Regulatory Compliance Lead

1 week ago


Bloomington, Illinois, United States Recruiters Full time

Position Overview:

We are seeking a skilled Compliance Manager to play a pivotal role in risk management within our organization. This position involves advising on relevant laws and regulations that govern our lending and financial services.

Key Responsibilities:

  • Act as a trusted advisor and representative of the Compliance department to various business units and risk management teams.
  • Build and maintain robust relationships with leadership, legal teams, and other stakeholders to achieve common goals.
  • Provide expert advice on regulatory obligations, including banking and securities laws, ensuring compliance across all business operations.
  • Proactively identify compliance risks and propose effective solutions to mitigate them.
  • Offer guidance on compliance risks during new initiatives and assist in the development of business policies and procedures.
  • Lead compliance training initiatives to enhance understanding and adherence to regulatory requirements.
  • Evaluate operational processes for compliance risks and recommend remediation strategies.
  • Stay informed about changes in laws and regulations, advising the business accordingly.
  • Facilitate collaboration between business units and compliance partners on various regulatory matters.
  • Review and address customer complaints, ensuring appropriate remediation actions are taken.
  • Support management during regulatory examinations and internal audits.
  • Maintain a thorough understanding of the compliance management framework.

Qualifications:

  • Bachelor's Degree or equivalent military experience.
  • A minimum of 3 years of experience in compliance, legal, or audit roles within commercial sectors.

Preferred Qualifications:

  • Master's Degree or Juris Doctor.
  • 4+ years of experience in compliance, legal, or audit functions supporting commercial enterprises.
  • Familiarity with banking and securities regulations.
  • Strong analytical skills and the ability to interpret complex regulations.
  • Excellent communication and relationship management skills across various organizational levels.

This position offers a competitive salary and benefits package, supporting the overall well-being of our employees.



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