Financial Compliance Advisor

6 days ago


New York, New York, United States Arootah Full time

Arootah is a trusted partner for individuals and companies seeking expert guidance in the investment and financial services industry.

Job Title:

Financial Compliance Advisor

In this role, you will work with clients on a part-time, temporary, or ad-hoc basis to address their most pressing compliance needs.

About Our Approach:

We leverage our experience and expertise to provide hands-on support to businesses and individuals in achieving their goals.

Job Description:
  • Work with clients to solve their most pressing compliance needs.
  • Help clients develop monthly action plans.
  • Implement policies, procedures, and control measures.
  • Evaluate client progress using KPIs and scoring matrices.
  • Maintain accurate records.
Key Requirements:
  • Specific experience working with US regulations at a financial services or hedge fund firm.
  • Strong problem-solving and critical thinking skills.
  • Basic computer skills.
  • Proficient in Excel and PowerPoint.
What We Offer:
  • A culture of continuous improvement.
  • The ability to work remotely.
  • Flexible hours.
  • Access to our Digital Wellness Center.
Estimated Salary:

$90,000 - $120,000 per year, based on industry standards and location.



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