Current jobs related to Compliance Lead, Monitoring and Testing - San Jose - OKXhas

  • Senior Quality Assurance Manager for Compliance

    3 weeks ago

    San Francisco, California, United States Compliance Wise Full time

    About Compliance WiseCompliance Wise is a leading platform dedicated to providing comprehensive compliance solutions for businesses globally. Our innovative approach combines advanced technology and expert knowledge, empowering organizations to navigate the complexities of compliance effectively.About the TeamThe Compliance and Risk Management team at...

  • Senior Quality Assurance Manager for Compliance

    3 weeks ago

    San Francisco, California, United States Compliance Wise Full time

    About Compliance WiseCompliance Wise is a leading provider of compliance solutions for businesses operating in complex regulatory environments. Our innovative platform enables organizations to navigate compliance challenges effectively, ensuring adherence to regulations while optimizing operational efficiency.About the TeamThe Compliance and Risk Management...

  • Test Engineering Site Lead

    4 months ago

    San Jose, United States Hireio, Inc. Full time

    Job DescriptionJob DescriptionAbout the companyIt is the leading destination for short-form mobile video. It is the largest Unicorn startup and the leader in short-form video hosting service now.About the job Our mission is to protect personal data and privacy for billions of users on the platform, let users explore, create and connect with each other with...

  • Compliance Monitoring Officer

    1 day ago

    San Francisco, California, United States Adyen Full time

    Compliance Monitoring OfficerAdyen is seeking a Compliance Monitoring Officer to join our fast-paced Compliance team. As a key member of our team, you will be responsible for performing compliance monitoring procedures in the payments and/or finance industry.Key Responsibilities:Contribute to the planning and execution of the annual compliance monitoring...

  • Compliance Testing

    3 weeks ago

    San Antonio, United States Vaco Full time

    Vaco is seeking highly skilled Interim Compliance Testing Consultants to join our clients ECORT (Enterprise Control Oversight and Risk Testing) team. In this role, you will be responsible for providing oversight and guidance around controls to the first line of defense within the organization. You will be tasked with planning and executing testing related to...

  • Sanctions Compliance Lead

    2 weeks ago

    San Jose, United States OKCoin Full time

    Who We AreOKX is revolutionizing world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We are deeply committed to shaping a fairer, more transparent and accessible society through blockchain technology and to date, we have 50+ million users, 3000+ employees and 180+ countries believing in the same vision as us....

  • Compliance Testing

    1 month ago

    San Antonio, United States Vaco Remote Work Freelance Full time

    Vaco is seeking highly skilled Interim Compliance Testing Consultants to join our clients ECORT (Enterprise Control Oversight and Risk Testing) team. In this role, you will be responsible for providing oversight and guidance around controls to the first line of defense within the organization. You will be tasked with planning and executing testing related to...

  • Sanctions Compliance Lead

    2 weeks ago

    San Jose, United States Tbwa ChiatDay Inc Full time

    OKX is revolutionizing world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We are deeply committed to shaping a fairer, more transparent and accessible society through blockchain technology and to date, we have 50+ million users, 3000+ employees and 180+ countries believing in the same vision as us. We are...

  • Sr. Compliance Officer, Monitoring, Testing, and Audit

    3 months ago

    San Antonio, United States TransPecos Banks Full time

    Job DescriptionJob DescriptionSummary:Overall responsibility for risk management and compliance with federal and state banking laws and regulations related to regulatory compliance. Responsible for developing, implementing, and maintaining systems and processes to ensure ongoing compliance and development of the Compliance Management System. Wage Type:...

  • Senior Quality Assurance Manager for Compliance

    3 weeks ago

    San Francisco, California, United States Compliance Wise Full time

    About Compliance WiseCompliance Wise is a premier provider of integrated compliance solutions for businesses operating in a global environment. Our innovative platform supports organizations in managing their compliance needs effectively, enabling them to focus on their core operations while we handle the complexities of regulatory requirements.With a...

  • Corporate Compliance and Ethics Attorney

    7 days ago

    San Jose, California, United States Bloom Energy Full time

    About the RoleBloom Energy, a leading solid oxide fuel cell company, is seeking a highly skilled Corporate Compliance and Ethics Attorney to join its Legal Department. As a key member of the team, you will play a critical role in developing and implementing a world-class compliance and ethics program that aligns with the company's mission to provide clean,...

  • Compliance Testing Manager

    6 days ago

    San Diego, California, United States Intuit Full time

    About IntuitIntuit is a global financial technology company that powers prosperity for the people and communities we serve. With approximately 100 million customers worldwide using products such as TurboTax, Credit Karma, QuickBooks, and Mailchimp, we believe that everyone should have the opportunity to prosper.Our MissionWe never stop working to find new,...

  • Compliance Assurance Testing Manager

    2 weeks ago

    San Diego, California, United States Vaco Full time

    About VacoVaco is a premier talent solutions firm that connects people to their dream jobs and helps leading companies find talent to grow their business. We provide expert consulting, permanent placement, executive search, and strategic staffing for companies around the world, in the areas of accounting, finance, operations, administration, and more.About...

  • Corporate Compliance and Ethics Attorney

    6 days ago

    San Jose, California, United States Bloom Energy Full time

    About the RoleBloom Energy, a leading solid oxide fuel cell company, is seeking a highly skilled Corporate Compliance and Ethics Attorney to join its Legal Department. As a key member of the team, you will play a critical role in developing and implementing a world-class compliance and ethics program that aligns with the company's mission to provide clean,...

  • Global Trade Compliance Lead

    1 week ago

    San Jose, California, United States Western Digital Full time

    Job DescriptionJob Summary:We are seeking a highly skilled Global Trade Compliance Lead to join our team at Western Digital. The successful candidate will be responsible for ensuring compliance with international trade regulations and laws, as well as developing and implementing strategies to improve trade operations and reduce costs.Key...

  • Compliance Assurance Testing Director

    1 day ago

    San Diego, California, United States Vaco Full time

    About VacoVaco is a premier talent solutions firm that connects people to their dream jobs and helps leading companies find talent to grow their business.Job Title: Senior Manager, Compliance Assurance TestingWe are seeking a highly skilled Senior Manager to join our team in San Diego. As a Senior Manager, you will partner with program owners, subject matter...

  • Compliance Oversight and Testing Program Manager

    3 weeks ago

    San Francisco, California, United States Block Full time

    Job OverviewCompany Overview:Block is a collective of diverse teams unified by a shared mission of economic empowerment. Our foundational teams, including People, Finance, Legal, Information Security, and Engineering, provide essential support and guidance across the organization. We collaborate across various business units and global locations to develop...

  • Compliance Monitoring Officer

    6 days ago

    San Francisco, California, United States Adyen Full time

    About the RoleAdyen is seeking a highly skilled Compliance Monitoring Officer to join our team. As a Compliance Monitoring Officer, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key ResponsibilitiesCompliance Monitoring Program Planning and Execution: Contribute to the planning and...

  • Compliance Monitoring Officer

    1 week ago

    San Francisco, California, United States Adyen Full time

    About the RoleAdyen is seeking a highly skilled Compliance Monitoring Officer to join our team. As a Compliance Monitoring Officer, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key ResponsibilitiesCompliance Monitoring Program Planning and Execution: Contribute to the planning and...

  • Sanctions Compliance Lead

    2 weeks ago

    San Jose, California, United States OKCoin Pte Ltd Full time

    About the OpportunityOKCoin Pte Ltd is a leading digital asset exchange and blockchain ecosystem company, revolutionizing the world through cutting-edge technology. We are committed to shaping a fairer, more transparent, and accessible society through blockchain technology.We are seeking a highly experienced Sanctions Compliance Lead to join our Compliance...

Compliance Lead, Monitoring and Testing

4 months ago

San Jose, United States OKXhas Full time

OKX is revolutionizing world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We are deeply committed to shaping a fairer, more transparent and accessible society through blockchain technology and to date, we have 50+ million users, 3000+ employees and 180+ countries believing in the same vision as us. We are safe and reliable, backed by our Proof of Reserves. As strong supporters of the Arts and Sports, we are proud partners of @McLarenF1

@ManCity

@Tribeca . About the Team: The Compliance function at OKX is responsible for the overall compliance culture at the company. We’re a team of risk-minded problem solvers who advise the business on the company’s regulatory obligations and enterprise risk. Our Compliance Monitoring and Testing (CMT) team, in particular, is an independent oversight function responsible for planning and execution of assurance activities. The goal is to help ensure the systems, processes and controls are operating effectively and sustainably. What You'll be Doing: This role will oversee the development of the Compliance Monitoring and Testing Program, partnering closely with other Compliance Leaders, Legal, Product, Engineering and Risk. This role will develop and maintain a comprehensive testing plan leading to the early identification and sustainable mitigation of operational, regulatory and reputational risk. In this role you will: Own, design and manage the Compliance Monitoring and Testing Program, including but not limited to strategy, roadmap and controls to address regulatory requirements. Lead, train and mentor a team responsible for conducting comprehensive reviews globally. Establish a process to centrally track and validate the implementation of remediation plans submitted by issue owners verifying issues identified during testing have been remediated. Communicate our compliance framework and CMT Program requirements to all relevant stakeholders (internal and external). Engage cross-functionally (with groups such as Engineering, Legal, Product, and Risk) to establish global processes, standards, documentation and test plans. Assist with special projects as needed, with the ability to work in a fast-paced, ever-changing environment. What We Look For in You: 4+ years of experience in compliance within financial services, FinTech or cryptocurrency industries. Experience in compliance monitoring and testing roles, preferably overseeing CMT programs, testing plans, and activities across a global footprint. Knowledge and understanding of financial services regulations, compliance, policies, process, and procedures. Proven leadership and project management skills to drive alignment across stakeholder groups to develop and deliver repeatable end-to-end monitoring and testing processes and controls. Ability to manage initiatives involving process improvements and to lead projects with high risk and complexity. Comprehensive understanding of operational risk management. Excellent communication and presentation skills and ability to interact and lead discussions comfortably with senior levels of management and regulators. Proven ability to work within and meet deadlines in a fast-paced environment. Self-motivated, critical thinker and adept at working independently and in a dispersed team environment covering multiple and varied tasks. Intuitive, highly ethical and comfortable to question and challenge. Bachelor's degree or equivalent practical experience Nice to Haves: Familiarity with BSA/AML, money transmission and consumer protection regulations, and industry best practices. CAMS, PMI, or equivalent certification L&D programs and Education subsidy for employees' growth and development Various team building programs and company events Wellness and meal allowances Comprehensive healthcare schemes for employees and dependents OKX Statement: The salary range for this position is $160,000 to $230,000. The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered. Applicants should apply via Okcoin and OKX internal or external careers site. OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider employment-qualified applicants with arrest and conviction records. #LI-EWR1 Are you able to work out of the San Jose office 3x per week?

*

LinkedIn Profile

*

Do you now, or will you in the future, require a visa sponsorship to work in the US?

* -- Briefly describe your testing experience within compliance.

*

Briefly describe your people management experience.

*

Do you have professional crypto experience? Please still apply if you don't have this experience.

*

#J-18808-Ljbffr