Senior Compliance Analyst

1 month ago


Austin, United States augmentjobs Full time
Job DescriptionJob DescriptionJob Title: Senior Compliance Analyst

Job Summary: The Senior Compliance Analyst will play a vital role in ensuring that the organization adheres to all applicable laws, regulations, and internal policies. This role involves conducting compliance audits, monitoring regulatory changes, and providing guidance to various departments on compliance matters. The Senior Compliance Analyst will also be responsible for developing and maintaining compliance programs, assessing risks, and reporting findings to senior management.

Responsibilities:

  • Conduct regular compliance audits and reviews to ensure adherence to legal and regulatory requirements, as well as internal policies and procedures.
  • Monitor and analyze regulatory developments, ensuring the organization remains compliant with all relevant laws and regulations.
  • Develop and maintain compliance programs, policies, and procedures, ensuring they are up-to-date and effectively implemented.
  • Collaborate with various departments to provide guidance on compliance matters and address any potential compliance issues.
  • Identify and assess compliance risks, providing recommendations to mitigate these risks and improve compliance practices.
  • Prepare detailed compliance reports for senior management, highlighting key compliance issues, risks, and corrective actions.
  • Assist in the development and delivery of compliance training programs to ensure employees are aware of regulatory requirements and best practices.
  • Work with legal and regulatory teams to manage interactions with regulatory bodies and respond to compliance inquiries or investigations.
  • Stay current on industry trends, regulatory changes, and best practices in compliance management.

    Qualifications:

  • Bachelor's degree in Business, Law, Finance, or a related field; advanced degree or relevant certifications (e.g., Certified Compliance & Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM)) is a plus.
  • 4+ years of experience in compliance, regulatory analysis, or a related field, with a strong understanding of compliance frameworks and regulations.
  • Experience in conducting compliance audits, assessments, and risk evaluations.
  • Proficiency in compliance management tools and software, as well as strong analytical skills.
  • Excellent communication and presentation skills, with the ability to convey complex regulatory information to non-technical stakeholders.
  • Strong problem-solving abilities, with experience in identifying and mitigating compliance risks.
  • Knowledge of industry-specific regulations and best practices in compliance management.
  • Ability to manage multiple projects and work effectively in a fast-paced environment.


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