Regulatory Compliance Specialist
3 days ago
Aspida Financial Services LLC is seeking a highly skilled Regulatory Compliance Specialist to join our team. This individual will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards. The successful candidate will have a strong background in financial services compliance, excellent analytical skills, and the ability to work independently.
Key Responsibilities
- Lead organization efforts for effective regulatory change management and monitoring of process changes needed due to changes in regulations.
- Act as a Subject Matter Expert (SME) in compliance matters, providing guidance to internal business partners across various departments.
- Lead conversations regarding compliance issues and proactively identify potential risks or areas for improvement.
Requirements
- Bachelor's Degree in Business, Risk Management or Insurance; or equivalent combination of education, training & experience.
- 5 or more years of experience in a Compliance function in financial service or insurance, prior leadership experience a plus.
About Us
At Aspida Financial Services LLC, we are committed to creating a diverse and inclusive environment and are proud to be an equal opportunity employer. We offer a competitive salary and full benefits package.
The estimated salary for this position is $85,000 - $110,000 per year, depending on experience.
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