Compliance Program Director
4 days ago
The Compliance Program Director will be responsible for overseeing the development, implementation, and refinement of a comprehensive compliance program for Credit Agricole CIB's Global Markets division. This includes providing advice on relevant regulations and internal policies, evaluating new products and activities for compliance issues, and designing and implementing compliance systems to ensure industry best practices.
A strong background in compliance and risk management, excellent analytical skills, and the ability to manage a small team of compliance officers are essential for this role. Experience in managing a small team and knowledge of US regulations, particularly CFTC and NFA rules, are highly desirable.
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Compliance Program Director
4 days ago
New York, New York, United States IQ-EQ Full timeJob Overview As a seasoned Compliance Program Director at IQ-EQ, you will play a pivotal role in developing, implementing, and maintaining compliance programs for various financial services firms. This position requires strong analytical skills, technical knowledge, and effective communication to ensure seamless execution of regulatory...
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FCC Compliance Program Director
4 weeks ago
New York, New York, United States Capgemini Full timeFinancial Crimes Compliance Program Director Job Description:Capgemini seeks an experienced Project Manager to lead complex projects in the Financial Crimes Compliance (FCC) space. As a Financial Crimes Compliance Program Director, you will oversee platform transformation and enhancement projects from inception to completion.Your key responsibilities will...
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New York, New York, United States Phaxis Full timeJob DescriptionThe Program Management Director, Regulatory Compliance oversees and ensures the effective operation of programs while maintaining compliance with regulatory requirements. Key responsibilities include managing staff, coordinating client services, and ensuring program goals are met efficiently.This position involves fostering collaboration with...
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Compliance Director
3 days ago
New York, New York, United States Oscar Health Full timeWe're hiring a Director, Corporate Compliance & Privacy/Ethics at Oscar Health. This role involves designing and implementing a compliance program that prioritizes governance, ethics, compliance, and HIPAA. If you have 10+ years of experience in healthcare compliance, including managerial experience, and expertise in HIPAA Privacy and OCR expectations, we'd...
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Compliance Program Director
1 week ago
New York, New York, United States IQ-EQ Full timeCompany ProfileIQEQ is a prominent player in the alternative asset industry, serving managers across various capacities.Job OpportunityKey AspectsThis role demands a high level of professionalism, attention to detail, and results-oriented approach. The individual will be responsible for critical thinking, problem-solving, and analysis.Responsibilities:Lead...
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Compliance Director
1 week ago
New York, New York, United States Hunter Douglas Full timeJob OverviewHunter Douglas is a leading global manufacturer of window coverings and architectural products. We are committed to innovation, quality, and customer satisfaction.We are seeking a Senior Director – Associate General Counsel of Compliance to join our team. This role will collaborate with senior leadership to design and implement a successful...
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Compliance Operations Director
4 days ago
New York, New York, United States Athari Full timeWe are looking for an experienced Compliance Operations Director to lead our regulatory operations team. As a key member of the Athari team, you will ensure that all regulatory submissions and policies are in compliance with applicable requirements.Key ResponsibilitiesLead the Regulatory Compliance Operations unit and their management of regulatory...
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Compliance Director
4 days ago
New York, New York, United States The Dorm LCSW PLLC Full timeOverviewThe Dorm LCSW PLLC is a mission-driven, client-centered mental health organization that provides comprehensive, evidence-based treatment to young adults. We are seeking an Assistant Director of Compliance to join our multidisciplinary team and contribute to our goal of making a difference.
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Global Compliance Director
4 days ago
New York, New York, United States Deutsche Bank Full timeJob Overview As the Global Compliance Director at Deutsche Bank, you will lead the execution of compliance testing programs across various regions to align with the global vision and methodology. This role requires strong risk and control knowledge, excellent decision-making skills, and experience in building and managing relationships with senior...
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Compliance Director for Financial Services
1 week ago
New York, New York, United States LendingClub Bank Full timeJob OverviewLendingClub Bank, a leading digital marketplace bank, is seeking an experienced compliance professional to fill the role of Sr Director, Fair & Responsible Banking. This position will oversee and monitor the Bank's consumer complaint management program, UDAAP, Sales Practices, and servicemember's protections program for effectiveness and...
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Director of Tax Compliance
4 days ago
New York, New York, United States Keller Executive Search Full timeDirector of Tax ComplianceAbout the Company:Keller Executive Search is a leading provider of executive search services to the accounting and financial advisory industry. Our team of experienced recruiters works closely with clients to identify and attract top talent for senior-level positions. We are currently seeking a highly skilled Director of Tax...
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Broker-Dealer Compliance Director
4 days ago
New York, New York, United States DriveWealth Full timeDriveWealth Seeks Experienced LeaderWe are seeking an experienced Broker-Dealer Compliance Director to join our team at DriveWealth, a global financial technology organization dedicated to democratizing access to financial independence. As Compliance Director, you will be responsible for ensuring compliance with FINRA and SEC rules along with all applicable...
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Product Compliance Director
4 days ago
New York, New York, United States Dow Jones & Company, Inc. Full timeAbout the RoleWe are seeking a highly experienced Product Compliance Director to join our team. As a key member of our ad operations and privacy compliance teams, you will play a critical role in ensuring the accurate and timely execution of digital advertising campaigns. Your primary responsibility will be to work closely with internal teams to maintain...
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Director of Regulatory Compliance
4 days ago
New York, New York, United States The Dorm LCSW PLLC Full timeAbout The JobThis is an exciting opportunity to join a pioneering mental health organization as an Assistant Director of Compliance. In this role, you will be responsible for developing policy and procedures, conducting regular audits, and managing chart audits and utilization review systems. You will also partner with the Director of Clinical Operations to...
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Childcare Program Director
6 days ago
New York, New York, United States Childrens Rescue Fund Full timeAbout the RoleAs a Childcare Program Director, you will be responsible for leading a team of educators and staff to deliver high-quality early childhood education programs. You will work closely with the Childcare Director to develop and implement curriculum, ensure compliance with regulatory requirements, and maintain a safe and healthy environment for...
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Director of Cybersecurity and Compliance
3 days ago
New York, New York, United States Authentic Brands Group Full timeSpearhead Cybersecurity at AuthenticAchieve exceptional results as our Cyber Security and Compliance Director at Authentic Brands Group. Reporting to the CIO, you'll orchestrate strategic initiatives to safeguard our brand and its digital footprint across the globe. Your outstanding leadership and tech expertise will shape a thriving cyber resilience program...
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Director of Governance and Compliance Leader
3 days ago
New York, New York, United States Vail Resorts Full timeJob SummaryVail Resorts is seeking an experienced Director of Governance, Risk, Compliance to lead and enhance our compliance, risk management, and privacy strategies. This individual will be a key member of the IT Extended Leadership team and play a pivotal role in ensuring our compliance with regulatory standards, driving risk management frameworks, and...
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Director of Compliance and Registration
3 days ago
New York, New York, United States Allied Universal® Enhanced Protection Services Full timeJob Description:The Licensing Director will play a critical role in ensuring the smooth operation of licensing and registration activities for Allied Universal Enhanced Protection Services.About the Job:Develop and implement effective licensing and registration strategies.Manage relationships with external service providers and internal...
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Director of Financial Compliance
4 days ago
New York, New York, United States Nexamp Full timeNexamp is seeking a highly skilled Tax Director to join its Accounting team. The successful candidate will have a strong background in tax compliance, planning, and strategy, with a minimum of 5-7 years of experience in corporate tax and partnerships. In this role, you will be responsible for developing and implementing tax strategies, ensuring compliance...
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Program Director Lead
6 days ago
New York, New York, United States Urban Pathways, Inc. Full timeAbout Urban PathwaysWe are a non-profit organization dedicated to helping individuals overcome homelessness and mental illness.Our mission is to empower people to discover their strengths and abilities, and become their best selves.Job DescriptionWe are seeking an experienced Program Director to oversee the service delivery and operations of our program. The...