Financial Compliance Advisor

Established in Tokyo, Sumitomo Mitsui Banking Corporation is a leading global financial group with a 400-year history. Offering a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance, the Group has over 130 offices and 80,000 employees worldwide.The Americas region plays a significant role in SMBC's...

As a Financial Advisor Trainee at Prudential Advisors in NYC/NJ, you will have the opportunity to build a successful career in wealth management. With a strong focus on developing effective strategies and building long-term relationships with clients, this role is ideal for those who are passionate about finance and customer service.About the JobWe are...

About Savvy WealthWealth management is a massive industry in the US with $545 billion annual revenue. However, it remains archaic and inefficient with low technology penetration. This inefficiency results in a poor client experience and over 70% of a financial advisor’s time spent on non-client facing tasks.Savvy Wealth is a digital-first platform for...

The Financial Operations Coordinator at Cetera Financial Group supports Financial Professionals in their day-to-day Investment practices while enhancing customer service levels and experiences.This role may support up to three Financial Professionals, working directly with them to prepare and process client paperwork, perform client financial transactions,...

As a leading financial services company, Prudential Financial offers a lucrative career opportunity for an experienced financial professional. We are seeking a skilled individual to work with our existing book of clients and leverage our industry-leading platform.We offer a high payout structure, providing our advisors with the potential to earn up to 92.5%...

We are seeking a highly skilled Financial Advisor to join our team at Prudential Financial. As an advisor, you will be responsible for working with our existing book of clients and leveraging our industry-leading platform to grow your practice.We offer a competitive compensation package, including a base salary of $90,000, plus a high payout structure of up...

About the RoleWe are seeking experienced financial advisors to join our team at Prudential Advisors in Forest Hills, NY. This is a fantastic opportunity for professionals looking to take their career to the next level and achieve greater success.Key ResponsibilitiesCreate personalized financial plans tailored to clients' needs and goals in Forest Hills,...

Job DescriptionWe are seeking a seasoned Chief Counsel to join our Legal and Compliance team at Marsh McLennan.OverviewMaintain adherence to applicable laws and regulations in a fast-paced environment while providing expert guidance on FINRA Rules, Securities Act of '33, Investment Advisers Act of '40, and Investment Company Act of '40. The ideal candidate...

About the RoleWe are seeking a seasoned financial professional to oversee our accounting operations. As Financial Operations Director, you will act as the primary accounting advisor to the leadership team, ensuring financial integrity and compliance as we scale.

About Our FirmTop Tier Reps LLC is a distinguished Certified Public Accounting and Consulting firm based in New York City, with additional offices in Long Island and Florida. Known for its expert financial advisory services, the firm offers comprehensive accounting, consulting, and business management solutions, including tax planning, audits, acquisitions,...

Compliance Consultant Job DescriptionAs a Compliance Consultant at Michael Page, you will work on-site in New York City five days a week, collaborating directly with the Chief Compliance Officer (CCO) and the compliance department to ensure the bank adheres to all policies and procedures.Our client, a major financial institution in their country, specializes...

Explore a career opportunity at the TaraPaige Group, where you can leverage your expertise as a strategic financial advisor to drive business growth in the hospitality industry.We are seeking an experienced professional with a strong background in accounting and finance to lead our client relationships and deliver exceptional results. This role is ideal for...

At Wellington Adams Financial Group, we're committed to helping our clients achieve their financial goals. As a Financial Advisor, you'll be part of a collaborative and supportive environment where you can grow your career.About UsWe're a boutique financial planning and investment advisory firm dedicated to delivering personalized service and expert advice....

As a Multilingual Financial Advisor with New York Life Insurance Company, you will have the opportunity to make a lasting impact on the financial well-being of individuals, families, and small businesses. This is a career with purpose and opportunity.About the RoleWe are seeking a motivated and results-driven individual who is passionate about helping others...

Mercy Center Inc seeks a detail-oriented Financial Compliance Specialist to assist the Chief Finance and Operations Director in all financial areas.Job OverviewMercy Center Inc is a community center for women and children in the South Bronx. We are committed to serving our community with passion and dedication.This position requires flexibility in scheduling...

Job Description:We are seeking a highly skilled Counsel - Corporate to join our team at Intact Financial Corporation. As a key member of our legal department, you will play a vital role in advising on a broad range of business, legal, and regulatory matters.Key Responsibilities:Provide expert advice on contracts, governance, insurance regulatory compliance,...

Citigroup Inc is seeking a highly skilled Wealth Management Advisor to join our team. As a key member of our wealth management group, you will be responsible for delivering wealth management services to clients with guidance from the Banker teams. With 2-5 years of relevant experience, you will assess risk when business decisions are made, demonstrating...

Job OverviewOppenheimer & Co. Inc. is a leading middle-market investment bank and full-service broker-dealer, engaged in various activities in the financial services industry.We are seeking a Surveillance Analyst to support the daily functions of our Compliance department, based in New York.ResponsibilitiesAnalyze business processes and systems, defining...

Job OverviewThe Tax Principal role is a critical position within our client's organization, responsible for overseeing all aspects of partnership tax compliance.Key Responsibilities:Compliance and Planning: Ensure timely and accurate filings, structure and plan tax strategies that enhance fund performance.Collaboration and Mentorship: Work closely with...

About the RoleGuidehouse is seeking a highly skilled Financial Crimes Compliance Specialist to join its team in New York or Washington D.C. This role will play a crucial part in supporting the company's growth in financial crime compliance across both public and commercial sectors.About GuidehouseAs a leading consulting firm, Guidehouse offers a...