Regulatory Services Associate

Job SummaryWe are seeking a highly skilled Regulatory Services Associate to join our team at RBC Capital Markets, LLC. As a key member of our compliance team, you will be responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations, and the SEC.Key ResponsibilitiesDay-to-day operational execution of...

Job DescriptionAt RBC Capital Markets, LLC, we are seeking a highly skilled Regulatory Services Associate to join our team. This role is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations, and the SEC.Key Responsibilities:Knowledgeable on day-to-day reporting activities and ensures all...

Job SummaryWe are seeking a highly skilled Regulatory Relations Associate Director to join our team at Royal Bank of Canada. As a key member of our regulatory relations team, you will play a critical role in maintaining effective relationships with regulatory bodies and ensuring compliance with banking regulations.Key ResponsibilitiesFacilitate examinations...

Job SummaryWe are seeking a highly skilled Associate Director, Regulatory Relations to join our team at Royal Bank of Canada. As a key member of our regulatory relations team, you will play a critical role in maintaining effective relationships with regulatory bodies and ensuring compliance with relevant regulations.Key ResponsibilitiesFacilitate...

Job SummaryWe are seeking a highly skilled Regulatory Obligations Review Associate to join our team in Jersey City. The successful candidate will be responsible for conducting independent reviews of regulatory reports, verifying data accuracy, and ensuring compliance with regulatory requirements.Key ResponsibilitiesDevelop a thorough understanding of the...

Position Overview What is the role? The Regulatory Compliance team at RBC Capital Markets, LLC is dedicated to ensuring precise and timely reporting to regulatory bodies, including exchanges and self-regulatory organizations. This position emphasizes operational execution and strategic planning within the regulatory domain. Key responsibilities encompass...

Regulatory Obligations Review Group (RORG)RORG is an independent review group that provides continuous monitoring and assurance of the accuracy of the Regulatory Reporting Requirements. Its primary responsibility is to effectively challenge the rigor and accuracy of the firm's and the Bank's internal systems/processes supporting regulatory...

Job SummaryThis role is responsible for maintaining effective regulatory relations with the Federal Reserve and Office of the Comptroller of the Currency (OCC) and compliance program for RBC's prudential regulator ongoing supervision, continuous monitoring, and exams.Key ResponsibilitiesFacilitate examinations and routine meetings conducted by RBC's...

Job OverviewUnderwriting Solutions is seeking a highly skilled Senior Regulatory Specialist to join our team. As a key member of our Government Relations team, you will be responsible for ensuring compliance with regulatory requirements and maintaining strong relationships with state regulatory officials.Key Responsibilities:Timely approval and...

Job Title: Regulatory OfficerSumitomo Mitsui Banking Corp. is a leading global financial institution with a rich history and diverse range of financial services. As a Regulatory Officer, you will play a critical role in assisting the Regulatory Change Management Team in identifying and implementing regulatory changes that impact our business.Key...

Job Title: Regulatory OfficerSumitomo Mitsui Banking Corp. is a leading global financial institution with a rich history and diverse range of financial services. As a Regulatory Officer, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining a strong reputation in the industry.Job SummaryThe Regulatory...

Job SummaryThe Associate Director, Bank Regulatory Compliance will provide Compliance expertise and knowledge in the design and implementation of the U.S. Cash Management Business.Key ResponsibilitiesSupport the management of the compliance program across Corporate Banking, Cash Management related business activities and business lines within 3WFC in...

Job SummaryThis is an exciting opportunity on the Regulatory Relations team as an Associate Director responsible for the execution of a consistent U.S. Confidential Supervisory Information (CSI) program. The role involves effective CSI training, communications, monitoring controls related to the management, distribution, and handling of CSI. The Associate...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Jefferies. As a key member of our Regulatory Group, you will be responsible for assisting in the administration of our branch inspection program, participating in industry regulatory initiatives, and assisting in other tasks performed by our Regulatory team.Key...

Job SummaryWe are seeking a highly skilled Regulatory Policy Specialist to join our team at SMBC. As a key member of our regulatory team, you will be responsible for providing expert advice on regulatory policies and procedures to our stakeholders.ResponsibilitiesProvide regulatory reporting advice and guidance to stakeholders on technical regulatory...

Job Title: Regulatory Policy SpecialistSumitomo Mitsui Banking Corp is a leading global financial institution with a rich history and diverse range of financial services. We are seeking a highly skilled Regulatory Policy Specialist to join our team in New York.Responsibilities:Rule Interpretation: Provide expert advice to stakeholders on regulatory policies,...

Regulatory Reporting SpecialistSMBC Group is a leading global financial institution with a rich history and diverse range of financial services. As a Regulatory Reporting Specialist, you will play a critical role in ensuring the accuracy and compliance of our regulatory reports.Responsibilities:Partner with the Regulatory Reporting Analysis team to...

Job DescriptionThe PositionWe are seeking a highly skilled and experienced Director of Global Regulatory Policy and Intelligence to lead our Regulatory Policy and Intelligence activities for Global Regulatory Affairs. This role will cover all Therapeutic Areas and products, as well as all regions of the world of interest to Organon.ResponsibilitiesProvide...

Job Title: Regulatory Reporting SpecialistSMBC Group is a leading global financial institution with a rich history and diverse range of financial services. As a Regulatory Reporting Specialist, you will play a critical role in ensuring the accuracy and completeness of our regulatory reports.Key Responsibilities:Partner with the Regulatory Reporting Analysis...

Job Title: Regulatory Policy SpecialistSMBC Group is a leading global financial institution with a rich history spanning over 400 years. As a top-tier bank, we offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our global presence extends to nearly 40 countries, with over 130 offices and...