Investment Support Specialist

2 days ago


Carmel, United States Fifth Third Bank Full time

Transform Banking with Fifth Third

We're seeking a skilled Investment Support Specialist to join our team at Fifth Third Bank.

Job Summary:

The Licensed Investment Support Specialist provides critical office management support for registered securities representatives. This role involves daily administrative tasks, risk management, and ensuring compliance with federal regulations.

Key Responsibilities:

  • Provide exceptional support to registered representatives and clients.
  • Process and follow up on operations duties, including account maintenance and risk management.
  • Ensure timely and accurate execution of trading transactions and documentation.
  • Develop and maintain close relationships with clients to deepen their understanding of industry changes.
  • Coach business partners on market conditions, products, and compliance duties.
  • Support multiple registered representatives with large books of business.
  • Ensure all trading activity complies with federal and internal compliance regulations.

Requirements:

  • High school diploma or equivalent; Bachelor's degree in Finance, Economics, or Business Management preferred.
  • Securities Industry Essentials (SIE), Series 7, 66 (or 65 and 63) licenses required.
  • Two years of brokerage or related financial services experience.
  • Strong communication and organizational skills.
  • Ability to work independently with limited supervision.
  • Intermediate computer skills with Microsoft Word, Excel, and PowerPoint.

Working Conditions:

  • Normal office environment with minimal exposure to dust, noise, and temperature.
  • Extended viewing of CRT screens.
  • Minimal travel may be required.


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