Audit Director, FCC

4 weeks ago

Plano, United States Capital One Full time

Center 1 (19052), United States of America, McLean, Virginia Audit Director, FCC & Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Director interested in becoming part of our Audit team. As a member of the Compliance Audit team, the candidate will focus on developing and leading the strategic approach for all aspects of compliance and/or financial crimes compliance across the bank. A Director on the Compliance Audit team will be responsible for designing and executing a risk-based testing strategy to ensure the quality of Consumer and Commercial Compliance risks, AML, Sanctions and Fraud risk management is effective across all lines of business within Capital One. Responsibilities: Lead and/or execute operational related audits within Capital One, including the supervision of audit staff on related audit engagements. Proactively monitor the assigned audit universe for changing risks and needed updates. Lead continuous monitoring activities and updates to risk assessments, audit universe, and audit plan. Direct business unit and project audits across assigned portfolios. Review engagement planning documentation and audit programs to ensure adequate coverage of risk and sufficient rationale for audit scope. Supervise and coordinate work assignments amongst audit team members. Provide timely feedback, on-the-job training and coaching to audit staff and direct reports. Establish and maintain good relationships with key business and audit partners. Leverage specialized knowledge and skills, providing management with insight into their area of subject-matter focus. Provide subject matter expertise to audit partners and ensure comprehensive audit coverage of owned risk domains. Assess relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues. Deliver appropriate, succinct and organized information, tailoring communication style to audience. Communicate complex results and implications, incorporating different perspectives into deliverables. Manage timely and quality delivery of multiple tasks, including audits, projects, special assignments, and administrative activities. Here's what we're looking for in an ideal teammate: You are a critical thinker who seeks to understand the business and its control environment. You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. You possess a relentless focus on quality and timeliness. You adapt to change, embrace bold ideas, and are intellectually curious. You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact. You're a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. You're a teacher. You do the right thing and lead by example. You create energy and an environment that fosters trust, collaboration, and belonging. Basic Qualifications: Bachelor's degree or military experience. At least 10 years of experience in auditing, risk management or a combination. At least 5 years of experience in banking or financial services. At least 3 years of experience in people management. Preferred Qualifications: Master's Degree in Accounting, Finance, Economics, or Business Administration. Professional certification such as CPA, CIA, CFA, CRM, CBCP, CTPRP or APRP. Experience with operational resiliency, third party risk management, business continuity risk management, payments risk, country risk or a combination. 12+ years of experience in internal auditing, first or second line risk management, or a combination. 7+ years of experience in banking or financial services. 7+ years of experience in leadership or supervisory roles. 3+ years of experience managing audit engagements. 1+ years of experience performing data analysis in support of internal auditing. At this time, Capital One will not sponsor a new applicant for employment authorization for this position. This role is hybrid meaning associates typically spend about half their time (2-3 days per week) in-person at one of our offices listed on this job posting. The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations. Candidates hired to work in other locations will be subject to the pay range associated with that location. This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. #J-18808-Ljbffr

  • Audit Director, FCC

    3 months ago

    Plano, United States Capital One Full time

    Center 1 (19052), United States of America, McLean, VirginiaAudit Director, FCC & Compliance (Hybrid) Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a...

  • Audit Director, Financial Crimes Compliance

    3 months ago

    Plano, United States Capital One Full time

    NYC 299 Park Avenue (22957), United States of America, New York, New YorkAudit Director, Financial Crimes Compliance (Hybrid) Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and...

  • Audit Director, Financial Crimes Compliance Specialist

    1 week ago

    Plano, Texas, United States Capital One Full time

    About the RoleCapital One is seeking a seasoned Audit Director to join our Financial Crimes Compliance (FCC) Audit team. As a key member of our Audit function, you will play a critical role in ensuring the quality of Anti-Money Laundering (AML), Sanctions, and Fraud risk management across all lines of business within the bank.Key ResponsibilitiesLead...

  • Audit Director, IT Audit- Payment Systems and Network

    1 month ago

    Plano, United States Capital One Full time

    NYC 299 Park Avenue (22957), United States of America, New York, New YorkAudit Director, IT Audit- Payment Systems and NetworkCapital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and...

  • Technical Managing Director

    3 months ago

    Plano, United States Medsphere Full time

    Job DescriptionJob DescriptionThe Managing Director is responsible for defining the technologies we use for exceeding the expectations and needs of our managed IT services clients. Such technologies include remote monitoring and management platform, ticketing, backup and disaster recovery solutions, patching and vulnerability management, and configuration...

  • Tax Director

    5 days ago

    Plano, Texas, United States Thomas Edwards Group Full time

    Job OverviewThe Thomas Edwards Group is seeking a seasoned Tax Director to lead our tax-related functions and collaborate with internal teams and external advisors on tax compliance, analysis, and research. This role will oversee the implementation and coordination of all tax-related matters and policies, ensuring timely filings and compliance with...

  • Tax Director

    2 weeks ago

    Plano, United States Thomas Edwards Group Full time $140,000 - $180,000

    Job DescriptionJob DescriptionTax Director / Tax Manager 9728Job Summary: The Tax Director will lead all tax-related functions and work with internal cross-functional teams and external tax advisors on tax compliance, analysis, and research.  The role will review, implement, and coordinate all tax-related matters and policies.  The Director position...

  • Tax Director

    1 month ago

    Plano, United States Thomas Edwards Group Full time

    Job DescriptionJob DescriptionTax Director / Tax Manager 9728Job Summary: The Tax Director will lead all tax-related functions and work with internal cross-functional teams and external tax advisors on tax compliance, analysis, and research.  The role will review, implement, and coordinate all tax-related matters and policies.  The Director position...

  • Director of Total Rewards

    3 weeks ago

    Plano, United States Inogen Full time

    Job SummaryThe Director of Total Rewards will strategically lead the company’s compensation and benefits function and serve as a consultative partner and cross-functional liaison with leaders across the organization. The primary focus for this position is to drive an enterprise total rewards strategy, which includes market-competitive compensation and...

  • Sr. Director, Network Reliability

    1 week ago

    Plano, United States Request Technology, LLC Full time

    ***Hybrid, 3 days onsite, 2 days remote******We are unable to sponsor as this is a permanent full-time role***A prestigious company is looking for a Sr. Director, Network Reliability Engineering. This Sr. Director will focus on improving network services, operations, reliability, engineering automation, API Driven approach, etc. Responsibilities:Lead the...

  • Sr. Director, Network Reliability

    1 week ago

    Plano, United States Request Technology, LLC Full time

    ***Hybrid, 3 days onsite, 2 days remote******We are unable to sponsor as this is a permanent full-time role***A prestigious company is looking for a Sr. Director, Network Reliability Engineering. This Sr. Director will focus on improving network services, operations, reliability, engineering automation, API Driven approach, etc. Responsibilities:Lead the...

  • Technical Director of IT Operations

    7 days ago

    Plano, Texas, United States Medsphere Full time

    Job SummaryWe are seeking a highly experienced and skilled Managing Director of Technology Services to lead our IT operations team at Medsphere. The successful candidate will be responsible for defining and implementing technology strategies that meet the needs of our clients and drive business growth.Key ResponsibilitiesTechnology Strategy and...

  • Cybersecurity Director

    3 days ago

    Plano, Texas, United States Aligned Data Centers Full time

    About the RoleWe are seeking a highly skilled Cybersecurity Director to join our team at Aligned Data Centers. As a key member of our organization, you will be responsible for developing and maintaining a comprehensive understanding of our technology and information systems.Key ResponsibilitiesDevelop and maintain Incident Response Plans and Cybersecurity...

  • International Tax Director

    7 days ago

    Plano, United States Air Distribution Technologies, Inc. Full time

    What You Will DoWorking with CFO, you will lead or assist on all aspects of US and global tax controversy matters, including managing audits, appeals, and litigation. The ideal candidate will be a friendly and respectful individual with a combination of strong communication skills, experience with US and global tax disputes, the ability to manage complex...

  • International Tax Director

    7 days ago

    plano, United States Air Distribution Technologies, Inc. Full time

    What You Will DoWorking with CFO, you will lead or assist on all aspects of US and global tax controversy matters, including managing audits, appeals, and litigation. The ideal candidate will be a friendly and respectful individual with a combination of strong communication skills, experience with US and global tax disputes, the ability to manage complex...

  • International Tax Director

    7 days ago

    Plano, United States Air Distribution Technologies, Inc. Full time

    What You Will DoWorking with CFO, you will lead or assist on all aspects of US and global tax controversy matters, including managing audits, appeals, and litigation. The ideal candidate will be a friendly and respectful individual with a combination of strong communication skills, experience with US and global tax disputes, the ability to manage complex...

  • Content Director

    2 months ago

    Plano, United States Cavco Industries, Inc. Full time

    At Cavco Industries, Inc. (NASDAQ CVCO), our 7000 team members are at the heart of everything we do. We design and produce quality, affordable factory-built homes. We are also a leading producer of park model RVs, vacation cabins and factory-built commercial structures. In addition to providing competitive pay and benefits, we provide opportunities for...

  • Content Director

    2 months ago

    Plano, United States Cavco Industries, Inc. Full time

    At Cavco Industries, Inc. (NASDAQ CVCO), our 7000 team members are at the heart of everything we do. We design and produce quality, affordable factory-built homes. We are also a leading producer of park model RVs, vacation cabins and factory-built commercial structures. In addition to providing competitive pay and benefits, we provide opportunities for...

  • Content Director

    7 days ago

    plano, United States Cavco Industries, Inc. Full time

    At Cavco Industries, Inc. (NASDAQ CVCO), our 7000 team members are at the heart of everything we do. We design and produce quality, affordable factory-built homes. We are also a leading producer of park model RVs, vacation cabins and factory-built commercial structures. In addition to providing competitive pay and benefits, we provide opportunities for...

  • Content Director

    1 week ago

    plano, United States Cavco Industries, Inc. Full time

    At Cavco Industries, Inc. (NASDAQ CVCO), our 7000 team members are at the heart of everything we do. We design and produce quality, affordable factory-built homes. We are also a leading producer of park model RVs, vacation cabins and factory-built commercial structures. In addition to providing competitive pay and benefits, we provide opportunities for...