Senior Audit Consultant

2 weeks ago


New York, New York, United States RSM Global Full time

At RSM Global, we pride ourselves on being the foremost provider of professional services tailored to the middle market on a global scale. Our mission is to instill confidence amidst change, empowering our clients and our team members to achieve their utmost potential. Our remarkable workforce is the cornerstone of our inclusive culture and exceptional talent experience, making us uniquely appealing to our clients. Here, you will discover an environment that inspires and empowers you to excel both personally and professionally.

We are seeking a Senior Audit Consultant to join our Capital Markets division, which focuses on serving, introducing, and clearing Broker Dealer clients. Our Capital Markets team operates nationally and collaborates across regions as part of the firm's Financial Markets assurance service line. RSM Global stands as one of the largest assurance firms dedicated to broker dealers nationwide.

Key Responsibilities:

  • Deliver timely, high-quality client service that meets or surpasses client expectations, including coordinating the auditing of all necessary financial statements, related disclosures, and other client deliverables.
  • Evaluate risks and design, as well as communicate, audit procedures to engagement teams.
  • Utilize RSM's Audit Methodology effectively.
  • Oversee multiple engagement teams and prepare end-of-engagement evaluations for staff members.
  • Assess the skillsets and capabilities of Senior Associates and Supervisors, reviewing their work products and providing performance feedback with coaching notes throughout the process.
  • Supervise Audit Seniors and Supervisors on engagement teams, facilitating fieldwork by monitoring productivity and adherence to work plan schedules for each assignment.
  • Maintain ongoing communication with clients to understand the impact of significant developments in their business and assess implications for current audit engagements.
  • Foster the development of others within the firm through facilitating training, advising on career growth, or participating in other firm initiatives.
  • Stay informed by actively reading industry publications and sharing relevant insights with clients as appropriate.
  • Proactively address client concerns and escalate issues as necessary.
  • Understand RSM's service lines and discuss potential opportunities for valuable introductions to other firm resources with client management.
  • Develop strategies to leverage external relationships with various Centers of Influence to drive business growth.
  • Manage project profitability effectively.
  • Identify and communicate accounting and auditing matters to Senior Managers and Partners.
  • Recognize opportunities for performance improvement.
  • Ensure ongoing professional development through continuous education.
  • Stay updated on the latest developments affecting GAAP and the firm’s standards and policies.
  • Willingness to travel as required, depending on client needs.
Required Qualifications:
  • Bachelor's degree in Accounting or a related field.
  • CPA or CA Certification.
  • A minimum of 5 years of recent experience in a public accounting environment.
  • Proven experience in leading teams and mentoring associates.
  • Strong understanding of audit services, including knowledge of GAAP, GAAS, and FASB or IFRS regulations.
  • A demonstrated track record of building profitable, sustainable client relationships.
  • At least 4 years of experience in a team lead or in-charge role overseeing staff on multiple engagements.
Preferred Qualifications:
  • A successful history of directing and deploying staff and senior associates on multiple, simultaneous engagements.
At RSM Global, we offer a competitive benefits and compensation package for all our employees. We encourage and support you to prioritize your wellbeing by providing personalized, holistic programming for your physical, emotional, financial, and community wellbeing. Our generous time-off policy includes at least 14 paid holidays, wellbeing days, and access to self-managed time off for associates and above. We provide flexibility in your schedule, empowering you to balance life's demands while maintaining your ability to serve clients.

RSM Global is proud to be an Affirmative Action and Equal Employment Opportunity employer. We are committed to providing our employees with the tools they need to succeed in achieving both personal and professional goals. We welcome and support all our employees in thriving within an environment free of discrimination and harassment. As an Affirmative Action and Equal Opportunity Employer, all applicants will receive consideration for employment, as RSM does not tolerate discrimination and/or harassment based on any protected characteristic under applicable federal, state, or local law.

Accommodation for applicants with disabilities is available upon request in connection with the recruitment process. RSM Global is dedicated to providing equal opportunity and reasonable accommodation for individuals with disabilities.

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