.)
Excellent analytical skills with an ability to interpret complex regulations and assess their impact on the business
Exceptional communication/interpersonal skills to collaborate with members of the investment team
Detail-oriented with a proactive approach to identifying and addressing compliance issues
