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Executive Director, Syndicate Operations Lead
2 months ago
About the Role:
The Hispanic Technology Executive Council is seeking a highly experienced and skilled Senior Vice President, Head of Syndicate Operations to lead our Syndicate Operations team. This is a critical role that requires a strong understanding of the financial markets, operations, and technology.
Key Responsibilities:
- Lead the Syndicate Operations team to ensure seamless execution of syndicate operations, including deal pipeline management, trade management, and settlement.
- Develop and implement effective control frameworks to meet audit, compliance, and regulatory requirements.
- Oversee the integrity of operational processes, championing a proactive culture and environment where processes, risks, and controls are continually monitored and potential risks escalated in a timely manner.
- Lead by example in support of organizational initiatives, exhibiting in-depth knowledge of products and issues, and proactively seeking opportunities to work across silos.
- Identify and develop innovative solutions and cost savings opportunities, build effective relationships with clients, facilitate, influence, and enable change.
Requirements:
- 10+ years of experience in Tier 1 global financial institutions with strong experience in either Equity and/or Debt Markets Middle Office or Operations.
- Finra Series 99 registered preferred.
- Energetic, flexible, collaborative, and proactive; a leader who can positively and productively add product impact to both strategic and tactical technology.
- Self-reliant, good problem solver, results-oriented with strong awareness and a strong risk management and control mindset.
What We Offer:
- Competitive salary and benefits package.
- Opportunities for career growth and professional development.
- A dynamic and inclusive work environment.