Senior Analyst of Financial Controls

2 weeks ago

Charlotte, North Carolina, United States Wells Fargo Full time
About this Position:

Wells Fargo is in search of a dedicated professional with a comprehensive understanding of financial reporting governance and controls to serve as a subject matter expert (SME) within our Governance and Oversight team. This team interacts with key stakeholders across the financial reporting framework and is part of the Enterprise Controls & Oversight group that reports to the Corporate Controller.

The team plays a crucial role in supporting the company's commitment to maintaining a top-tier financial and regulatory reporting control environment, focusing on the following key responsibilities:
  • Conducting thorough evaluations of the existing financial, regulatory, risk, and system and organization control (SOC) reporting control environment, including internal controls over the Company's financial, regulatory, and risk reporting landscape.
  • Developing, governing, and overseeing Wells Fargo & Company's COSO and SOC-based policies for internal controls over financial, regulatory, and risk reporting, alongside SOC reporting. This includes strategic planning to uphold industry-leading standards in financial, regulatory, and risk reporting COSO, SOC, and general ledger reconciliation policies while proactively addressing internal control-related issues.
  • Monitoring emerging AICPA, PCAOB, and SEC guidance and standards, and facilitating group-wide training for interested and affected stakeholders.
  • Providing expert consultation on process and control-related matters, including assessing the severity of control deficiencies and associated remediation efforts.
  • Offering process and control support and thought leadership for EC&O-sponsored initiatives.
  • Engaging with regulators, external auditors, and other stakeholders on control-related topics.
  • Consulting on issues affecting general ledger reconciliations.
  • Leading change initiatives specific to general ledger reconciliations.
  • Acting as a change agent to foster continuous improvement in the control environment and adopting best practices.
This individual will serve as a governance and oversight subject matter expert with a focus on financial and regulatory reporting that adheres to COSO-based policies, leading oversight responsibilities for complex subject matter/control areas.

Key Responsibilities:
  • Consult with business lines and enterprise functions regarding financial reporting or information technology governance, controls, and oversight matters.
  • Identify compliance and risk management requirements for the supported area.
  • Support the implementation of key risk initiatives.
  • Plan, execute, or oversee testing and monitoring involving complex subject matter or control areas.
  • Provide technical interpretation on various matters.
  • Communicate and provide consultation regularly with stakeholders throughout the enterprise.
  • Implement, operate, and report results of complex components of the company's policy, governance, and oversight framework.
  • Lead the implementation of complex projects and initiatives affecting one or more lines of business, risk types, or control matters.
  • Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve objectives.
Required Qualifications:
  • 4+ years of experience in Finance, Accounting, Analytics, Reporting, or Business and Technology Audit, or equivalent demonstrated through a combination of work experience, training, military experience, and education.
Desired Qualifications:
  • Experience in a Big Four public accounting firm.
  • Background in the financial services industry.
  • Highly developed verbal and written communication skills.
  • Ability to organize and manage multiple priorities effectively.
  • Practical experience with SOC reporting.
  • Experience with internal controls over financial reporting.
  • BS/BA degree or higher in Finance, Accounting, Management Information Systems (MIS), Analytics, or Reporting.
  • Ability to manage effectively in a matrixed organization.
  • A Master of Business Administration (MBA), Certified Public Accountant (CPA), or Certified Information Systems Auditor (CISA) designation.
  • Experience with governance and oversight requirements for regulatory and risk reporting.
  • Superior project management skills, including the ability to handle multiple projects concurrently.
We Value Diversity

At Wells Fargo, we believe in diversity, equity, and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran, or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk-mitigating and compliance-driven culture, which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for executing all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is an emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

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