Compliance Program Manager

About the Role:We are seeking a highly skilled compliance professional to join our team as Director of Broker Dealer Compliance. As a key member of our organization, you will be responsible for ensuring that our compliance program meets the highest standards of regulatory compliance.Your primary objective will be to develop, implement, and maintain a...

About the RoleDatadog is a leading SaaS provider seeking an experienced Compliance Program Manager to lead our Commercial Compliance program. The ideal candidate will have 5+ years of experience managing audit or compliance teams and a proven track record of developing and mentoring direct reports.In this role, you will oversee a team of Audit ICs...

iq-eq is a leading service provider to the alternative asset industry. our mission is to deliver exceptional compliance solutions that meet the evolving needs of our clients.as a compliance program manager, you will be responsible for developing, implementing and maintaining compliance programs for a variety of financial services firms. this role requires...

Key ResponsibilitiesAs a Director of Risk and Governance, you will play a critical role in ensuring the compliance and risk management framework of our clients is robust and effective.Key responsibilities include:Providing oversight and guidance on compliance program development and implementation.Assisting clients in conducting mock regulatory exams and...

Job DescriptionSociete Generale is seeking an experienced Compliance Program Manager to join our team. In this role, you will be responsible for implementing and maintaining a comprehensive investment advisory compliance program for SEC Registered Investment Advisors (RIAs) in the Americas.The ideal candidate will have at least 10 years of experience in...

Job Overview: As a Deputy Compliance Officer at Cesna, you will play a critical role in ensuring the company's compliance program is effective and up-to-date. This includes developing and implementing policies and procedures, managing the compliance team, and providing guidance to bank management.About You:You have a Bachelor's degree in finance, accounting,...

Regulatory Project Manager Job Description:The Regulatory Project Manager will be responsible for providing project management support for the remediation of Article VII (Compliance) of the 2020 Consent Order. This includes developing and maintaining project plans, risk and issues logs, and other documentation, as well as collaborating with cross-functional...

Job OverviewThe Ronald McDonald House New York is seeking a highly skilled Compliance Officer to oversee the implementation and effectiveness of our Compliance Program. This role requires a strong understanding of healthcare regulations and compliance practices.The estimated salary for this position is $110,000 - $130,000 per year, depending on experience.

Key ResponsibilitiesThe Compliance Program Director will be responsible for overseeing the development, implementation, and refinement of a comprehensive compliance program for Credit Agricole CIB's Global Markets division. This includes providing advice on relevant regulations and internal policies, evaluating new products and activities for compliance...

About YouIf you have 5+ years of experience leading PCI attestation efforts and possess extensive experience as a Program/Project Manager in GRC, we encourage you to apply. Your background in auditing security controls, networks, and system security will serve you well in this role. A strong understanding of information security standards like PCI DSS and...

Job OverviewThe Cardea Group has a newly created Associate Compliance Counsel opportunity, offering a chance for career progression and advancement in an entrepreneurial environment. This role involves managing the firm's compliance program and working closely with the COO/CCO to ensure the firm remains compliant with regulatory requirements.Key...

About News Corp.News Corp is a global diversified media and information services company with a focus on creating and distributing authoritative and engaging content to consumers and businesses worldwide. The company operates across various media sectors, including news and information services, book publishing, digital real estate services, cable network...

The Compliance Program Coordinator role at Indus Capital Partners requires a highly motivated individual with a passion for regulatory compliance. The successful candidate will assist the Chief Compliance Officer in maintaining the firm's compliance calendar and preparing regulatory filings.ResponsibilitiesThe key responsibilities of this role...

At 7G Environmental Compliance Management, we are dedicated to simplifying environmental compliance for our clients while creating a sustainable environment for future generations.About the RoleThis exciting opportunity will see you working as a key member of our team, responsible for conducting inspections and ensuring compliance with state and federal...

Job OverviewSUNY Downstate Health Sciences University is a leading academic medical center seeking a Senior Compliance Manager to join our team. This full-time position reports to the Director of Compliance and is responsible for ensuring the day-to-day effectiveness of the Compliance Program.About the RoleThe Senior Compliance Manager will be responsible...

Company ProfileIQEQ is a prominent player in the alternative asset industry, serving managers across various capacities.Job OpportunityKey AspectsThis role demands a high level of professionalism, attention to detail, and results-oriented approach. The individual will be responsible for critical thinking, problem-solving, and analysis.Responsibilities:Lead...

Job DescriptionIQ-EQ is a leading provider of services to the alternative asset industry. Our firm works with managers in various capacities, including hedge fund, private equity fund, and mutual fund launches. We assist clients in multiple areas, such as regulatory compliance (SEC, CFTC, and 40 Act), financial controls, operational support services, and...

Job DescriptionWe are seeking a highly experienced Compliance Program Director to lead our investment advisory compliance program for SEC Registered Investment Advisor (RIA) affiliates of Socit Gnrale in the Americas.This role will oversee the development, implementation, and maintenance of a comprehensive risk-based compliance program that ensures...

Job Description: We are seeking an experienced Compliance Program Director to lead our global compliance program in one of our offices in New York, Washington D.C., Stockholm, London. As a Compliance Program Director, you will be responsible for developing and implementing global compliance programs tailored to technology regulations.Your Key...

Job Overview  As a seasoned Compliance Program Director at IQ-EQ, you will play a pivotal role in developing, implementing, and maintaining compliance programs for various financial services firms. This position requires strong analytical skills, technical knowledge, and effective communication to ensure seamless execution of regulatory...