Investment Support Specialist

4 weeks ago


Carmel, United States Fifth Third Bank Full time
Job Title: Licensed Invest Support Specialist I

Fifth Third Bank is seeking a highly skilled and detail-oriented Licensed Invest Support Specialist I to join our team. As a key member of our banking center, you will provide critical support to our registered securities representatives, ensuring seamless execution of trades and exceptional client service.

Key Responsibilities:
  • Provide daily administrative support to designated registered representatives and clients, ensuring timely and accurate execution of trades and account maintenance.
  • Process and follow-up on operations duties, including new account openings, risk management, marketing support, and order entry.
  • Ensure all trading activity complies with federal and internal compliance regulations and guidelines.
  • Support multiple registered securities representatives or representatives with large books of business, handling various administrative functions, including executing trades.
  • Collaborate with banking center or private bank partners to identify opportunities to deepen current client relationships.
Requirements:
  • High school diploma or equivalent; Bachelor's degree in Finance, Economics, or Business Management preferred.
  • Securities Industry Essentials (SIE), Series 7, 66 (or 65 and 63), and appropriate state resident insurance licenses required.
  • Two years of brokerage or related financial services experience.
  • Strong communication and organizational skills, with ability to work independently and prioritize multiple tasks.
  • Intermediate computer skills with demonstrated knowledge of Microsoft Word, Excel, and PowerPoint.
Working Conditions:
  • Normal office environment with minimal exposure to dust, noise, temperature, and other environmental factors.
  • Extended viewing of CRT screens.
  • Minimal travel may be required.


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