Principal Compliance Examiner

2 weeks ago

San Francisco, California, United States Federal Reserve Bank Full time
Company
Federal Reserve Bank of San Francisco

We are the San Francisco Fed, dedicated public servants with a mission mandated by Congress to enhance the nation's monetary, financial, and payment systems, fostering a robust economy for all Americans. Our institution is deeply engaged with the community, striving to understand and serve the diverse populations of the Twelfth District. We value fresh perspectives and respect individuals for their contributions and identities. We create opportunities for learning and professional growth. By joining the SF Fed, you become part of a team united in its mission to promote an economy that benefits everyone.

The Supervision + Credit (S+C) division oversees the regulation and supervision of state member banks (SMBs), bank holding companies, savings and loan holding companies, financial holding companies, data service providers, trust companies, and foreign banking entities operating within the Twelfth District. The institutions we supervise vary widely in size and complexity, from small community organizations to some of the largest banking entities in the nation.

The Senior Risk Analyst position is integral to the S+C Community & Regional Institution Supervision (CRIS) team, responsible for formulating and implementing supervisory strategies for community banking organizations (those with consolidated assets below $10 billion) and the largest portfolio of regional banking organizations (those with consolidated assets between $10 billion and $100 billion). Senior Risk Analysts engage in supervisory activities for our portfolio of state member banks, bank holding companies, and non-bank subsidiaries. They lead complex examination events and may serve in a dedicated capacity for specific institutions, which includes assisting in the development and execution of supervisory strategies, ongoing monitoring, and leading targeted supervisory events. A key aspect of these roles is mentoring less experienced examiners, including those in the process of obtaining their commissions.

Key Responsibilities:
  • Serve as a subject matter expert for the CRIS portfolio institutions and associated risk areas or products, devising strategies across groups of institutions and horizontal risk areas.
  • Participate in examination/inspection teams, acting as examiner-in-charge (EIC) for examinations/inspections, and/or as a member of a dedicated supervisory team overseeing CRIS institutions, particularly those with elevated risk profiles and non-traditional activities.
  • Lead projects within an examination work cycle and/or act as EIC, which often involves scoping and organizing examination activities, developing supervisory plans, and overseeing work processes while coordinating assignments of junior staff, as well as finalizing examination reports and other deliverables.
  • Evaluate institutions from an enterprise-wide perspective, utilizing comprehensive knowledge to engage in risk management analysis across various operations, identifying emerging trends and potential impacts on financial institutions, and developing analytical processes to monitor risk.
  • Deliver findings and recommendations in both verbal and written formats to senior management and boards of directors, assisting junior staff in delivering complex and sensitive messages as needed, and leading meetings and presentations to internal and external stakeholders.
  • Maintain and strengthen relationships with supervisory personnel at the Board of Governors and other Reserve Banks, as well as with senior management and directors of supervised institutions, to ensure thorough evaluation and communication of complex supervisory issues.
  • Engage in formal training and mentorship programs for junior staff, providing performance feedback to management.
  • Lead Reserve Bank and System-level initiatives, contributing to projects and collaborating with staff from other Reserve Banks, the Board of Governors, and other regulatory agencies.
Qualifications:
  • A bachelor's degree is required; a major in business, economics, finance, accounting, or a related field is preferred.
  • Eight or more years of relevant experience in banking, financial services, banking supervision, or a combination of education and experience.
  • Knowledge of the banking industry and the supervision and regulation framework is essential, along with the ability to read and interpret financial information.
  • Ability to interpret supervisory ratings and enforcement records, as well as Federal Reserve System rules and regulations related to banking activities.
  • Effective verbal and written communication skills.
  • Proficiency in PC software products, including Word, Excel, and PowerPoint.
  • Travel is required and will vary based on the candidate's location.
  • Examiner commission issued by the Board of Governors of the Federal Reserve System or other federal banking agency is required for the Senior Risk Analyst role. If one does not maintain an examiner commission, one would be hired as a Senior Risk Specialist and enrollment in the Federal Reserve System's Consumer Compliance Examiner Commissioning Program will be required.
  • This position requires access to confidential supervisory information, which is limited to "Protected Individuals." Protected Individuals include U.S. citizens, U.S. nationals, and U.S. permanent residents who meet specific criteria.

Employment Type
Full time

Job Status
Regular

Exempt Status
Yes

Job Category
Bank Examination

Work Shift
First (United States of America)

The Federal Reserve Banks are committed to diversity and inclusion among our employees, recognizing that it is critical to our success as an organization. We seek to recruit, develop, and retain the most talented individuals from a diverse candidate pool.

  • Environmental Compliance Investigator

    2 weeks ago

    San Diego, California, United States San Diego Medical Examiner Full time

    Exciting Career OpportunitySan Diego Medical ExaminerAIR POLLUTION CONTROL (APC) CIVIL ACTIONS INVESTIGATORThe San Diego Medical Examiner is dedicated to safeguarding the community from the detrimental impacts of air pollution, ensuring adherence to air quality standards, promoting public engagement, and developing effective programs. We are currently...

  • Principal HR Systems Coordinator

    2 weeks ago

    San Francisco, California, United States City and County of San Francisco Full time

    Job OverviewThe City and County of San Francisco is committed to fostering a vibrant and inclusive workforce that reflects the diverse community we serve. Our mission is to enhance the quality of life for all residents through effective human resources management.Role SummaryThe Exams Team within the Department of Human Resources is tasked with managing...

  • Principal Civil Engineer

    2 weeks ago

    San Diego, California, United States San Diego Medical Examiner Full time

    Position Overview:The San Diego Medical Examiner is seeking a dedicated Senior Civil Engineer to join our team. This role is essential for driving engineering excellence and infrastructure projects that significantly impact our community.Key Responsibilities:As a Senior Civil Engineer, you will:Design, plan, and oversee a variety of public works initiatives,...

  • Financial Crimes Compliance Lead

    1 week ago

    San Francisco, California, United States Brex Full time

    Why Join Brex Brex is an innovative spend management platform powered by artificial intelligence. We empower businesses to manage their expenditures confidently through integrated corporate cards, banking solutions, and global payment systems, alongside user-friendly software for travel and expense management. Our clientele ranges from startups to large...

  • Principal Air Quality Engineer/Scientist

    4 days ago

    San Francisco, California, United States Yorke Engineering Full time

    Job SummaryWe are seeking a highly experienced and skilled Principal Air Quality Engineer/Scientist to join our team at Yorke Engineering, LLC. As a key member of our Environmental Consulting team, you will be responsible for leading and executing the compliance and permitting functions in relation to Air Quality Regulations and Compliance.Key...

  • Compliance Testing Auditor II

    4 days ago

    San Francisco, California, United States SPS Full time

    Job SummaryThis position will provide assurance that SPS is in compliance with applicable laws and regulations required for mortgage servicing by performing law-based audits of the Company. Reviews will be completed monthly to provide a compliance overview of the Company.Key ResponsibilitiesDesigns and performs audit procedures with general...

  • Senior Compliance Executive

    2 weeks ago

    San Francisco, California, United States Cardless Full time

    Position OverviewCardless is in search of a seasoned and skilled Chief Compliance Officer (CCO) to spearhead and manage our Compliance division. This essential position guarantees that our consumer lending and credit card initiatives comply with all regulatory standards, mitigate potential risks, and uphold the utmost integrity. The preferred candidate will...

  • Compliance Operations Leader

    2 weeks ago

    San Francisco, California, United States Cardless Full time

    Position OverviewCardless is in search of a seasoned and skilled Chief Compliance Officer (CCO) to spearhead and manage our Compliance division. This crucial position guarantees that our consumer lending and credit card initiatives comply with all regulatory standards, mitigate risks, and uphold the utmost integrity. The preferred candidate will possess...

  • BSA Compliance Officer

    1 week ago

    San Francisco, California, United States Brex Full time

    Why join us Brex is an innovative platform that leverages artificial intelligence to enhance corporate spending. We empower businesses to manage their expenditures confidently through integrated solutions for corporate cards, banking, and global payments, complemented by user-friendly software for travel and expense management. A diverse range of...

  • Regulatory Compliance Lead

    4 days ago

    San Francisco, California, United States Cash App Full time

    Job DescriptionCash App is seeking a highly skilled Regulatory Lead to drive the development and execution of our anti-money laundering and regulatory program strategy.Key Responsibilities:Collaborate with Cash App's Compliance team to support external audits, examinations, and third-party reviews, ensuring effective execution of remediation efforts.Work...

  • Senior Plans Examiner

    4 days ago

    San Mateo, California, United States CSG Consultants Inc. Full time

    Job SummaryCSG Consultants Inc. is seeking a highly skilled Senior Plans Examiner to join our team in Foster City, CA. As a key member of our Building Plan Review Department, you will play a critical role in ensuring compliance with California Building Standards Codes and Referenced Standards.Key ResponsibilitiesCode Compliance Expertise: Possess a strong...

  • Environmental Planning Specialist

    2 weeks ago

    San Diego, California, United States San Diego Medical Examiner Full time

    Exciting Career OpportunitySan Diego Medical ExaminerENVIRONMENTAL PLANNING SPECIALIST IThe San Diego Medical Examiner is currently seeking applications for the position of Environmental Planning Specialist I. This role is crucial in supporting various projects within the organization.About the OrganizationThe San Diego Medical Examiner's Office is dedicated...

  • Pollution Control Enforcement Officer

    2 weeks ago

    San Diego, California, United States San Diego Medical Examiner Full time

    Exciting Career OpportunitySan Diego Medical ExaminerAIR POLLUTION CONTROL (APC) CIVIL ACTIONS INVESTIGATORThe San Diego Medical Examiner is dedicated to safeguarding the community from the detrimental impacts of air pollution, ensuring adherence to air quality standards, promoting public engagement, and developing effective programs. We are currently...

  • Head of Regulatory Compliance

    2 weeks ago

    San Francisco, California, United States NerdWallet Full time

    The Head of Regulatory Compliance will oversee the creation and execution of compliance initiatives, including reporting, training, and assessments, while reviewing corporate policies and providing guidance to leadership on compliance issues. This role ensures that our operations, external partners, and business dealings comply with all relevant laws,...

  • Regulatory Compliance Program Manager

    2 weeks ago

    San Francisco, California, United States Square Full time

    Job DescriptionCompany Overview:Square is a unified organization comprised of various teams, all driven by a shared mission of economic empowerment. Our foundational teams, including People, Finance, Legal, Security, and Engineering, provide essential support and guidance at the corporate level. They collaborate across business units and global time zones to...

  • Air Quality Regulatory Specialist

    2 weeks ago

    San Diego, California, United States San Diego Medical Examiner Full time

    Exciting Career OpportunitySan Diego Medical ExaminerAIR QUALITY REGULATORY SPECIALISTThe San Diego Medical Examiner is dedicated to safeguarding public health by addressing the detrimental impacts of air pollution, ensuring adherence to air quality standards, promoting community engagement, and implementing effective programs. We are currently seeking...

  • Executive Compliance Leader

    2 weeks ago

    San Francisco, California, United States Cardless Full time

    Position SummaryCardless is on the lookout for a seasoned and skilled Chief Compliance Officer (CCO) to spearhead our Compliance division. This crucial position is responsible for ensuring that our consumer lending and credit card initiatives comply with all regulatory standards, effectively manage risks, and uphold the utmost integrity. The ideal candidate...

  • Senior Compliance Executive

    2 weeks ago

    San Francisco, California, United States Cardless Full time

    Position OverviewCardless is in search of a seasoned and proficient Chief Compliance Officer (CCO) to spearhead and manage our Compliance division. This crucial position guarantees that our consumer lending and credit card initiatives comply with all regulatory standards, minimize risks, and function with utmost integrity. The ideal candidate will possess...

  • Commercial Loan Compliance Supervisor

    2 weeks ago

    San Francisco, California, United States Addison Group Full time

    Position OverviewThe Loan Documentation and Compliance Manager will be responsible for overseeing the preparation and management of commercial loan documentation. This role ensures that all loan processes from approval through funding are executed efficiently and adhere to applicable regulations.Key ResponsibilitiesDocument Preparation: Draft and prepare all...

  • Principal Research Finance Specialist

    2 weeks ago

    San Francisco, California, United States University of California Full time

    Position OverviewThe Senior Research Finance Analyst plays a crucial role in overseeing post-award management for multiple active Principal Investigators within the Department of Biochemistry and Biophysics. This position is essential for ensuring the smooth operation of financial processes related to research funding.Key ResponsibilitiesThe Senior Research...