Lead Financial Compliance Investigator

2 weeks ago

Washington, United States Treasury, Financial Crimes Enforcement Network Full time
Overview

Join a dedicated team committed to upholding the integrity of the financial sector against the threats posed by financial misconduct. At the Treasury's Financial Crimes Enforcement Network (FinCEN), we play a pivotal role in thwarting and identifying activities related to terrorist financing, money laundering, and various forms of financial malfeasance. Operate as a key player in the nation's financial intelligence unit, ensuring the protection of the U.S. financial landscape from illicit actors.

Eligibility

This position is available to
  • U.S. Citizens and Nationals.
Agency Clarification

Only U.S. citizens or U.S. Nationals are eligible; prior Federal experience is not a prerequisite.

Responsibilities

As a Lead Financial Compliance Investigator, your duties will include:
  • Overseeing and directing a portfolio of intricate civil law enforcement inquiries into breaches of the Bank Secrecy Act (BSA) involving a diverse range of financial entities and non-financial businesses. These may encompass banks, securities broker-dealers, casinos, credit card firms, and other financial institutions.
  • Acting as the principal investigator or team leader, providing guidance to junior enforcement staff to advance and conclude all investigations and assignments. Ensure that cases adhere to relevant policies and procedures, include comprehensive analysis, and comply with regulatory standards for findings and closures.
  • Leveraging specialized knowledge of FinCEN's authorities and investigative methodologies to gather information and documentation to evaluate instances of non-compliance with the BSA. This includes utilizing various sources such as databases, ongoing investigations, interviews, and reports from regulatory bodies.
  • Serving as the subject matter expert on the interpretation of the BSA and FinCEN's regulations. Apply legal principles, concepts, and investigative techniques to plan, execute, and finalize significant enforcement actions.
  • Utilizing expert understanding of specific financial industry operations, products, and services when assessing violations of the BSA and related regulatory obligations.
Qualifications

To qualify for this role, candidates must meet the following criteria by the closing date of this announcement:

For the GS-14 level, candidates must possess one year of specialized experience equivalent to the GS-13 level in the Federal service. This specialized experience includes:
  • Evaluating, implementing, or enforcing Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) compliance programs, including BSA compliance obligations.
  • Providing expert advice and guidance on BSA compliance and enforcement matters to various stakeholders, including financial institutions and regulatory agencies.
  • Conducting investigations involving financial violations, including evidence collection, witness interviews, and legal documentation.
Conditions of Employment

This position requires obtaining and maintaining a National Security Level II, Non-Critical Sensitive security clearance. Candidates must also undergo a background investigation and continuous vetting throughout their employment.

FinCEN offers flexible work arrangements, comprehensive benefits, and opportunities for professional development. We are committed to diversity and inclusion in our workforce.

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