Senior Compliance Analyst

4 weeks ago


Austin, United States augmentjobs Full time
Job DescriptionJob DescriptionJob Title: Senior Compliance Analyst

Job Summary: The Senior Compliance Analyst is responsible for ensuring that the organization adheres to all regulatory requirements and internal policies. This role involves conducting compliance audits, developing and implementing compliance programs, and providing guidance on regulatory matters to mitigate risks. The Senior Compliance Analyst plays a critical role in maintaining the company's integrity and reputation by ensuring that all business practices are in line with legal standards.

Responsibilities:

  • Conduct comprehensive compliance audits and assessments to identify potential risks.
  • Develop, implement, and maintain compliance programs and policies.
  • Monitor and interpret regulatory changes, ensuring timely updates to company policies.
  • Provide guidance and training to staff on compliance-related issues.
  • Prepare and submit required compliance reports to regulatory bodies.
  • Collaborate with various departments to ensure compliance with applicable laws and regulations.
  • Investigate and resolve compliance issues, recommending corrective actions as necessary.
  • Support the development of risk management strategies and initiatives.

Qualifications:

  • Bachelor's degree in Law, Finance, Business, or a related field.
  • Minimum of 5-7 years of experience in compliance, risk management, or a similar role.
  • Strong knowledge of regulatory requirements and compliance frameworks.
  • Excellent analytical and problem-solving skills.
  • Ability to communicate complex compliance issues clearly and effectively.
  • Certification in compliance or related areas (e.g., CCEP, CRCM) is preferred.
  • Strong attention to detail and ability to manage multiple tasks simultaneously.
  • Proficient in compliance software and tools.


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