Compliance Program Manager
3 weeks ago
The Regulatory Project Manager will be responsible for providing project management support for the remediation of Article VII (Compliance) of the 2020 Consent Order. This includes developing and maintaining project plans, risk and issues logs, and other documentation, as well as collaborating with cross-functional teams to drive project progress and ensure timely completion.
Key Responsibilities:- Project planning and execution
- Risk and issues management
- Communication and stakeholder management
- Compliance and regulatory management
- BA/BS degree in Business Administration, Finance, or related field
- 5+ years of experience in regulatory project management or a related field
- Recent experience in global markets and large-scale regulatory change
- Excellent communication and interpersonal skills
- Ability to work collaboratively across large organizations
$160,000 - $230,000 per year, depending on experience.
-
Compliance Program Manager
6 hours ago
New York, New York, United States Social Capital Resources Full timeAbout the Role:We are seeking a highly skilled compliance professional to join our team as Director of Broker Dealer Compliance. As a key member of our organization, you will be responsible for ensuring that our compliance program meets the highest standards of regulatory compliance.Your primary objective will be to develop, implement, and maintain a...
-
Compliance Program Manager
2 weeks ago
New York, New York, United States BlackRock, Inc. Full timeAbout this roleBlackRock's Americas Advisory Compliance team is seeking a seasoned professional to oversee, manage and enhance the firm's information barrier compliance programs. These critical programs govern the flow of material non-public information (MNPI) and other sensitive data related to investment due diligence, corporate initiatives and business...
-
Compliance Program Manager
3 weeks ago
New York, New York, United States Datadog Full timeAbout the RoleDatadog is a leading SaaS provider seeking an experienced Compliance Program Manager to lead our Commercial Compliance program. The ideal candidate will have 5+ years of experience managing audit or compliance teams and a proven track record of developing and mentoring direct reports.In this role, you will oversee a team of Audit ICs...
-
Compliance Program Manager
3 weeks ago
New York, New York, United States IQ-EQ Full timeiq-eq is a leading service provider to the alternative asset industry. our mission is to deliver exceptional compliance solutions that meet the evolving needs of our clients.as a compliance program manager, you will be responsible for developing, implementing and maintaining compliance programs for a variety of financial services firms. this role requires...
-
Compliance Program Manager
3 days ago
New York, New York, United States Societe Generale Full timeJob DescriptionSociete Generale is seeking an experienced Compliance Program Manager to join our team. In this role, you will be responsible for implementing and maintaining a comprehensive investment advisory compliance program for SEC Registered Investment Advisors (RIAs) in the Americas.The ideal candidate will have at least 10 years of experience in...
-
Compliance Program Manager
4 weeks ago
New York, New York, United States RONALD MCDONALD HOUSE NEW YORK Full timeJob OverviewThe Ronald McDonald House New York is seeking a highly skilled Compliance Officer to oversee the implementation and effectiveness of our Compliance Program. This role requires a strong understanding of healthcare regulations and compliance practices.The estimated salary for this position is $110,000 - $130,000 per year, depending on experience.
-
Compliance Program Director
2 weeks ago
New York, New York, United States Crdit Agricole CIB Full timeKey ResponsibilitiesThe Compliance Program Director will be responsible for overseeing the development, implementation, and refinement of a comprehensive compliance program for Credit Agricole CIB's Global Markets division. This includes providing advice on relevant regulations and internal policies, evaluating new products and activities for compliance...
-
Compliance and Security Program Manager
2 weeks ago
New York, New York, United States Mindbody Full timeAbout YouIf you have 5+ years of experience leading PCI attestation efforts and possess extensive experience as a Program/Project Manager in GRC, we encourage you to apply. Your background in auditing security controls, networks, and system security will serve you well in this role. A strong understanding of information security standards like PCI DSS and...
-
Compliance Program Specialist
3 weeks ago
New York, New York, United States News Corp. Full timeAbout News Corp.News Corp is a global diversified media and information services company with a focus on creating and distributing authoritative and engaging content to consumers and businesses worldwide. The company operates across various media sectors, including news and information services, book publishing, digital real estate services, cable network...
-
Compliance Program Director
3 weeks ago
New York, New York, United States IQ-EQ Full timeCompany ProfileIQEQ is a prominent player in the alternative asset industry, serving managers across various capacities.Job OpportunityKey AspectsThis role demands a high level of professionalism, attention to detail, and results-oriented approach. The individual will be responsible for critical thinking, problem-solving, and analysis.Responsibilities:Lead...
-
Compliance Manager
2 weeks ago
New York, New York, United States SUNY Downstate Health Sciences University Full timeJob OverviewSUNY Downstate Health Sciences University is a leading academic medical center seeking a Senior Compliance Manager to join our team. This full-time position reports to the Director of Compliance and is responsible for ensuring the day-to-day effectiveness of the Compliance Program.About the RoleThe Senior Compliance Manager will be responsible...
-
Compliance Program Director
3 days ago
New York, New York, United States Societe Generale Full timeJob DescriptionWe are seeking a highly experienced Compliance Program Director to lead our investment advisory compliance program for SEC Registered Investment Advisor (RIA) affiliates of Socit Gnrale in the Americas.This role will oversee the development, implementation, and maintenance of a comprehensive risk-based compliance program that ensures...
-
Compliance Program Director
8 hours ago
New York, New York, United States Spotify Full timeJob Description: We are seeking an experienced Compliance Program Director to lead our global compliance program in one of our offices in New York, Washington D.C., Stockholm, London. As a Compliance Program Director, you will be responsible for developing and implementing global compliance programs tailored to technology regulations.Your Key...
-
HR Assistant
3 weeks ago
New York, New York, United States Violence Intervention Program Full timeViolence Intervention Program seeks a detail-oriented HR Assistant to drive recruitment efforts, maintain accurate employee records, and support compliance with labor regulations in a hybrid work environment.About the Job:We are looking for an HR Assistant who will help drive recruitment efforts, from posting job ads to coordinating interviews, and ensuring...
-
Compliance Program Director
2 weeks ago
New York, New York, United States IQ-EQ Full timeJob Overview As a seasoned Compliance Program Director at IQ-EQ, you will play a pivotal role in developing, implementing, and maintaining compliance programs for various financial services firms. This position requires strong analytical skills, technical knowledge, and effective communication to ensure seamless execution of regulatory...
-
IT Compliance Manager
3 weeks ago
New York, New York, United States The Phoenix Group Full timeJob DescriptionThe Phoenix Group is seeking a skilled IT Compliance Manager to join our team. In this role, you will be responsible for managing and overseeing all aspects of IT compliance, including data management and policy development.About the Role:Develop and implement global IG strategies and policies that meet regulatory requirements.Oversight of all...
-
Compliance Program Manager
2 days ago
New York, New York, United States Popular Full timeAbout UsWe are Puerto Rico's leading financial institution, dedicated to making our customers' dreams come true by offering financial solutions in each stage of their life. Our extensive trajectory demonstrates the resiliency and determination of our employees to innovate, reach for the right solutions and strongly support the communities we serve.Job...
-
Compliance Manager
3 weeks ago
New York, New York, United States Checkout Full timeJob DescriptionWe are seeking a highly skilled Employment Tax Manager to join our team. The successful candidate will have a proven track record of managing employment tax compliance matters, with a deep understanding of employment tax laws and regulations in multiple jurisdictions.ResponsibilitiesManage tax implications for employees on international...
-
IT Compliance Manager
3 weeks ago
New York, New York, United States Figma Full timeFigma is a growing design company that aims to make design accessible to all. Born on the web, Figma helps entire product teams brainstorm, design, and build better products - from start to finish. Whether it's consolidating tools, simplifying workflows, or collaborating across teams and time zones, Figma makes the design process faster, more efficient, and...
-
Head of Financial Crime Compliance Programs
2 weeks ago
New York, New York, United States CLS-Group Full timeJoin Our TeamCLS-Group is a leading provider of financial markets infrastructure and risk management solutions. Our company helps clients manage their risks and improve their operations through innovative technology and expertise. We are committed to fostering a culture of excellence, diversity, and inclusion, and we offer a range of benefits and...