Regulatory Policy Specialist

5 days ago


Jersey City, New Jersey, United States SMBC Full time
Job Summary

We are seeking a highly skilled Regulatory Policy Specialist to join our team at SMBC. As a key member of our regulatory team, you will be responsible for providing expert advice on regulatory policies and procedures to our stakeholders.

Responsibilities
  • Provide regulatory reporting advice and guidance to stakeholders on technical regulatory issues.
  • Develop and maintain regulatory reporting policies and procedures.
  • Collaborate with businesses and regulatory stakeholders to resolve emerging regulatory reporting requirements.
  • Assess the regulatory reporting and capital impact of proposed new products and complex business transactions.
  • Support advocacy efforts and the implementation of new regulatory reporting regulations.
Requirements
  • Bachelor's degree in Finance, Accounting, or Business.
  • 5-10 years of regulatory reporting or advisory experience in the banking industry.
  • Strong research skills, analytical skills, business writing, and presentation skills.
  • Strong knowledge of regulatory capital requirements, including Credit Risk and Market Risk.
  • Good communication skills, both written and orally, to discuss complex topics with senior management or key stakeholders.
About SMBC

SMBC is a top-tier global financial group with a 400-year history. We offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our Group has over 130 offices and 80,000 employees worldwide in nearly 40 countries.

We are an equal employment opportunity employer and provide reasonable accommodations for employees and applicants with disabilities consistent with applicable law.



  • Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Job Title: Regulatory Policy SpecialistSumitomo Mitsui Banking Corp is a leading global financial institution with a rich history and diverse range of financial services. We are seeking a highly skilled Regulatory Policy Specialist to join our team in New York.Responsibilities:Rule Interpretation: Provide expert advice to stakeholders on regulatory policies,...


  • Jersey City, New Jersey, United States SMBC Full time

    Job Title: Regulatory Policy SpecialistSMBC Group is a leading global financial institution with a rich history spanning over 400 years. As a top-tier bank, we offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our global presence extends to nearly 40 countries, with over 130 offices and...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Regulatory Reporting SpecialistSMBC Group is a leading global financial institution with a rich history and diverse range of financial services. As a Regulatory Reporting Specialist, you will play a critical role in ensuring the accuracy and compliance of our regulatory reports.Responsibilities:Partner with the Regulatory Reporting Analysis team to...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Job Title: Regulatory Reporting SpecialistSumitomo Mitsui Banking Corp. is seeking a highly motivated and detail-oriented Regulatory Reporting Specialist to join our team. As a key member of our Regulatory Reporting Analysis Department, you will be responsible for assisting with the automation efforts across all regulatory reports.Responsibilities:Partner...


  • Jersey City, New Jersey, United States Jefferies Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Jefferies. As a key member of our Regulatory Group, you will be responsible for assisting in the administration of our branch inspection program, participating in industry regulatory initiatives, and assisting in other tasks performed by our Regulatory team.Key...


  • Jersey City, New Jersey, United States SMBC Full time

    Job Title: Regulatory Reporting Specialist ViceSMBC Group is a leading global financial institution with a rich history and diverse range of financial services. As a Regulatory Reporting Specialist Vice, you will play a critical role in supporting the automation of regulatory reports across various subledger systems.Responsibilities:Partner with the...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Regulatory Reporting Specialist ViceAt Sumitomo Mitsui Banking Corp, we are seeking a highly motivated and detail-oriented Regulatory Reporting Specialist Vice to join our Regulatory Reporting Analysis Department. As a key member of our team, you will play a critical role in assisting with the automation efforts across all regulatory...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full time

    Job Title: Regulatory Reporting Specialist ViceSMBC Group is a leading global financial institution with a rich history and diverse range of financial services. As a Regulatory Reporting Specialist Vice, you will play a critical role in supporting the automation of regulatory reports across various jurisdictions.Key Responsibilities:Partner with the...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Regulatory Reporting Specialist ViceSMBC Group is a top-tier global financial group with a 400-year history, offering a diverse range of financial services. The Group has over 130 offices and 80,000 employees worldwide in nearly 40 countries. As a Regulatory Reporting Specialist Vice, you will be part of the Regulatory Reporting Analysis Department,...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full time

    Regulatory Reporting SpecialistSMBC Group is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a presence in nearly 40 countries and over 130 offices worldwide, SMBC...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Regulatory Reporting Specialist ViceSMBC Group is a top-tier global financial group with a 400-year history, offering a diverse range of financial services. The Group has over 130 offices and 80,000 employees worldwide in nearly 40 countries. As a Regulatory Reporting Specialist Vice, you will be part of the Regulatory Reporting Analysis Department,...


  • Jersey City, New Jersey, United States Jefferies Full time

    Regulatory Group Overview The Regulatory Group at Jefferies is responsible for ensuring compliance with regulatory requirements and industry best practices. As a member of this team, you will play a critical role in maintaining the Firm's regulatory posture and contributing to the development of regulatory initiatives. Key Responsibilities * Assist in the...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Job SummarySumitomo Mitsui Banking Corp. is seeking a highly motivated and detail-oriented Regulatory Reporting Specialist to join our team in the Regulatory Reporting Analysis Department. As a key member of our team, you will be responsible for partnering with business stakeholders to automate regulatory reporting processes, ensuring data quality, and...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Job SummarySumitomo Mitsui Banking Corp. is seeking a highly motivated and detail-oriented Regulatory Reporting Specialist to join our team in the Regulatory Reporting Analysis Department. As a key member of our team, you will be responsible for partnering with business stakeholders to automate regulatory reporting processes, ensuring data quality, and...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full time

    About the RoleSumitomo Mitsui Financial Group, Inc. is seeking a highly motivated and detail-oriented professional to join our Regulatory Reporting Analysis Department as a Regulatory Reporting Specialist Vice President. As a key member of our team, you will play a critical role in assisting with the automation efforts across all regulatory reports.Key...


  • Jersey City, New Jersey, United States finra Full time

    Job SummaryThe Senior Investigative Specialist, Market Regulation will conduct comprehensive and timely investigations into potential violations of securities laws and regulations. This role requires a strong understanding of regulatory compliance and the ability to work independently to initiate, strategize, and complete complex investigations.Key...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full time

    About the RoleSumitomo Mitsui Financial Group, Inc. is seeking a highly motivated and detail-oriented Regulatory Reporting Specialist to join our team in the Regulatory Reporting Analysis Department. As a key member of our team, you will play a crucial role in assisting with the automation efforts across all regulatory reports.Key ResponsibilitiesPartner...


  • Jersey City, New Jersey, United States Société Générale Full time

    Job SummaryWe are seeking an experienced Security GRC Specialist - Regulatory Lead to join our team at Societe Generale. The successful candidate will be responsible for managing the regional cyber regulatory compliance program, including assessing requirements, communicating with internal stakeholders, and ensuring required controls are in place.Key...


  • Jersey City, New Jersey, United States SMBC Full time

    {"Role Description": "At SMBC, we are seeking a highly motivated and detail-oriented professional to join our Regulatory Reporting Analysis Department. As a key member of our team, you will play a critical role in assisting with the automation of regulatory reports and ensuring the integrity of our data. Responsibilities Partner with Regulatory Reporting...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    {"h1": "Accounting Policy Specialist Role at Sumitomo Mitsui Banking Corp", "p": "We are seeking a highly skilled Accounting Policy Specialist to join our team at Sumitomo Mitsui Banking Corp. As a key member of our accounting team, you will be responsible for preparing and updating U.S. GAAP and IFRS accounting policies, as well as providing technical...