Compliance Advisor

5 days ago


New York, New York, United States Deutsche Bank Full time
Job Title

Compliance Advisor

About Us

Deutsche Bank is a leading global investment bank that provides financial services to individuals, corporations, and governments. We are committed to delivering exceptional client experiences and creating long-term value for our stakeholders.

Salary Information

The estimated annual salary for this role is $120,000 - $180,000, depending on location and experience.

Job Description

We are seeking a highly skilled Compliance Advisor to join our Origination & Advisory business in Jacksonville. As a key member of our team, you will provide real-time support to the business, focusing on regulatory compliance and risk management.

  • Provide advisory services to the Origination & Advisory coverage business, identifying regulatory trends and developments that impact business areas.
  • Advise business areas on firm policies and procedures and applicable securities laws and regulations.
  • Assist the business in implementing and documenting supervisory/control mechanisms, including training.
Required Skills and Qualifications

To be successful in this role, you will need:

  • A Bachelor's degree or equivalent; JD or MBA a plus.
  • Relevant experience in securities, preferably in a global investment bank or law firm.
  • Experience in providing legal, regulatory or compliance advice in connection with investment banking advisory engagements and transactions.
  • Functional knowledge of FINRA, SEC, broker dealer regulations and other relevant bank regulations.
Benefits

We offer a comprehensive benefits package, including:

  • A hybrid working model, allowing for in-office / work from home flexibility.
  • Generous vacation, personal and volunteer days.
  • Competitive compensation packages, including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits.
Why Join Us?

At Deutsche Bank, we strive to create a positive, fair and inclusive work environment that empowers our employees to excel together every day. If you share our values and are passionate about making a difference, we encourage you to apply.



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