Current jobs related to Senior Compliance Analyst - London - Quilter plc
-
Compliance Manager
7 days ago
London, United States Nashrock Insurance Recruitment Full timeThe Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring AssistantAll staff: Adhere to Information...
-
London, Kentucky, United States Johns Hopkins Applied Physics Laboratory (APL) Full timeAbout the RoleWe are seeking a highly skilled and experienced Security Compliance Project Analyst to join our team at the Johns Hopkins University Applied Physics Laboratory (APL). As a key member of our security team, you will be responsible for providing top-notch security support and expertise to our organization.Key ResponsibilitiesProvide subject matter...
-
Senior Analyst of Revenue Strategies
2 weeks ago
London, Kentucky, United States Schneider Full timePosition Overview: Schneider is on the lookout for a Senior Revenue Management Analyst to join our team. This role focuses on creating sophisticated analytical solutions that assess, measure, and enhance essential business operations centered around revenue management. The successful candidate will offer strategic insights to the engineering team to further...
-
Compliance Manager
2 days ago
London, United States The Legends Agency Full timeJob Title: Compliance Manager Location: UK(London based Hybrid) About our client Our client is a leading global healthcare recruiter with a focus on nurses (all specialities) midwives and home care/healthcare workers. Our company vision is to improve patient care. The DNA make up of our business stems from our core values: Open Family and Passion. The...
-
New London, Connecticut, United States Boston Consulting Group Full timeROLE OVERVIEWAs a **Senior Knowledge Analyst** within the **Consumer Practice** at BCG, you will be an integral part of a dynamic global team, offering specialized knowledge on marketing strategies across various consumer interactions. Your role will involve collaborating with case and proposal teams to deliver valuable knowledge assets, perform in-depth...
-
New London, Connecticut, United States Boston Consulting Group Full timeROLE OVERVIEWAs a **Senior Knowledge Analyst** within the **Consumer Practice** at **Boston Consulting Group**, you will be part of a dynamic global team dedicated to delivering expertise in marketing across various consumer touchpoints. Your role will involve collaborating with case and proposal teams to provide valuable knowledge assets, insightful...
-
Senior Technical Program Analyst
2 weeks ago
New London, Connecticut, United States Unavailable Full timePosition OverviewSystems Planning and Analysis, Inc. (SPA) is dedicated to providing impactful technical solutions for intricate national security challenges. With a legacy of over 50 years in the industry, we are recognized for our commitment to innovation for government clients both domestically and internationally. Our highly skilled team thrives on...
-
Senior Technical Program Analyst
7 days ago
New London, Connecticut, United States Unavailable Full timePosition OverviewSystems Planning and Analysis, Inc. (SPA) is dedicated to providing impactful technical solutions to intricate national security challenges. With a legacy of over 50 years in the industry, we pride ourselves on our continuous innovation and exceptional service to government clients, both domestically and internationally. Our team thrives on...
-
Senior Technical Program Analyst
2 weeks ago
New London, Connecticut, United States Unavailable Full timePosition OverviewSystems Planning and Analysis, Inc. (SPA) is a leader in delivering impactful technical solutions to intricate national security challenges. With a legacy of over 50 years in the industry, we pride ourselves on our commitment to innovation for our government clients, both domestically and internationally. Our highly skilled team thrives on...
-
Senior Credit
1 month ago
London, United States Zopa Full timeOur Story Hello there. We're Zopa. We started our journey back in 2005, building the first ever peer-to-peer lending company. Fast forward to 2020 and we launched Zopa Bank. A bank that listens to what our customers don't like about finance and does the opposite. We're redefining what it feels like to work in finance. Our vision for a new era of banking puts...
-
New London, Connecticut, United States Boston Consulting Group Full timeROLE OVERVIEWAs a **Senior Knowledge Analyst** within BCG's **Marketing, Sales, & Pricing Practice Area**, you will be part of a dynamic global team focused on enhancing our **Ecommerce Marketplace** services and delivering significant client outcomes. Your role will involve leveraging your expertise and various institutional resources, including products,...
-
Senior Cyber Software Engineer
2 weeks ago
London, Kentucky, United States Peraton Full timeSenior Software Engineer - Cyber Intelligence DivisionAs a **Senior Software Engineer** within our Cyber Intelligence Division, you will engage in a variety of high-level tasks that include:Conducting thorough **requirements analysis** and executing software development with a focus on installation, integration, evaluation, enhancement, maintenance, testing,...
-
AFSIM Modeling and Simulation Analyst
2 days ago
London, Kentucky, United States Johns Hopkins Applied Physics Laboratory (APL) Full timeAbout the RoleWe are seeking a highly skilled AFSIM Modeling and Simulation Analyst to join our team at the Johns Hopkins Applied Physics Laboratory (APL). As a key member of our Strike Analysis Group, you will be responsible for developing models and performing analysis on sensor, tracker, communication, and weapon systems for mission-level simulations...
-
SOC Analyst Internship
2 days ago
London, United States Encrytpedge Labs Limited Full timeThis is a remote position.The Security Operations Center (SOC) Analyst Internship Program at EncryptEdge Labs is designed to provide aspiring SOC analysts with handson experience in monitoring and defending against cyber threats. Throughout the eightweek program interns will engage in practical tasks that cover everything from threat landscape understanding...
-
Senior Cyber Software Engineer
2 weeks ago
London, Kentucky, United States Peraton Full timeSenior Software Engineer - Cyber Intelligence DivisionAs a key member of our Cyber Intelligence Division, you will be responsible for:Conducting comprehensive requirements analysis and executing software development tasks with a high degree of autonomy and expertise.Providing mentorship and direction to junior programmer/analysts, fostering their...
-
Project Operations Analyst
2 weeks ago
London, Kentucky, United States Johns Hopkins Applied Physics Laboratory (APL) Full timeJoin Our Team as a Project Operations AnalystAre you passionate about tackling intricate projects? Do you excel in client relations, analytical thinking, and possess a keen eye for detail? Are you eager to collaborate on innovative initiatives? If so, we invite you to consider a role with us at the Johns Hopkins Applied Physics Laboratory (APL).Position...
-
Senior Reverse Engineer
1 month ago
London, Kentucky, United States GliaCell Technologies Full timeAre you a Senior Reverse Engineer who is ready for a new challenge that will launch your career to the next level?Tired of being treated like a company drone?Tired of promised adventures during the hiring phase, then being dropped off on a remote contract and never seen or heard from the mothership again?Our engineers were certainly tired of the same. At...
-
Senior Cyber Software Engineer
2 weeks ago
London, Kentucky, United States Peraton Full timeSenior Software Engineer - Cyber Intelligence DivisionAs a pivotal member of our Cyber Intelligence Division, you will be responsible for a range of critical functions:Requirements Analysis: Conduct thorough analysis to gather and define software requirements.Software Development: Engage in high-level software development, installation, integration, and...
-
Senior Cyber Software Engineer
7 days ago
London, Kentucky, United States Peraton Full timeSenior Software Engineer - Cyber Intelligence DivisionAs a pivotal member of our Cyber Intelligence Division, you will engage in a variety of high-level tasks including:Requirements Analysis: Conduct thorough analysis to define software requirements.Software Development: Lead the development, installation, integration, and enhancement of software...
-
Technical Program Analyst
4 weeks ago
New London, United States Unavailable Full timeOverview Systems Planning and Analysis, Inc. (SPA) delivers high-impact, technical solutions to complex national security issues. With over 50 years of business expertise and consistent growth, we are known for continuous innovation for our government customers, in both the US and abroad. Our exceptionally talented team is highly collaborative in spirit and...
Senior Compliance Analyst
3 months ago
Senior Compliance Analyst page is loaded
Senior Compliance Analyst
Apply
locations
London
time type
Full time
posted on
Posted 2 Days Ago
job requisition id
R3646
What the Hiring Manager Says
An exciting opportunity has become available to join an established Compliance Team at Quilter Cheviot, a longstanding investment management firm, reporting to the Compliance Manager responsible for regulatory change and providing support to the business and senior members of the firm.
We are seeking a candidate who has relevant experience in discretionary wealth management and compliance that wants the opportunity to grow.
This role sits within Quilter Cheviot’s risk team. The team of ten covers compliance surveillance, advisory, risk and regulatory change.
There is good scope to grow in this role as the regulatory remit is wide covering UK, Dublin, Jersey and Dubai to support business in these regulatory jurisdictions. In addition, the activity scope is extensive covering investment management, managed portfolio services, funds, sustainability investment solutions and most recently financial planning services.
Learning will be supported by the team with the opportunity to complete professional qualifications and take on additional responsibilities as your development increases. If you are comfortable working autonomously, expanding your knowledge of FCA regulation in the wealth management arena, and growing your role and responsibilities, this position may be for you.
About the Role
Level : 4
Department:
Risk
Location : London
Contract type : Permanent
Regulated / non-regulated:
Non-regulated
The role is to assist the compliance manager responsible for regulatory change to ensure that Quilter Cheviot is aware of and reacts to all future regulatory change activities in a timely manner. This is achieved by conducting horizon scanning, impact analysis and then if appropriate a gap analyses (if a forthcoming regulation is going to impact the businesses).
The regulatory change function highlights the future regulatory changes to key impacted stakeholders and works with the business to meet the new requirements and tracks progress. With the most impactful changes/ pan Quilter-wide scope changes the QC regulatory change team will work with the project team and collaborate with the other businesses, namely Quilter Investors, Quilter Financial Planning and Quilter Investment Platform.
Besides the core activity of regulatory change other responsibilities include ensuring compliance policies are kept up to date to include the compliance policy and ensuring that Quilter Cheviot’s regulatory permissions accurately reflect the activities it is conducting.
In addition, there are ad-hoc tasks that the regulatory change function get involved in for example regulatory applications for a change of business activities, external due diligence questionnaires and dealing with requests from the regulator and presenting/training on new requirements as a result of regulatory change.
Responsibilities:
In collaboration with the compliance manager, work towards creating a strategic framework in relation to regulatory change management for QC.
Assess the policy and provisions of the Regulator and the implications for QC through conducting gap analysis where required
Assist with any remediation work and assess where changes may be required to meet the new regulations.
Regular review of regulatory publications that includes consultation papers, policy statements and directives.
Draft communications across the business regarding forthcoming regulatory changes and their implications.
Review, update and draft procedures and policies to ensure that they reflect accurately the current regulatory environment.
Liaise with the Compliance team and more widely across the business regarding the implementation of regulatory changes and how they should be integrated effectively.
Represent the compliance manager at meetings across the business and wider group.
Assist the compliance manager with other tasks as required.
About You
Applications from people with diverse backgrounds enables our inclusive organisation to thrive. If you feel you don't match our job description exactly, why not take a chance on yourself and apply? You could be exactly what this role needs.
Qualifications required:
Degree or equivalent qualification.
Qualified / or part qualified Diploma in Investment Compliance.
Experience:
Experience working in a compliance role for a wealth management firm / or a professional services firm and ideally with exposure to financial planning.
Evidence of working in an analytical capacity and being able to demonstrate an ability to interpret findings in a coherent and concise manner. Provide pragmatic solutions for the business interpreting and implementing regulatory change based on sound commercial awareness.
Our purpose is to help the generations today and tomorrow to prosper. That means we must guide people through the complexity of planning for their future, with the right financial advice and investment solutions, so that they can have more secure financial futures.
In this ever-changing world, we see that our role in society has never been more meaningful, and we are committed to using our expertise and care to guide our customers through these challenging and unprecedented times.
Our impressive talents and capabilities set us apart, but our unwavering commitment to our customers is what defines us. We truly believe that we have all the ingredients to be the very best in our industry, and we want great people with the care and creativity that we need, to help us get there.
We are passionate about building an inclusive culture where everyone’s contribution is valued, and our people can thrive. No matter what your role is or where you sit, your voice will matter. We hope you like what you hear and are interested in learning more about joining us.
#LI-VS1 #QC
Core Benefits
Holiday: 26 days
Quilter Incentive Scheme: All employees are eligible to participate in our incentive scheme, based on the company's performance and their contribution to it
Pension Scheme: 10% non-contributory company pension scheme that can be boosted through personal contributions
Private Medical Insurance: Single cover as standard, cover can be increased at your own cost
Life Assurance: 4x your salary, cover can be increased at your own cost
Income Protection: 75% of salary payable after 26 weeks of absence
In addition to our core benefits we offer a range of flexible benefits that you can choose from and pay for conveniently via a salary deduction.
Flexible Working
At Quilter, we believe our workplace needs to work for you, and we want to enable that by creating an environment where you can balance a successful career with your commitments and interests outside of work. Some roles lend themselves to flexible options more than others, so our talent acquisition team are on hand to discuss your needs. Please
contact us .
About Us
Our purpose is to help the generations today and tomorrow to prosper. That means we must guide people through the complexity of planning for their future, with the right financial advice and investment solutions, so that they can have more secure financial futures.
In this ever-changing world, we see that our role in society has never been more meaningful, and we are committed to using our expertise and care to guide our customers through these challenging and unprecedented times.
Our impressive talents and capabilities set us apart, but our unwavering commitment to our customers is what defines us. We truly believe that we have all the ingredients to be the very best in our industry, and we want great people with the care and creativity that we need, to help us get there.
We are passionate about building an inclusive culture where everyone’s contribution is valued, and our people can thrive. No matter what your role is or where you sit, your voice will matter. We hope you like what you hear and are interested in learning more about joining us.
Quilter is committed to treating all our job applicants fairly and with respect. Our people come from all kinds of backgrounds, and have a wide range of expertise, so we welcome your application regardless of your beliefs, culture, gender identity, ethnicity, sexual orientation and or disability. Please contact the talent acquisition team if you need any reasonable adjustments made to the recruitment process, require information in an alternative format or have any questions around accessibility, we will try our very best to accommodate.
#J-18808-Ljbffr
