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Senior SOX Compliance Auditor

2 months ago

Chicago, Illinois, United States Discover Financial Services, Inc. Full time
Join Our Team:
At Discover Financial Services, Inc., you will engage in impactful work from the outset. Our culture thrives on collaboration, driven by three fundamental principles: We Play to Win, We Get Better Every Day, and We Succeed Together.

We genuinely believe in your growth and your ability to make a difference at one of the foremost digital banking and payments firms.

We celebrate your individuality, providing you with the platform to excel.
Come shape your future while helping millions achieve a brighter financial outlook with Discover.

Position Overview:
In this role, you will manage several moderately complex business activities with a focus on enhancing operational effectiveness. You will demonstrate expertise by advancing technical concepts specific to your role, engaging in problem-solving, and conducting thorough analyses. Regular interaction with business partners and auditors will be essential to facilitate a comprehensive understanding of transactions and activities. You will evaluate the design and operational effectiveness of the control environment within your areas of responsibility, requiring sound judgment in applying Corporate Policy, GAAP, Regulations, or established frameworks.

Your role will involve assessing facts and circumstances, effectively communicating conclusions, and recommending remediation or process enhancements.

You will be expected to manage responsibilities and priorities with a degree of independence from management oversight.
Additionally, you will actively identify and escalate risks and customer-impacting issues in your daily operations to management.

Key Responsibilities:
- Collaborate and communicate with internal stakeholders and external auditors regarding SOX-related matters, including the coordination of quarterly and annual certifications, scoping, testing efforts, and issue identification, isolation, and remediation for the audit of the company's internal controls over financial reporting.

- Lead process walkthroughs with functional business partners, ensuring that flowcharts, narratives, and control design documentation meet both internal and professional standards, align with the COSO 2013 framework, and are accessible to key stakeholders as necessary.

- Participate in the annual planning of the company's SOX compliance initiatives, including risk assessments, materiality evaluations, significant account disclosures, and establishing milestones for key SOX activities.

- Work with functional business areas to analyze and assess control deficiencies, develop remediation strategies, and swiftly evaluate the impact on financial statements and internal controls over financial reporting.

- Prepare documentation that supports conclusions regarding the operational effectiveness of the company's internal controls over financial reporting, ensuring that work papers adhere to internal and professional standards, align with the COSO 2013 framework, and are available to key stakeholders as required.

Minimum Qualifications:
- Bachelor's Degree in Accounting or a related field.
- A minimum of 2 years of experience in Public Accounting or Internal Audit.

Preferred Qualifications:
- 4+ years of experience in Public Accounting or Internal Audit.
- Certified Internal Auditor or Certified Public Accountant (CPA).