Regulatory Reporting Vice President Position

3 weeks ago


Tempe, Arizona, United States MUFG Full time

Expand Your Career with MUFG

Do you want to take your skills to the next level and make a meaningful impact in the financial industry? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), a global leader in banking and financial services.

As a key member of our team, you will play a critical role in shaping the future of our company. We're looking for a talented Regulatory Reporting Vice President to join our team and help us drive success.

Job Summary:

The Liquidity Regulatory Reporting Vice President is responsible for overseeing the production and submission of multiple regulatory filings in compliance with legal and regulatory requirements, the Bank's policies and procedures, and generally accepted accounting principles. This role will supervise the design and performance of controls to ensure the quality of regulatory reports, assess the impact of issues, and remediate data and process gaps where needed.

Key Responsibilities:

  1. Provide mentorship of production processes for Liquidity Regulatory Reports, including FR 2052a, LCR, NSFR, and FR Y-15 STWF reports.
  2. Work cooperatively with various groups to perform pre-submission analyses of reports.
  3. Perform assessments of reporting processes and design new controls to improve efficiency and decrease operational risk.
  4. Conduct detailed reviews of data systems and reporting logic to identify and remediate data quality issues while coordinating with members of multiple teams.
  5. Perform reconciliations of U.S. Liquidity reports versus other regulatory reports.
  6. Build and maintain process and control documents that enforce the Bank's framework.
  7. Participate on multi-function teams in the development and implementation of regulatory/accounting changes.
  8. Support ad-hoc requests.

Qualifications:

  • Bachelor's degree required. Finance, Accounting, Business or related field preferred.
  • Minimum of seven plus years of financial services industry experience with related work experience in liquidity regulatory reporting; three plus years of management/supervisory experience.
  • In-depth understanding of U.S. Basel III rules/regulations and other banking regulations that impact a bank holding company / Foreign banking organization.
  • Previous regulatory reporting experience in the preparation of U.S. Liquidity Regulatory Reports.
  • Problem resolution experience requiring strong analytical skills, good judgment, and ability to work effectively with technical and non-technical partners.
  • Solid understanding of banking products.
  • Strong capability of working both collaboratively and independently to meet tight filing deadlines, and flexibility in handling moving targets.
  • Proficient in Microsoft suite of products, especially Word and Excel.


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