Principal of New Account Management

2 weeks ago


San Diego, California, United States Independent Financial Group Full time
Position Overview

Salary: Competitive

Independent Financial Group, LLC (IFG) stands as a leading independent broker-dealer headquartered in San Diego, California. Established in 2003, IFG delivers a comprehensive suite of business solutions that empower over 656 independent financial professionals across 409 offices nationwide. Recognized among the "Fastest Growing Private Companies in the US" by Inc. 5000 for multiple years, IFG has also been acknowledged by the San Diego Business Journal as one of the largest private companies in the region.

Key Responsibilities

  • Conduct thorough reviews of new accounts, including updates and necessary documentation.
  • Assess all new accounts transferring assets as required.
  • Generate various transaction reports on a monthly and quarterly basis.
  • Engage in Supervisory Principal Associate Training.
  • Undertake special projects and additional responsibilities as assigned.

Required Qualifications

  • Possession of Series 7 and 24 licenses, or the ability to obtain them within specified timeframes.
  • A minimum of 2 years of experience in the financial services industry.
  • Experience within an Independent Broker Dealer environment is preferred.
  • A college degree is advantageous.

Compensation and Benefits

  • IFG provides a robust benefits package, which includes company-sponsored medical, dental, and vision coverage, 401(k) matching, competitive compensation based on experience, access to an on-site fitness center, and various employee engagement events throughout the year.


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