Senior Auditor for Financial Compliance
2 weeks ago
At Discover Financial Services, Inc., you will engage in impactful work from the outset. Our inclusive environment is founded on three key principles: We Play to Win, We Get Better Every Day, and We Succeed Together.
We are committed to your growth and the positive impact you can make within one of the leading digital banking and payments organizations.
Role Overview:As a Senior SOX Compliance Auditor, you will be responsible for overseeing several moderately complex business functions. You will demonstrate your expertise by advancing technical concepts specific to the role, while also engaging in problem-solving and analytical tasks. Regular interaction with business partners and auditors will be essential to enhance understanding of transactions and activities.
Your role will involve assessing the design and operational effectiveness of the control environment within your areas of responsibility. You will exercise sound judgment in applying Corporate Policy, GAAP, Regulations, or established frameworks.
Key Responsibilities:- Collaborate with internal stakeholders and external auditors on SOX-related matters, including the coordination of certifications, scoping, testing efforts, and issue identification and remediation.
- Lead process walkthroughs with business partners, ensuring that documentation such as flowcharts and narratives meet both internal and professional standards, aligning with the COSO 2013 framework.
- Participate in the annual planning of SOX compliance efforts, including risk assessments and establishing milestones for key activities.
- Work with various business areas to analyze control deficiencies, develop remediation strategies, and assess the impact on financial statements and internal controls.
- Prepare documentation that supports conclusions regarding the effectiveness of internal controls over financial reporting, ensuring compliance with internal and professional standards.
To be considered for this position, you should possess:
- A Bachelor’s Degree in Accounting or a related field.
- A minimum of 2 years of experience in Public Accounting or Internal Audit.
While not mandatory, the following qualifications are desirable:
- 4+ years of experience in Public Accounting or Internal Audit.
- Certification as a Certified Internal Auditor or Certified Public Accountant (CPA).
-
Senior Compliance Auditor
4 days ago
Chicago, Illinois, United States Abbott Laboratories Full timeAbout Abbott LaboratoriesAbbott Laboratories is a leading global healthcare company that develops and manufactures innovative medical products and solutions. Our mission is to help people live more fully at all stages of life.We are committed to delivering high-quality products and services that meet the evolving needs of our customers and patients. Our...
-
Senior Compliance Auditor
2 weeks ago
Chicago, Illinois, United States Cook County Sheriff Full timePosition OverviewThe Senior Compliance Auditor plays a critical role in ensuring the integrity and efficiency of operations within various departments. This position involves conducting thorough and multifaceted audits that assess financial practices, compliance with regulations, and operational effectiveness.Key ResponsibilitiesExecute comprehensive audits...
-
Senior Compliance Auditor
4 days ago
Chicago, Illinois, United States Abbott Laboratories company Full timeAbout Abbott LaboratoriesAbbott Laboratories is a leading global healthcare company that develops and manufactures innovative medical products and solutions. Our mission is to help people live more fully at all stages of life.Job SummaryWe are seeking a highly skilled Senior Compliance Auditor to join our team. As a Senior Compliance Auditor, you will be...
-
Senior SOX Compliance Auditor
2 weeks ago
Chicago, Illinois, United States Discover Financial Services, Inc. Full timeJoin Our Team:At Discover Financial Services, Inc., you will engage in impactful work from the outset. Our culture thrives on collaboration, driven by three fundamental principles: We Play to Win, We Get Better Every Day, and We Succeed Together. We genuinely believe in your growth and your ability to make a difference at one of the foremost digital banking...
-
Senior Compliance Auditor
5 days ago
Chicago, Illinois, United States Abbott Full timeAbout the RoleWe are seeking a highly skilled Senior Auditor to join our Global Compliance Audit team at Abbott. As a Senior Auditor, you will play a critical role in ensuring the effectiveness of our Ethics & Compliance Program by conducting global sales and marketing compliance audits.Key ResponsibilitiesConduct sales and marketing compliance audits to...
-
Financial Compliance Auditor
7 days ago
Chicago, Illinois, United States Lawndale Christian Health Center Full timePosition Overview The Financial Compliance Auditor will report directly to the Chief Financial Officer. This role is pivotal in evaluating the effectiveness and reliability of the financial control systems at Lawndale Christian Health Center. Upon identifying any shortcomings, the auditor will communicate these findings to relevant internal parties along...
-
Financial Compliance Auditor
7 days ago
Chicago, Illinois, United States Lawndale Christian Health Center Full timePosition Overview The Financial Compliance Auditor plays a pivotal role within the organization, reporting directly to the Chief Financial Officer. This position is tasked with evaluating the effectiveness and reliability of financial control systems at Lawndale Christian Health Center. When weaknesses are detected, the auditor will communicate these...
-
Financial Compliance Auditor
5 days ago
Chicago, Illinois, United States Adtalem Global Education Full timeJob DescriptionOpportunity OverviewThis position will perform audits with supervision, actively participating in all phases of audit projects, including planning, testing, and reporting. Responsibilities include identifying and making recommendations to management regarding corrective actions and improvement of processes to ensure efficient and effective...
-
Senior Auditor, Consumer Regulatory Compliance
2 weeks ago
Chicago, Illinois, United States Discover Financial Services, Inc. Full timeJoin Our Team as a Senior Internal Auditor in Consumer ComplianceAt Discover Financial Services, we believe in the power of meaningful work from the very first day. Our culture thrives on collaboration, driven by three core principles: We Play to Win, We Get Better Every Day, and We Succeed Together. We are dedicated to fostering your growth and empowering...
-
Senior Financial Services Auditor
2 days ago
Chicago, Illinois, United States LHH Full timeAbout LHHLHH is a well-established organization based in Chicago, committed to delivering exceptional services to its clients.Job SummaryWe are seeking a highly skilled Senior Auditor with experience in the financial services industry to join our team.Key ResponsibilitiesConduct audits of financial institutions to ensure compliance with regulatory...
-
Senior Financial Auditor
5 days ago
Chicago, Illinois, United States Abbott Full timeJob DescriptionAbout the RoleWe are seeking a highly skilled Senior Financial Auditor to join our team at Abbott. As a Senior Financial Auditor, you will be responsible for conducting financial and operational audits throughout our international and domestic organizations.Key ResponsibilitiesConduct financial and operational audits to ensure the accuracy of...
-
Senior Auditor
2 days ago
Chicago, Illinois, United States Sterling Freeman Full timeJob SummaryWe are seeking a highly skilled and experienced Senior Auditor to join our team at Sterling Freeman. As a Senior Auditor, you will be responsible for leading and conducting audits, reviews, and compilations for a variety of clients, including mid-sized private companies, investment entities, non-profits, and employee benefit plans.Key...
-
Senior Compliance Auditor
2 weeks ago
Chicago, Illinois, United States Michael Page Full timeBecome part of a high-achieving Manufacturing organizationFlexible work arrangementAbout Our ClientThe organization is a worldwide frontrunner in aviation services, functioning globally, delivering innovative solutions that enhance fleet efficiency and cater to the operational requirements of airlines, OEMs, and governmental bodies.Position OverviewOversees...
-
Financial Compliance Auditor
2 days ago
Chicago, Illinois, United States Compass Group, North America Full timeAbout the RoleWe are seeking a highly skilled Financial Compliance Auditor to join our team at Compass Group North America. As a Financial Compliance Auditor, you will be responsible for visiting our locations during events to verify that certain key processes and controls are operating effectively.Key ResponsibilitiesTravel to various locations across the...
-
Senior Auditor
5 hours ago
Chicago, Illinois, United States CIBC Full timeAbout the RoleCIBC is seeking a highly skilled Senior Auditor to join our team. As a Senior Auditor, you will play a critical role in ensuring the integrity of our financial systems and processes.Key ResponsibilitiesConduct risk-focused audits to identify and mitigate potential risks and exposures.Advise business units on the design, implementation, and...
-
Lead Internal Auditor, Consumer Compliance
2 weeks ago
Chicago, Illinois, United States Discover Financial Services, Inc. Full timeJoin Our Team as a Senior Auditor in Consumer ComplianceAt Discover Financial Services, we believe in making a significant impact from the very first day. Our culture thrives on collaboration, driven by three core principles: We Play to Win, We Get Better Every Day, and We Succeed Together. We are committed to your growth and to making a difference in the...
-
Senior Compliance Auditor
2 days ago
North Chicago, Illinois, United States AbbVie Full timeAbout the RoleWe are seeking a highly skilled Senior Compliance Auditor to join our team at AbbVie. As a key member of our Global Internal Audit function, you will play a critical role in protecting and enhancing the organization's value through risk-based assurance and advisory services.Key ResponsibilitiesPlan and execute audits of various processes and...
-
Senior Auditor, Compliance
1 month ago
Chicago, Illinois, United States AbbVie Full timeCompany DescriptionAbbVie's mission is to discover and deliver innovative medicines and solutions that solve serious health issues today and address the medical challenges of tomorrow. We strive to have a remarkable impact on people's lives across several key therapeutic areas immunology, oncology, neuroscience, and eye care and products and services in our...
-
Senior Financial Auditor/Investigator
58 minutes ago
Chicago, Illinois, United States FSA Federal Full timeAbout the RoleFSA Federal is a leading provider of financial services to the US government, and we are currently seeking a highly skilled Senior Financial Auditor/Investigator to support our mission.Key ResponsibilitiesAssist attorneys and prosecutors in reviewing and analyzing financial records to determine the source and flow of funds, the nature and...
-
Senior Wealth Management Auditor
2 weeks ago
Chicago, Illinois, United States Northern Trust Full timeAbout Northern Trust:Northern Trust is a prestigious financial institution, recognized globally and operating since 1889, dedicated to delivering exceptional financial services and insights to a diverse clientele, including high-net-worth individuals, families, and institutions.With a legacy of over 130 years and a workforce exceeding 22,000 professionals,...