Audit Manager

1 month ago

Plano, United States Bank of America Full time

Description

:
This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships. Job expectations include fostering an inclusive work environment, and mentoring team members.

Responsibilities:

Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality manner Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit Oversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environment Maintains business partner relationships, primarily with line management, to develop business knowledge Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment

Skills:

Analytical Thinking Audit Planning Internal Audit Review Issue Management Risk Management Business Acumen Coaching Project Management Relationship Building Written Communications Attention to Detail Automation Critical Thinking Technical Documentation

Required Qualifications:

Minimum 8 years Audit or risk control risk/controls background preferably in financial services. A minimum of 3 years in a lead auditor / Auditor-in-Charge (AIC) role. Risk assessment skillset to enable evaluation of processes and other operational risks, identification of controls and determination of gaps and weaknesses. Strong written/verbal communication skills with the ability to communicate issues/concerns and recommend corrective course of action. Capability to effectively influence risk direction and willingness to take a stand when required. Intellectual curiosity to identify areas of risk coupled with the analytic, logical reasoning, and problem solving, risk vs. reward skills to effectively and objectively investigate/evaluate areas of risk. Ability to manage audit projects within a risk-based audit methodology and provide coaching and training to junior associates within the team. Must have good time management skills and the ability manage multiple priorities in a fast-paced environment. Ability to work well and collaboratively as part of a team and function independently when required. Ability to plan, execute and evaluate audit test plans within a risk-based audit methodology. Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information. Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives. Bachelor’s degree and/or Advanced degree with relevant experience.

Desired Qualifications:

Certified Internal Audit (CIA) certification Audit or risk control risk/controls background in financial services Prior Analytical / Automation Skills (SQL, SAS, Python. Alteryx, Advanced Excel) Advanced degree or certifications (CIA, CISA etc – CPA Preferred) Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)

Shift:

1st shift (United States of America)

Hours Per Week: 

40

  • Audit Operations Manager

    2 weeks ago

    Plano, Texas, United States Bank of America Full time

    Position Overview The Audit Manager role is pivotal in steering the audit initiatives within the organization, acting as the Auditor-in-Charge (AIC) and executing the audit strategy across various Lines of Business (LOBs). This position entails a comprehensive oversight of audit activities, ensuring adherence to established audit policies and enhancing...

  • Senior Audit Manager

    1 month ago

    Plano, Texas, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • Audit and Compliance Manager

    2 weeks ago

    Plano, Texas, United States Toyota Full time

    Join Toyota and Elevate Your Career!At Toyota, we recognize the importance of our skilled workforce and are committed to fostering professional growth within our team. We encourage our associates to explore opportunities for advancement within the organization.Our success is driven by our people.Please note that Toyota does not provide sponsorship for...

  • Manager, Audit and Exam Management

    1 month ago

    Plano, Texas, United States Toyota Full time

    OverviewWho we areCollaborative. Respectful. A place to dream and do. These are just a few words that describe what life is like at Toyota. As one of the world's most admired brands, Toyota is growing and leading the future of mobility through innovative, high-quality solutions designed to enhance lives and delight those we serve. We're looking for diverse,...

  • Audit Manager, Enterprise Risk

    1 month ago

    Plano, United States Selby Jennings Full time

    **Candidates can sit in the following locations: Charlotte, NC | Texas | Tampa, FL | Phoenix, AZ**Responsibilities:Serve as the lead AIC and main contact for the business during audit engagements.Direct and execute complex audits, continuous monitoring, advisory activities, special reviews, and investigations.Conduct detailed audit testing, aligning key...

  • IT Audit Senior Audit Manager

    1 month ago

    Plano, United States Genesis10 Full time

    Genesis10 is currently seeking an IT Audit Senior Audit Manager - Financial Crimes with our client in the financial industry located in Plano, TX and Dallas, TX. This is a full-time position.Responsibilities:Responsible for auditing Lines of Business (LOBs) ranging in scale and scopeKey responsibilities include developing audit plans, assessing issues for...

  • Senior Audit Manager

    2 days ago

    Plano, Texas, United States Bank of America Full time

    About the RoleThis is a challenging and rewarding opportunity to lead the audit function for Bank of America's Lines of Business (LOBs). As a Senior Audit Manager - Risk Oversight, you will be responsible for developing and implementing audit plans, assessing risks, and providing coverage for current and emerging risks.Key ResponsibilitiesAudit LOBs ranging...

  • Senior Audit Manager

    7 days ago

    Plano, Texas, United States Bank of America Full time

    About the Role:This is a challenging and rewarding opportunity to lead the audit function for Bank of America's Lines of Business, ensuring the effective management of risk and control environments. As a Senior Audit Manager, you will be responsible for developing and implementing audit plans, assessing risks, and providing coverage for current and emerging...

  • Bank Internal Audit Manager

    1 month ago

    Plano, United States Crowe Full time

    Your Journey at Crowe Starts Here: At Crowe, you have the opportunity to deliver innovative solutions to today's complex business issues. Crowe's accounting, consulting, and technology personnel are widely recognized for their in-depth expertise and understanding of sophisticated process frameworks and enabling technologies, along with their commitment to...

  • Audit Director, IT Audit- Payment Systems and Network

    1 month ago

    Plano, United States Capital One Full time

    NYC 299 Park Avenue (22957), United States of America, New York, New YorkAudit Director, IT Audit- Payment Systems and NetworkCapital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and...

  • Senior Audit Manager, ORM/Fraud Risk

    1 month ago

    Plano, United States Selby Jennings Full time

    **This position can sit in additional locations across Texas, Arizona, Florida & North Carolina****Relocation is available for this position**Responsibilities:Shape business and client decisions across the organization concerning efficient internal controls and risk mitigation strategies spanning the entire enterprise, while challenging management to adopt...

  • Sr. Manager Cyber Technical, Technology Audit

    4 weeks ago

    Plano, United States Capital One Full time

    Center 1 (19052), United States of America, McLean, VirginiaSr. Manager Cyber Technical, Technology AuditCapital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a...

  • Lead Audit Strategist

    2 weeks ago

    Plano, Texas, United States Bank of America Full time

    Position Overview This role is essential for managing designated audit functions while serving as the Auditor-in-Charge (AIC). The individual will implement the audit framework for various Lines of Business (LOBs). Key duties encompass steering risk-focused audits by outlining scope and testing methodologies to assess the control landscape in alignment...

  • Senior Audit Supervisor

    1 week ago

    Plano, Texas, United States Bank of America Full time

    Job Overview : This position is accountable for managing designated segments of audit activities, serving as the Auditor-in-Charge (AIC), and implementing the audit framework for various Lines of Business (LOBs). Key duties encompass steering risk-focused auditing by establishing scope and testing protocols to assess the control framework in alignment with...

  • Senior Audit Manager

    2 months ago

    Plano, United States Bank of America Full time

    Description : This job is responsible for auditing Lines of Business (LOBs) ranging in scale and scope. Key responsibilities include developing audit plans, assessing issues for impact, assigning severity ratings, producing audit reports, and managing business partner relationships. Job expectations may include evaluating the control environment,...

  • IT Audit Specialist

    1 day ago

    Plano, Texas, United States Dexian Full time

    About the RoleDexian is seeking a highly skilled IT Audit Consultant to join our team. As a key member of our Technology Business Management Resiliency & Controls Quality Assurance team, you will play a critical role in establishing effective controls within processes, performing reviews, and testing the effectiveness of controls.Key ResponsibilitiesProcess...

  • IT Audit Consultant

    1 week ago

    Plano, United States Dexian Full time

    Job Summary:Dexian is seeking a IT Audit Consultant for an opportunity with a client located in Plane, TX. Responsibilities:Provides critical support and will help in establishing effective controls within processes (Quality Assurance)Perform reviews, and test the effectiveness of controls (monitoring and Quality Control)Engage with senior stakeholders to...

  • Manager, Cyber Risk

    3 weeks ago

    Plano, United States Capital One Full time

    Center 1 (19052), United States of America, McLean, VirginiaManager, Cyber Risk & Analysis - Technology Audit (Hybrid)Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate...

  • Audit Director, FCC

    4 weeks ago

    Plano, United States Capital One Full time

    Center 1 (19052), United States of America, McLean, Virginia Audit Director, FCC & Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a...

  • Audit Director, FCC

    3 months ago

    Plano, United States Capital One Full time

    Center 1 (19052), United States of America, McLean, VirginiaAudit Director, FCC & Compliance (Hybrid) Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a...