Investment Advisor

2 weeks ago


Greenville, South Carolina, United States First Bank Full time
Investment Advisor Job Description

Overview

An Investment Advisor plays a crucial role in providing guidance and support regarding non-FDIC insured financial products and services to clients and potential clients. This includes a diverse range of investment solutions such as annuities, mutual funds, equities, fixed income securities, retirement strategies, insurance offerings, and more. The Advisor collaborates closely with branch personnel to foster relationships and deliver training.

Key Responsibilities

  • Drive revenue to achieve production targets.
  • Fulfill expectations within designated territory.
  • Offer assistance and training to branch staff.
  • Schedule meetings with clients.
  • Complete necessary documentation and process transactions.
  • Execute marketing strategies for the region.
  • Maintain required licenses and pursue ongoing education.
  • Monitor referrals and sales performance.
  • Conduct business ethically and comply with regulations.
  • Stay informed about trends in the financial sector.
  • Adhere to corporate policies and compliance standards.

Qualifications

Education & Experience: A Bachelor’s degree in finance or business is required. Familiarity with banking operations and regulatory requirements is essential. Strong organizational and communication abilities are necessary.

  • Licenses Required: Series 7, 63, 65 or 7 and 66; State Life Accident and Health License; Medicare supplement/Long-term care License.

Work Environment and Physical Requirements: Candidates must possess vision, hearing, speech, and dexterity. A valid driver's license is mandatory. The role is situated in a professional office setting.

Cognitive Skills: The ability to learn, think critically, concentrate, and engage effectively with clients is essential. Attention to detail and strong interpersonal skills are required.

Accommodations can be provided for individuals with disabilities.



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