Regulatory Policy Specialist

6 days ago

Jersey City, New Jersey, United States SMBC Full time
Job Title: Regulatory Policy Specialist

SMBC Group is a leading global financial institution with a rich history spanning over 400 years. As a top-tier bank, we offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our global presence extends to nearly 40 countries, with over 130 offices and 80,000 employees worldwide.

Job Summary

We are seeking a highly skilled Regulatory Policy Specialist to join our team in New York. The successful candidate will provide regulatory reporting advice, issue policy interpretations, and guidelines on technical regulatory issues involving our New York Branch, Bank Holding Company, broker/dealer, and other affiliates. This is a hybrid role, with a current expectation to work in the office twice a week.

Responsibilities
  • Provide advice to various stakeholders on issues and questions related to regulatory policies, product analysis, and application of regulatory reporting requirements.
  • Demonstrate technical knowledge of regulatory rules for our banks, bank holding, and/or broker/dealer, as well as knowledge to challenge data populated in various regulatory reporting reports and schedules.
  • Collaborate with businesses, regulatory stakeholders, and functional areas to resolve emerging regulatory reporting requirements and respond to regulatory reporting questions.
  • Assess the regulatory reporting and capital impact of proposed new products and complex business transactions.
Requirements
  • Bachelor's degree in Finance, Accounting, or Business.
  • 5 to 10 years of regulatory reporting or advisory experience in the banking industry.
  • Strong research skills, analytical skills, business writing, and presentation skills.
  • Strong knowledge of regulatory capital requirements, including Credit Risk and Market Risk, net capital calculation.
  • Good communication skills, both written and orally, to discuss relevant topics with senior management or key stakeholders.
What We Offer

SMBC offers a competitive portfolio of benefits to its employees, including a hybrid workforce model that provides employees with an opportunity to work from home, as well as from an SMBC office. We are an equal employment opportunity employer and welcome applications from diverse candidates. If you need a reasonable accommodation during the application process, please let us know at accommodations@smbcgroup.com.

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