Senior Auditor for Financial Compliance

2 weeks ago


Chicago, Illinois, United States Discover Financial Services, Inc. Full time
Join Our Team:
At Discover Financial Services, Inc., you will engage in impactful work from the outset. Our inclusive environment is founded on three key principles: We Play to Win, We Get Better Every Day, and We Succeed Together.

We are committed to your growth and the positive impact you can make within one of the leading digital banking and payments organizations.

Role Overview:
As a Senior SOX Compliance Auditor, you will be responsible for overseeing several moderately complex business functions. You will demonstrate your expertise by advancing technical concepts specific to the role, while also engaging in problem-solving and analytical tasks. Regular interaction with business partners and auditors will be essential to enhance understanding of transactions and activities.

Your role will involve assessing the design and operational effectiveness of the control environment within your areas of responsibility. You will exercise sound judgment in applying Corporate Policy, GAAP, Regulations, or established frameworks.

Key Responsibilities:
  • Collaborate with internal stakeholders and external auditors on SOX-related matters, including the coordination of certifications, scoping, testing efforts, and issue identification and remediation.
  • Lead process walkthroughs with business partners, ensuring that documentation such as flowcharts and narratives meet both internal and professional standards, aligning with the COSO 2013 framework.
  • Participate in the annual planning of SOX compliance efforts, including risk assessments and establishing milestones for key activities.
  • Work with various business areas to analyze control deficiencies, develop remediation strategies, and assess the impact on financial statements and internal controls.
  • Prepare documentation that supports conclusions regarding the effectiveness of internal controls over financial reporting, ensuring compliance with internal and professional standards.
Minimum Qualifications:
To be considered for this position, you should possess:
  • A Bachelor’s Degree in Accounting or a related field.
  • A minimum of 2 years of experience in Public Accounting or Internal Audit.
Preferred Qualifications:
While not mandatory, the following qualifications are desirable:
  • 4+ years of experience in Public Accounting or Internal Audit.
  • Certification as a Certified Internal Auditor or Certified Public Accountant (CPA).


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