Regulatory Compliance Advisor for Financial Institutions

Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at RSM US LLP. As a key member of our Regulatory Compliance group, you will be responsible for leading and delivering regulatory compliance internal audits, assessments, and model validations for financial institutions.About the Role:Leverage your expertise in regulatory...

Job DescriptionWe are seeking a seasoned Chief Counsel to join our Legal and Compliance team at Marsh McLennan.OverviewMaintain adherence to applicable laws and regulations in a fast-paced environment while providing expert guidance on FINRA Rules, Securities Act of '33, Investment Advisers Act of '40, and Investment Company Act of '40. The ideal candidate...

Job OverviewWe are seeking a highly motivated and experienced Regulatory Compliance Specialist to join our team in the United States. This role will be responsible for providing regulatory compliance and consulting services to our US clients, with a specific focus on SEC requirements.About the RoleThe ideal candidate will have a proven track record of...

**About BNY Mellon**BNY Mellon is a leading global financial institution with a rich history of innovation and growth. As one of the world's top asset management and banking firms, we manage trillions of dollars in assets, custody, and/or administration.We are known as the 'bank of banks' - a significant portion of the world's top banks work with us as we...

Job Title:Regulatory Compliance Project Lead Company Overview:Crédit Agricole CIB, a leading financial institution, seeks a skilled Regulatory Compliance Project Lead to join our team in this exciting role. Estimated Salary:$120,000 - $180,000 per year Job Description:Project Management Responsibilities:Assists with defining program controls, processes,...

About the RoleWe are seeking a highly motivated and driven individual to support our East Coast Client Advisor team in driving sales of Voya Investment Management strategies across public and corporate plans, E&Fs and Sub-advisory firms.Key ResponsibilitiesProvide business development support to the East Coast Client Advisor team by identifying prospective...

At LevelUP HCS, we are seeking an experienced Regulatory Compliance Manager to join our team. This is a challenging role that requires strong leadership and technical skills.The estimated salary for this position is around $120,000 - $180,000 per year, depending on experience and qualifications.About the RoleWe are looking for a highly skilled professional...

About Savvy WealthWealth management is a massive industry in the US with $545 billion annual revenue. However, it remains archaic and inefficient with low technology penetration. This inefficiency results in a poor client experience and over 70% of a financial advisor’s time spent on non-client facing tasks.Savvy Wealth is a digital-first platform for...

Job Description:We are seeking a highly skilled Counsel - Corporate to join our team at Intact Financial Corporation. As a key member of our legal department, you will play a vital role in advising on a broad range of business, legal, and regulatory matters.Key Responsibilities:Provide expert advice on contracts, governance, insurance regulatory compliance,...

OverviewBetter is a leading fintech company that is reimagining home finance to make it faster, cheaper, and easier for everyone to become a homeowner. We leverage creative technology and innovation to make the home buying journey more approachable and understandable and home finance more affordable and accessible.About the RoleWe are seeking an experienced...

Company OverviewWe are a global leader in risk, strategy, and people, advising clients in 130 countries across four businesses: Marsh, Guy Carpenter, Mercer, and Oliver Wyman.Job SummaryWe seek a talented individual to join our Legal and Compliance team as Chief Counsel and Chief Compliance Officer. This hybrid role requires working at least three days a...

VetJobs is seeking a highly skilled Regulatory Compliance Specialist to join our team.OverviewThe Regulatory Compliance Specialist will work closely with various business units to ensure adherence to compliance management processes, including documentation, training, reporting, and follow-up. This role will support the Department Manager in Regulatory Intake...

About UsPrometheum is a leading fintech company that has revolutionized the digital asset securities ecosystem since its founding in 2017. Our team of experts has leveraged their deep knowledge of securities law, blockchain, and trading to create a compliant platform for investors to seamlessly invest in digital assets. With a strong focus on innovation and...

At MetroPlus Health Plan, we're committed to empowering New Yorkers by uniting communities through care. We believe that health care is a right, not a privilege.MetroPlusHealth provides the highest quality healthcare services to residents of Bronx, Brooklyn, Manhattan, Queens and Staten Island through a comprehensive list of products. As a wholly-owned...

Job DescriptionWe are seeking a highly skilled Financial Services Compliance Specialist to join our team at BizTek People, Inc. | APA International Placement Consultants.This role will be based in New York, NY and offers a competitive salary of $120,000 - $150,000 per year, depending on experience.Key Responsibilities:Maintain and monitor employee brokerage...

Job OverviewAt Amazon Web Services, we are seeking a highly skilled Senior AWS Compliance Specialist to join our Regulatory Assurance team. As a key member of this team, you will play a critical role in demonstrating the security and resilience of AWS services to our customers.About the RoleThis is an exceptional opportunity for a seasoned regulatory expert...

OverviewThe Institute for Comm Living seeks a seasoned Chief Financial Strategist to drive financial management and strategic initiatives across the organization.About the RoleThis is a key leadership position that requires a highly skilled and experienced professional to oversee all aspects of finance, including accounting, compliance, revenue recognition,...

Join Our Team as a Regulatory Compliance ExpertThe Farmer's Dog is a dynamic company that aims to revolutionize the pet food industry by providing personalized and high-quality dog food. As a Regulatory Compliance Expert, you will play a crucial role in ensuring that our products meet all applicable federal, state, and local regulations.About the RoleWe are...

About the PositionWe are seeking a highly motivated Regulatory Compliance Specialist to join our team. The ideal candidate will be responsible for ensuring compliance with laws and regulations, overseeing regulatory reporting and statements, and developing procedures that align with current laws and regulations.

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Cardea Group. This is an exciting opportunity for a driven professional to work closely with our Chief Compliance Officer (Americas) and contribute to the success of our dynamic, collaborative team.About the Role:This position involves day-to-day management of...