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IT Application Controls SOX Audit Lead

3 months ago

Frisco, United States Comerica Incorporated Full time

Welcome

We invite you to explore the award-winning culture, people, rewards and opportunities that make Comerica Bank so special. Make your next career choice a confident one.

Qualifications

Position Qualifications

Bachelor's degree in Finance, Accounting, Accounting Information Systems, or Technology/IT from an accredited university or a High School Diploma or GED and 6 years of Risk Management or other related experience in the Financial Services Industry 5 years of Public accounting or large company IT or internal audit, risk, or compliance experience 4 years of Risk Management, IT and/or Financial Audits, SOX, or compliance experience Workiva and Archer experience preferred Licenses Certifications

Certified Information Systems Auditor (CISA) required Certified Internal Auditor (CIA) preferred CPA (Certified Public Accountant) preferred Job Description

SOX Information Technology Application Controls (ITAC) Audit Lead

The Enterprise Controls Governance Group is responsible for Comerica's compliance with the provisions of Section 404 of The Sarbanes-Oxley Act of 2002 ("SOX"), and ultimately, providing certification that our internal control environment is operating effectively. The group reports administratively to the Chief Accounting Officer and works closely with key stakeholders across business units, corporate functions, technology, and the second and third lines of defense.

The SOX ITAC Audit Lead is responsible for comprehensive reviews of IT Application controls and data flows to ensure appropriate controls and procedures are in place and operating effectively.

Position Responsibilities

Develops testing processes and procedures in alignment with SOX frameworks and PCAOB guidance and conducts baseline review activities.

Design and execute testing plans and scripts to evaluate the effectiveness of IT Application Controls, Interfaces, and key reports. Review the design and operating effectiveness testing of key application and interface controls and communicate the exceptions. Provide guidance to a team of control testers (internal and outsourced) ensuring the quality of documentation and testing standards. Actively participate in the walkthrough of IT Application Controls and Interfaces, including the preparation of agendas and request lists, and documenting interface diagrams to assist in the scoping of key-controls.

Provide subject matter expertise on ITAC evaluation for risk assessment processes and assist with the SOX scoping and the identification of risks and controls.

Reports on control testing results and key themes to management reflecting trends, emerging risks, strengths, and weaknesses.

Identifies and escalates issues for remediation. Advises on how to remediate any control deficiencies/failures, proposing solutions to root causes of identified conditions. Validates remediation of control deficiencies and issues, including sustainability. Develop and execute reporting on ITAC effectiveness and identify and escalate issues for remediation. This includes assisting in the remediation efforts of control deficiencies by maintaining progress tracking, communication with key stakeholders, and reporting in Workiva and Archer.

Assist the ERCG group in the review or testing of IT General Controls, Business Process Controls, and other related SOX activities.

About Comerica

We know our employees are critical to our overall success and we are dedicated to investing in their future. One of the ways we do this is to offer a comprehensive Total Rewards package designed to recognize and reward individual performance, as well support health, well-being, development and security for our colleagues and their family. Total Rewards consists of cash compensation, development and flexible benefit programs designed to meet individual needs today and in the future. Your salary will be commensurate with your work experience and our programs are reviewed regularly to ensure each remain competitive. We are proud to offer benefits such as health and welfare programs, strong retirement benefits, and generous paid time off programs. You and your eligible family members, including domestic partners and their children, can participate in medical, dental, and vision benefits, 401(k) and pension, income protection benefits such as life insurance, AD D, and supplemental health programs to offset unexpected health care expenses. We also have a variety of time off programs for things like vacation, sick time, disability, and parental leave. Eligibility for some programs varies based on employment status and tenure.

Upon offer, Comerica conducts a comprehensive background and fingerprint check.

NMLS certification requirement: where applicable, a favorable background check screening, credit check, fingerprint check, and NMLS certification is required in accordance with the SAFE Act.

Comerica Incorporated (NYSE: CMA) is a financial services company headquartered in Dallas, Texas, and strategically aligned by the Business Bank, the Retail Bank, and Wealth Management. Comerica's more than 9,000 colleagues focus on relationships, and helping people and businesses be successful. In addition to Texas, Comerica Bank locations can be found in Arizona, California, Florida and Michigan, with select businesses operating in several other states, as well as in Canada and Mexico.

Comerica is proud to be an Equal Opportunity Employer - veterans/individuals with disabilities, committed to workplace diversity. #J-18808-Ljbffr