Compliance Program Director

3 weeks ago


New York, New York, United States IQ-EQ Full time
Job Overview
  As a seasoned Compliance Program Director at IQ-EQ, you will play a pivotal role in developing, implementing, and maintaining compliance programs for various financial services firms. This position requires strong analytical skills, technical knowledge, and effective communication to ensure seamless execution of regulatory requirements.
  Key responsibilities include leading engagements for the development, implementation, and maintenance of compliance programs, overseeing staff in the development and implementation of compliance policies and procedures, and conducting annual compliance reviews and internal control testing.
  You will work closely with clients to provide Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions, including onsite training on regulatory requirements and best practices. Additionally, you will cultivate a culture of community and lead junior staff, providing practical solutions for esoteric regulatory issues.

  Salary: $220,000 - $270,000 annually, based on experience and location, with a comprehensive benefits package.

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