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Lead Audit Strategist

2 months ago

Plano, Texas, United States Bank of America Full time

Position Overview


This role is essential for managing designated audit functions while serving as the Auditor-in-Charge (AIC). The individual will implement the audit framework for various Lines of Business (LOBs). Key duties encompass steering risk-focused audits by outlining scope and testing methodologies to assess the control landscape in alignment with audit standards, evaluating issues for business implications, and providing severity assessments. Additionally, the role involves drafting audit documentation and nurturing relationships with business partners. A significant expectation is to cultivate an inclusive workplace and mentor team members effectively.

Key Responsibilities:

  • Implements audit strategy to ensure effective risk-based auditing by defining audit scope and developing audit programs, while producing audit reports utilizing automation and innovative techniques in a timely and high-quality manner.
  • Serves as Auditor-in-Charge (AIC) by supervising audit evaluations and ensuring they are conducted promptly and meet quality benchmarks, audit policies, and procedural guidelines.
  • Evaluates impacts on business operations, controls, and strategies to provide recommendations on severity ratings and escalate overarching themes or trends based on existing business insights.
  • Demonstrates intellectual curiosity and sound judgment to effectively influence and challenge management to enhance the control environment and promote continuous audit improvements.
  • Leads a team of associates, offering daily mentoring and guidance while fostering an inclusive workplace culture.
  • Maintains relationships with business partners, primarily with line management, to enhance business understanding.
  • Utilizes comprehensive knowledge of products, business, and technical expertise to effectively challenge management and improve the control environment.

Required Skills:

  • Analytical Thinking
  • Audit Planning
  • Internal Audit Review
  • Issue Management
  • Risk Management
  • Business Acumen
  • Coaching
  • Project Management
  • Relationship Building
  • Written Communication
  • Attention to Detail
  • Automation
  • Critical Thinking
  • Technical Documentation

Required Qualifications:

  • At least 8 years of experience in audit or risk control, preferably within financial services.
  • A minimum of 3 years in a lead auditor or Auditor-in-Charge (AIC) capacity.
  • Proficient in risk assessment to evaluate processes and operational risks, identify controls, and determine gaps and weaknesses.
  • Strong verbal and written communication skills, capable of articulating issues and recommending corrective actions. Ability to influence risk direction and assert when necessary.
  • Intellectual curiosity to identify risk areas combined with analytical, logical reasoning, and problem-solving skills to investigate and evaluate risks effectively.
  • Ability to manage audit projects using a risk-based audit methodology and provide coaching to junior team members.
  • Excellent time management skills and the capability to handle multiple priorities in a dynamic environment.
  • Ability to collaborate effectively as part of a team while also functioning independently when necessary.
  • Proficient in planning, executing, and assessing audit test plans within a risk-based audit framework.
  • Strong analytical skills with the ability to interpret large data sets and transform them into actionable insights.
  • Capable of communicating effectively to influence management and lead change in both strategic and tactical initiatives.
  • Bachelor's degree and/or advanced degree with relevant experience.

Desired Qualifications:

  • Certified Internal Auditor (CIA) certification.
  • Background in audit or risk control within financial services.
  • Prior experience with analytical or automation tools (SQL, SAS, Python, Alteryx, Advanced Excel).
  • Advanced degree or certifications (CIA, CISA, CPA preferred).
  • Certifications such as Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE).

Work Schedule:

1st shift (United States of America)

Weekly Hours: 40