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Senior Audit Manager
2 months ago
Position: Senior Audit Manager - Global Markets Trade Oversight
Location: Remote
Compensation: Competitive Salary
Role Summary:
The Senior Audit Manager is tasked with executing comprehensive audit evaluations within complex operational frameworks for various Lines of Business (LOBs). This role emphasizes the independent formulation and implementation of audit assessments, evaluating business impacts, and fostering collaborative relationships with stakeholders.
Key Responsibilities:
- Develops and executes audit strategies that ensure effective risk-based auditing by outlining audit scopes and methodologies, utilizing automation and innovative techniques to enhance efficiency and quality.
- Applies in-depth knowledge of products, business operations, and technical aspects to constructively challenge management practices and enhance the control environment.
- Evaluates the effects on business processes, controls, and strategic initiatives to provide informed recommendations regarding risk severity.
- Contributes to the drafting of audit reports and communicates findings to senior management.
- Mentors peers and team members through practical training and promotes an inclusive workplace culture.
- Builds and maintains relationships with business partners, particularly within line management, to deepen business acumen.
- Employs advanced tools and methodologies to conduct audit activities with greater efficiency.
Qualifications:
- 4-5 years of experience in auditing or in compliance/business controls/risk management, specifically related to trading desk operations across asset classes such as Equities or Fixed Income, Currencies, and Commodities.
- Background in audit or risk control within the financial services sector.
- Proficient analytical and automation skills (e.g., SQL, SAS, Excel, and Access).
- Bachelor's degree required.
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