Associate Director, Bank Regulatory Compliance Expert

2 weeks ago

Jersey City, New Jersey, United States Royal Bank of Canada Full time
Job Summary

The Associate Director, Bank Regulatory Compliance will provide Compliance expertise and knowledge in the design and implementation of the U.S. Cash Management Business.

Key Responsibilities
  • Support the management of the compliance program across Corporate Banking, Cash Management related business activities and business lines within 3WFC in adherence with local and global compliance and regulatory requirements.
  • Assist in the development and ongoing management of the 3WFC Bank Regulatory Compliance program by providing input on control design, drafting policies & procedures, executing risk assessments, and providing advisory coverage of banking regulations impacting the various 3WFC Branch Businesses.
  • Provide advice in connection with existing and proposed laws and regulations, including guidance related to implementing policies, procedures, and controls to comply with applicable laws and regulations.
  • Maintain an awareness of and monitor the regulatory environment for emerging legislation and policy statements, along with relevant trends and industry best practices.
  • Provide training and education to make employees aware of their compliance responsibilities, including conducting formal and informal compliance training, creating training and educational materials (memoranda, presentations, bulletins).
  • Collaborate with stakeholders on regulatory examinations by OCC, FRB and NYDFS, internal audit and compliance reviews to address findings; plan and implement corrective actions.
  • Participate in various in working groups, offsite and committees and assist in the tracking of deliverables and milestones by agreed upon target dates.
  • Participate in assessment of technology and vendor solutions to ensure compliance considerations are highlighted and addressed.
  • Provide advisory support in the identification of applicable regulations, interpretation of rule requirements and regulator expectations as it relates to the U.S. Cash Mgmt Bus.
  • Assess and guide the development of the U.S. Cash mgmt. business infrastructure from a risk management and safety & soundness perspective.
What's in it for you?
  • We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper.
  • We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable.
  • Leaders who support your development through coaching and managing opportunities.
  • Ability to make a difference and lasting impact.
  • Work in a dynamic, collaborative, progressive, and high-performing team.
  • Opportunities to do challenging work.
  • Opportunities to building close relationships with clients.

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