Compliance Analyst

1 month ago


Houston, United States Taylor Root Full time

We are seeking candidates with a Compliance Analyst background in Texas, NY, DC, and Atlanta area.


The ideal candidates will have the following:

  • Compliance experience at an SEC registered investment adviser or as a consultant
  • Code of Ethics
  • Employee compliance
  • Review marketing materials and investor communications to ensure compliance
  • & other related compliance experience


Please apply today if you live or willing to relocate to any of these areas


  • Compliance Analyst

    3 days ago


    Houston, Texas, United States Clearpoint Full time

    Job DescriptionJob Title: Risk Control AnalystCompany: ClearpointLocation: RemoteJob Type: Full-timeSalary: $110,000 - $120,000 per yearJob Summary:The Risk Control Analyst will work in the Global Risk Control department, reporting to the Middle Office Manager, and will measure, analyze, and monitor the P&L, Exposure, and Value At Risk of the Power Trading...


  • Houston, Texas, United States ReviveRX Full time

    Job OverviewRegulatory Compliance Analyst - Job OverviewSummaryAs a vital member of the Compliance team, the Regulatory Compliance Analyst will play a key role in maintaining pharmacy security and ensuring adherence to regulatory standards at the highest level. This diverse position involves collaboration with various teams to guarantee compliance with both...


  • Houston, United States Enterprise Products Partners Full time

    Tap into the professional possibilities of the largest publicly traded energy partnership that features one of the most diversified cash flow streams in the midstream segment of the energy industry. With dynamic career opportunities and a creative an Internal, Compliance, Compliance Analyst, Control, Intern, Analyst, Business Services


  • Houston, Texas, United States Houston Methodist Academic Institute Full time

    Position OverviewAt Houston Methodist Academic Institute, the Research Compliance Analyst role is pivotal in delivering regulatory adherence support and educational resources to the research community across various Responsible Conduct of Research (RCR) domains. Key areas of focus include:• Conflict of Interest• Data Management and Sharing• Research...


  • Houston, United States Larson Maddox Full time

    A Global Multi-Energy company is looking to find a Senior Compliance Analyst based out of the Houston, TX office. Reporting to the Operational Compliance Manager, this position will play a critical role in ensuring operational compliance and keeping risk mitigation strategies up-to-date.Responsibilities:Ensure compliance with trade regulationsReport trading...


  • houston, United States Larson Maddox Full time

    A Global Multi-Energy company is looking to find a Senior Compliance Analyst based out of the Houston, TX office. Reporting to the Operational Compliance Manager, this position will play a critical role in ensuring operational compliance and keeping risk mitigation strategies up-to-date.Responsibilities:Ensure compliance with trade regulationsReport trading...


  • Houston, Texas, United States Enterprise Products Full time

    Company Overview:Enterprise Products Partners L.P. stands as a prominent publicly traded partnership and a leading provider of midstream energy services across North America. Our extensive portfolio includes services such as natural gas gathering, processing, transportation, and storage, alongside NGL and crude oil transportation and storage solutions. With...


  • Houston, Texas, United States Mastech Digital Full time

    Job OverviewMastech Digital is a leading provider of digital and traditional technology staffing solutions, as well as Digital Transformation Services tailored for various sectors. We are currently in search of a Vendor Risk Compliance Analyst to join our team in the Consulting sector. We prioritize our professionals by offering a comprehensive benefits...


  • Houston, United States Primary Services Full time

    Join a dynamic team at a leading company in the energy sector, where you’ll develop cutting-edge compliance monitoring systems and work on high-impact projects in a fast-paced, ever-evolving trading environment. Enjoy a collaborative workplace where your skills in data analysis, machine learning, and market compliance will be put to the test.Primary...


  • Houston, United States Primary Services Full time

    Join a dynamic team at a leading company in the energy sector, where you’ll develop cutting-edge compliance monitoring systems and work on high-impact projects in a fast-paced, ever-evolving trading environment. Enjoy a collaborative workplace where your skills in data analysis, machine learning, and market compliance will be put to the test.Primary...


  • Houston, United States ICSI. Full time

    Job DescriptionJob DescriptionPosition: Fuels Compliance AnalystPosition Type: W2 ContractPosition Location: Houston, TXFuels Compliance Analyst*NOT an IT Business Analyst role*Responsibilities:Administration of environmental fuel credit transactions, including processing transactions, reconciliation, analysis, and validation of dataFrequent interaction with...


  • Houston, Texas, United States tapwage Full time

    IT Contracts and Compliance AnalystOffice Location: Houston, TexasKey Responsibilities: Review, negotiate, and manage IT contracts, including vendor agreements, software licenses, and service level agreements (SLAs) Ensure contracts align with company policies and legal requirements Monitor contract performance and compliance throughout the contract...


  • Houston, Texas, United States RWDY Inc Full time

    Job OverviewPosition Title: Environmental Regulatory Compliance AnalystLocation: Houston, TXWork Arrangement: 3 Days Onsite, 2 Days RemotePosition Summary: The ideal candidate will be responsible for delivering environmental guidance to ensure adherence to federal, state, and local environmental laws. This role involves close collaboration with management,...


  • Houston, United States Addison Group Full time

    Job DescriptionJob DescriptionIT Contracts and Compliance AnalystOffice Location: Houston, TexasKey Responsibilities:Review, negotiate, and manage IT contracts, including vendor agreements, software licenses, and service level agreements (SLAs)Ensure contracts align with company policies and legal requirementsMonitor contract performance and compliance...


  • Houston, United States Enterprise Products Full time

    Enterprise Products Partners L.P. is one of the largest publicly traded partnerships and a leading North American provider of midstream energy services to producers and consumers of natural gas, NGLs, crude oil, refined products and petrochemicals. Our services include: natural gas gathering, treating, processing, transportation and storage; NGL...


  • Houston, Texas, United States Phillips 66 Full time

    Phillips 66 & YOU - Together we can fuel the futureThe Ethics and Compliance Analyst will report to the Director of the Office of Ethics and play a crucial role in the management of the Corporate Ethics and Compliance Programs. This includes conducting investigations, overseeing database administration, performing investigative research, and ensuring...


  • Houston, Texas, United States Direct Staffing Inc Full time

    Position OverviewThe Senior Tax Analyst plays a critical role in ensuring adherence to tax regulations and accounting standards. This position involves a variety of responsibilities related to tax compliance and reporting.Key ResponsibilitiesTax Accounting Calculations: Support the preparation of tax accounting calculations necessary for compliance with...


  • Houston, United States Larson Maddox Full time

    A Global Energy Company is looking to bring on a Data Compliance Analyst. Reporting to the Head of Market Compliance, this individual will join a tight-knit team with high visibility across the business. The role involves handling a variety of matters, including conducting thorough data, work with domestic and international IT teams, supporting long term...


  • houston, United States Larson Maddox Full time

    A Global Energy Company is looking to bring on a Data Compliance Analyst. Reporting to the Head of Market Compliance, this individual will join a tight-knit team with high visibility across the business. The role involves handling a variety of matters, including conducting thorough data, work with domestic and international IT teams, supporting long term...


  • Houston, United States Bristow Group Full time

    Reporting to the IT Security and Compliance Manager, the IT Security and Compliance Analyst is responsible for supporting the implementation and oversight of cybersecurity programs and incident management, Identity and Access Management systems, IT audit controls and discovery related to investigations. The position is also responsible for supporting the IT...