GCM Control Monitoring Lead

1 week ago

Wilmington, Delaware, United States Wilmington Trust Full time
Job Title: GCM Control Monitoring Lead

Wilmington Trust is seeking a highly skilled GCM Control Monitoring Lead to join our team. As a key member of our Global Capital Markets division, you will be responsible for leading the Control Monitoring function across all products and services rendered to clients.

Key Responsibilities:
  • Develop and implement a Control Monitoring framework and methodology to ensure compliance with regulations and GCM procedures.
  • Collaborate with internal audit, risk, and compliance teams to gather inputs and set up the Control Monitoring environment.
  • Participate in Risk and Control Self-Assessments, identifying key in-scope processes, evaluating and rating the level of risk and effectiveness of controls.
  • Perform tests of controls and operating effectiveness to include in the Control Monitoring framework.
  • Build and maintain a Control Monitoring inventory of controls for monitoring effectiveness of testing.
  • Define testing methods based on inquiry, observation, re-performance, and data analysis.
  • Analyze test outcomes for exceptions and initiate escalation to discuss with right owners and remediation.
  • Evidence Control Monitoring results for audit with accurate documentation and maintain summary of results and details for sharing with Product Leaders of GCM and senior management.
  • Prepare clear and concise reports summarizing the results of Control Monitoring, including recommendations for remediation or improvement, as necessary.
  • Plan roll out and change management for implementation of this new initiative across GCM.
  • Work closely with ICS Business Line Risk, Independent Risk Management, GCM Compliance, GCM Legal, and Internal Audit teams to address Key Risk Indicators and operational metrics, Control Testing results, Remediation action plan if identified, and manage internal and external audits.
  • Present Control Monitoring results to Risk Forum, Business Managers Metrics meeting, and escalate exceptions to GCM Management Committee.
  • Work closely with Technology and Application Product owners for creation of business requirements for automation of Control Testing, setting up of production data sets for testing, and Reports creation and distribution.
  • Function as subject matter expert on Control Monitoring, train and support fresh staff or contract staff members.
  • Support to hire right talent for Control Monitoring from time to time and manage talent to meet Control Monitoring metrics and daily targets.
Requirements:
  • Bachelor's degree in finance or accounting preferably with audit concentration.
  • Minimum of 8-10 years of relevant experience in Audit, Control Testing, Monitoring, and Quality Assurance roles.
  • Experience of managing Risk & Control Assessments, validation of controls efficiency and testing, Control Monitoring with a large bank or Corporate Trust division is required.
  • Strong data analysis skills with ability to use advanced excel functions for data analysis and ability to query any database using SQL is required.
  • Excellent organizational skills required.
  • Ability to multi-task and experience of interacting with all levels of personnel and/or ability to build relationships with management and business partners.
  • Excellent verbal and written communication skills.
  • Sharp eye for details and strong analytical skills to analyze data required.
  • Prior management experience of managing a team is required.
  • Prominent level of proficiency in using Microsoft Office required.

M&T Bank is committed to fair, competitive, and market-informed pay for our employees. The pay range for this position is $91,061.75 - $151,769.58 Annual (USD). The successful candidate's particular combination of knowledge, skills, and experience will inform their specific compensation.

Wilmington, Delaware, United States of America

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