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Junior Compliance Administrator

1 month ago

Lexington, United States (function(w,d,s,l,i){w[l]=w[l]|[];w[l].push({'gtm.start':new Date().getTime(),event:'gtm.js'});var f Full time

NJR are currently working with a leading Independent Wealth Management Advisory firm based on the outskirts of York who are looking for a Junior Compliance Administrator to join their ambitious, expanding and technically astute team. The main purpose of your role will be to provide full admin support to the Compliance manager, whilst ensuring that the preparation of advice for clients is of the highest quality and delivered in an efficient manner. Responsibilities include: Checking files are compliant Keeping up with FCA changes Providing feedback to IFAs Working closely with the compliance manager General office admin tasks such as scanning and filing What's in it for you? 21 Days Holiday + Bank Holidays Excellent progression and Development Study support Death in Service x 4 Private Health Insurance Share Incentives Cycle to work scheme What we need from you? A finance or maths related degree A genuine interest in a career in financial planning Those working towards Level 4 qualifications will be of most interest. You will have excellent Microsoft and Excel skills Solid communication and interpersonal skills A can-do attitude, good eye for detail and the ability to build strong relationships while displaying professionalism at all times. For further information please contact one of our specialist consultants quoting REF: NJR15096 #J-18808-Ljbffr