Compliance Advisor
5 days ago
Compliance Advisor
About UsDeutsche Bank is a leading global investment bank that provides financial services to individuals, corporations, and governments. We are committed to delivering exceptional client experiences and creating long-term value for our stakeholders.
Salary InformationThe estimated annual salary for this role is $120,000 - $180,000, depending on location and experience.
Job DescriptionWe are seeking a highly skilled Compliance Advisor to join our Origination & Advisory business in Jacksonville. As a key member of our team, you will provide real-time support to the business, focusing on regulatory compliance and risk management.
- Provide advisory services to the Origination & Advisory coverage business, identifying regulatory trends and developments that impact business areas.
- Advise business areas on firm policies and procedures and applicable securities laws and regulations.
- Assist the business in implementing and documenting supervisory/control mechanisms, including training.
To be successful in this role, you will need:
- A Bachelor's degree or equivalent; JD or MBA a plus.
- Relevant experience in securities, preferably in a global investment bank or law firm.
- Experience in providing legal, regulatory or compliance advice in connection with investment banking advisory engagements and transactions.
- Functional knowledge of FINRA, SEC, broker dealer regulations and other relevant bank regulations.
We offer a comprehensive benefits package, including:
- A hybrid working model, allowing for in-office / work from home flexibility.
- Generous vacation, personal and volunteer days.
- Competitive compensation packages, including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits.
At Deutsche Bank, we strive to create a positive, fair and inclusive work environment that empowers our employees to excel together every day. If you share our values and are passionate about making a difference, we encourage you to apply.
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