Legal & Compliance Associate
1 week ago
Overview:
A leading global investment firm managing $50B+ in assets is seeking a Senior Compliance Analyst to join their compliance team.
The Opportunity:
The Legal & Compliance Associate will assist in managing the investment advisory compliance program for an SEC-registered investment adviser, covering family office clients and both onshore and offshore private funds.
Key Responsibilities:
- Regulatory Filings: Form ADV, Form PF, Forms 13G, 13H, 13F
- Policy Implementation
- Code of Ethics Administration
- Compliance Testing
- Marketing Review
Ideal Candidate Background:
- 2-5 years of experience at an investment adviser, hedge fund, private equity firm, or asset management firm.
- Strong knowledge of the Investment Advisers Act of 1940 and related regulations.
- Technologically proficient and comfortable addressing technical issues.
#39796
-
Legal & Compliance Associate
1 month ago
San Francisco, United States PE FIRM Full timeOverview:A leading global investment firm managing $50B+ in assets is seeking a Senior Compliance Analyst to join their compliance team.The Opportunity:The Legal & Compliance Associate will assist in managing the investment advisory compliance program for an SEC-registered investment adviser, covering family office clients and both onshore and offshore...
-
Legal & Compliance Associate
4 weeks ago
San Francisco, United States PE FIRM Full timeOverview:A leading global investment firm managing $50B+ in assets is seeking a Senior Compliance Analyst to join their compliance team.The Opportunity:The Legal & Compliance Associate will assist in managing the investment advisory compliance program for an SEC-registered investment adviser, covering family office clients and both onshore and offshore...
-
Legal & Compliance Associate
1 week ago
san francisco, United States PE FIRM Full timeOverview:A leading global investment firm managing $50B+ in assets is seeking a Senior Compliance Analyst to join their compliance team.The Opportunity:The Legal & Compliance Associate will assist in managing the investment advisory compliance program for an SEC-registered investment adviser, covering family office clients and both onshore and offshore...
-
Compliance and Legal Operations Associate
1 week ago
San Francisco, California, United States CoinList Full timeAbout CoinList:CoinList is a premier platform where top-tier cryptocurrency projects cultivate their communities and early adopters engage in investment and trading of leading digital assets. Our objective is to accelerate the evolution of blockchain technology by identifying promising blockchain initiatives and facilitating their success. As the global...
-
Private Equity Legal Associate – San Francisco
2 weeks ago
San Francisco, California, United States Jameson Legal Full timePosition Overview: A distinguished law firm is in search of a skilled private equity attorney to enhance their accomplished team in San Francisco.Firm Commitment: This firm is dedicated to providing outstanding legal services and strategic insights to clients navigating the complex landscape of private equity. With a global network of 180 private equity...
-
San Francisco, California, United States Jameson Legal Full timePosition Overview: A distinguished law firm, recognized for its commitment to excellence and innovation, is on the lookout for a seasoned private equity attorney to enhance their prestigious team in San Francisco.Firm Commitment: This firm is dedicated to providing top-tier legal services and strategic counsel to clients navigating the ever-evolving...
-
Senior Quality Assurance Manager for Compliance
2 weeks ago
San Francisco, California, United States Compliance Wise Full timeAbout Compliance WiseCompliance Wise is a leading platform dedicated to providing comprehensive compliance solutions for businesses globally. Our innovative approach combines advanced technology and expert knowledge, empowering organizations to navigate the complexities of compliance effectively.About the TeamThe Compliance and Risk Management team at...
-
Legal and Compliance Senior Analyst
2 weeks ago
San Francisco, United States Atlantic Group Full timeLocation: San Francisco, CaliforniaCompensation: $110k-$145k + BonusResponsibilities:Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies. Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new...
-
Legal and Compliance Senior Analyst
2 days ago
san francisco, United States Atlantic Group Full timeLocation: San Francisco, CaliforniaCompensation: $110k-$145k + BonusResponsibilities:Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies. Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new...
-
Legal and Compliance Senior Analyst
2 weeks ago
San Francisco, United States Atlantic Group Full timeLocation: San Francisco, CaliforniaCompensation: $110k-$145k + BonusResponsibilities:Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies. Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new...
-
Legal and Compliance Senior Analyst
2 weeks ago
San Francisco, United States Atlantic Group Full timeLocation: San Francisco, California Compensation: $110k-$145k + Bonus Responsibilities: Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies. Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address...
-
Legal and Compliance Senior Analyst
1 week ago
san francisco, United States Atlantic Group Full timeLocation: San Francisco, CaliforniaCompensation: $110k-$145k + BonusResponsibilities:Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies. Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new...
-
Legal and Compliance Senior Analyst
4 weeks ago
San Francisco, United States Atlantic Group Full timeLocation: San Francisco, CaliforniaCompensation: $110k-$145k + BonusResponsibilities:Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies. Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new...
-
Senior Quality Assurance Manager for Compliance
2 weeks ago
San Francisco, California, United States Compliance Wise Full timeAbout Compliance WiseCompliance Wise is a premier provider of integrated compliance solutions for businesses operating in a global environment. Our innovative platform supports organizations in managing their compliance needs effectively, enabling them to focus on their core operations while we handle the complexities of regulatory requirements.With a...
-
Senior Quality Assurance Manager for Compliance
2 weeks ago
San Francisco, California, United States Compliance Wise Full timeAbout Compliance WiseCompliance Wise is a leading provider of compliance solutions for businesses operating in complex regulatory environments. Our innovative platform enables organizations to navigate compliance challenges effectively, ensuring adherence to regulations while optimizing operational efficiency.About the TeamThe Compliance and Risk Management...
-
Senior Compliance and Legal Analyst
1 week ago
San Francisco, California, United States Atlantic Group Full timeLocation: San Francisco, CaliforniaCompensation: $110k-$145k + BonusKey Responsibilities:Support a diverse range of regulatory, corporate, fund, and investment compliance issues across multiple strategies.Draft, implement, maintain, and evaluate compliance policies and procedures, assisting the team in adapting these to new business practices or regulatory...
-
Director of Legal and Compliance
6 days ago
San Francisco, California, United States Scribe Full timeAbout ScribeScribe is a leading provider of innovative software solutions, empowering businesses to streamline their operations and improve efficiency. Our cutting-edge technology enables organizations to automate processes, reduce costs, and enhance productivity.Job SummaryWe are seeking an experienced Director of Legal and Compliance to join our team. As a...
-
Antitrust and Competition Legal Associate
2 weeks ago
San Francisco, California, United States Jameson Legal Full timeAnnual salary range: $225,000 – $365,000We are seeking qualified attorneys specializing in antitrust and competition law to enhance our client's Competition practice in their San Francisco office.Your role will encompass a diverse array of antitrust issues, including obtaining antitrust approvals for intricate transactions, engaging in antitrust...
-
Legal & Compliance Operations Specialist
1 month ago
San Francisco, United States CoinList Full timeCoinList is where the world’s best crypto projects build their communities and early adopters invest in and trade top-tier digital assets. Our mission is to accelerate the advancement of blockchain technology by finding the best emerging blockchain projects and helping them succeed. CoinList is the global leader in new token issuance, helping blue chip...
-
Compliance and Legal Operations Coordinator
1 week ago
San Francisco, California, United States CoinList Full timeCoinList is a leading platform where premier cryptocurrency projects engage with their communities and early adopters trade and invest in high-quality digital assets. Our objective is to foster the growth of blockchain technology by identifying promising blockchain initiatives and facilitating their success. As the foremost authority in new token issuance,...