Current jobs related to Legal and Compliance Senior Analyst - San Francisco - Atlantic Group
-
Senior Compliance Analyst
1 month ago
San Francisco, California, United States Atlantic Group Full timeJob Title: Legal and Compliance Senior AnalystAtlantic Group is seeking a highly skilled Legal and Compliance Senior Analyst to join our team. As a key member of our compliance department, you will play a critical role in ensuring the firm's adherence to regulatory requirements and industry standards.Responsibilities:Assist with a wide range of regulatory,...
-
Senior Compliance and Legal Analyst
2 months ago
San Francisco, California, United States Atlantic Group Full timePosition Overview:Location: San Francisco, CaliforniaCompensation: $110k-$145k + BonusKey Responsibilities:Support a diverse range of regulatory, corporate, fund, and investment compliance issues across multiple strategies.Draft, implement, and maintain compliance policies and procedures, ensuring alignment with new business practices or regulatory...
-
Legal and Compliance Senior Analyst
3 months ago
San Francisco, United States Atlantic Group Full timeLocation: San Francisco, CaliforniaCompensation: $110k-$145k + BonusResponsibilities:Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies. Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new...
-
Legal and Compliance Senior Analyst
2 months ago
San Francisco, United States Atlantic Group Full timeLocation: San Francisco, CaliforniaCompensation: $110k-$145k + BonusResponsibilities:Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies. Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new...
-
Senior Legal and Compliance Officer
2 weeks ago
San Francisco, California, United States Legalist Full timeJob Summary:We are seeking a highly skilled General Counsel to oversee legal, compliance, and regulatory matters at Legalist, an institutional alternative asset management firm. The ideal candidate will have prior in-house experience at an SEC-registered investment adviser and a proven track record of counseling senior stakeholders on novel, uncertain, and...
-
Senior Risk Analyst
2 weeks ago
San Francisco, California, United States Lawton Senior Living Full timeJob Title: Senior Risk AnalystWe are seeking a highly skilled Senior Risk Analyst to join our team at First Citizens Bank. As a Senior Risk Analyst, you will be responsible for building out credit research and analysis within Liquidity Product Management, providing fundamental credit research and financial analysis of SVB counterparties, and offering...
-
Senior Risk Analyst
5 days ago
San Francisco, California, United States Lawton Senior Living Full timeJob SummaryWe are seeking a highly skilled Senior Risk Analyst to join our team at Lawton Senior Living. As a Senior Risk Analyst, you will be responsible for building out credit research and analysis within Liquidity Product Management, providing fundamental credit research and financial analysis of SVB counterparties, offering recommendations regarding...
-
Senior Manager
2 weeks ago
San Francisco, California, United States Sia Partners Full timeJob OverviewSia Partners is a next-generation management consulting firm that offers a unique blend of AI and design capabilities. We are seeking a highly experienced Senior Manager to join our team as a Legal, Risk & Compliance Expert. This role will be responsible for driving the success and shaping of Sia Partners as a firm, with a focus on Sales, Account...
-
Senior Analyst
5 days ago
San Francisco, California, United States Judicial Branch of California Full timeThe Judicial Council of California seeks a highly skilled Senior Analyst to join its team in the Center for Families, Children & the Courts.This critical role will serve as lead staff to the Sargent Shriver Civil Counsel Implementation Committee, overseeing the distribution of approximately $17 million annually to legal services agencies and the courts.The...
-
Financial Analyst/Senior Financial Analyst
6 days ago
San Francisco, California, United States State Bar CA Full timeJob DescriptionThe State Bar of California is seeking a highly skilled Financial Analyst/Senior Financial Analyst to join our team. As a key member of our access to justice and diversity and inclusion team, you will be responsible for fiscal compliance, oversight of distributed grant funds, project management, and process improvement.Key...
-
Senior Analyst Position
5 days ago
San Francisco, California, United States Judicial Council of California Full timeJob SummaryThe Judicial Council of California is seeking a highly skilled Senior Analyst to join our team. As a Senior Analyst, you will serve as lead staff to the Sargent Shriver Civil Counsel Implementation Committee, providing oversight and monitoring of grantee operations and ensuring compliance in Shriver and Equal Access programs.Key...
-
Senior Program Analyst/Lead Program Analyst
4 weeks ago
San Francisco, California, United States The State Bar of California Full timeAbout the RoleWe are seeking a highly skilled Senior Program Analyst/Lead Program Analyst to join our team at The State Bar of California. This is an exciting opportunity to contribute to the advancement of the legal profession and make a meaningful impact on the community.Key ResponsibilitiesConduct complex analysis and evaluation of programs and services...
-
Senior Program Analyst/Lead Program Analyst
1 month ago
San Francisco, California, United States The State Bar of California Full timeAbout the RoleWe are seeking a highly skilled Senior Program Analyst/Lead Program Analyst to join our team at The State Bar of California. This is an exciting opportunity to contribute to the advancement of the legal profession and make a meaningful impact on the lives of Californians.Key ResponsibilitiesConduct complex analysis and evaluation of programs...
-
Document Compliance Analyst
4 weeks ago
San Diego, United States Insight Global Full timeRequired Skills & ExperienceHigh school diploma or equivalent Minimum of 1+ year experience within the mortgage industry and knowledge of the overall consumer mortgage lending process (loan inception through closing) Strong customer service skills, problem solving experience, and computer aptitudeNice to Have Skills & ExperienceMortgage compliance background...
-
Document Compliance Analyst
1 month ago
San Diego, United States Insight Global Full timeRequired Skills & ExperienceHigh school diploma or equivalent Minimum of 1+ year experience within the mortgage industry and knowledge of the overall consumer mortgage lending process (loan inception through closing) Strong customer service skills, problem solving experience, and computer aptitude Nice to Have Skills & ExperienceMortgage compliance...
-
Document Compliance Analyst
1 month ago
San Diego, United States Insight Global Full timeRequired Skills & ExperienceHigh school diploma or equivalent Minimum of 1+ year experience within the mortgage industry and knowledge of the overall consumer mortgage lending process (loan inception through closing) Strong customer service skills, problem solving experience, and computer aptitude Nice to Have Skills & ExperienceMortgage compliance...
-
Document Compliance Analyst
4 weeks ago
san diego, United States Insight Global Full timeRequired Skills & ExperienceHigh school diploma or equivalent Minimum of 1+ year experience within the mortgage industry and knowledge of the overall consumer mortgage lending process (loan inception through closing) Strong customer service skills, problem solving experience, and computer aptitude Nice to Have Skills & ExperienceMortgage compliance...
-
Senior Manager
2 weeks ago
San Francisco, California, United States Sia Partners Full timeJob DescriptionAt Sia Partners, we are seeking a highly experienced Senior Manager - Legal, Risk & Compliance Expert to join our team. As a key leader, you will drive the success and shape of our firm, playing a critical role in Sales, Account Management & Client Delivery, and Governance.Responsibilities:Participate in projects with leading institutions,...
-
Senior Counsel
2 weeks ago
San Diego, California, United States Elevate Flexible Legal Resourcing Full timeJob Title: Senior Counsel - Ethics and InvestigationsElevateFlex is seeking a highly skilled Senior Counsel - Ethics and Investigations to join our team. As a key member of our legal team, you will provide expert advice and counsel to investigators, human resources, and labor relations groups on the company's Ethics & Compliance Helpline investigations.Key...
-
Cloud Compliance Analyst
14 hours ago
San Francisco, United States Unreal Gigs Full timeAre you an expert in navigating the intricate world of cloud compliance and ensuring that systems align with ever-evolving regulatory standards? Do you have the analytical skills to assess, manage, and maintain compliance across cloud environments? If you're ready to build and maintain compliance frameworks that safeguard data and align with industry...
Legal and Compliance Senior Analyst
2 months ago
Location: San Francisco, California
Compensation: $110k-$145k + Bonus
Responsibilities:
- Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies.
- Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new business practices or regulatory changes (e.g., CTA, etc.).
- Assist with preparation and completion of annual compliance risk assessment and the annual compliance review.
- Assist with administration of the firm's Code of Ethics, including trade approvals, trade review, affirmation approvals, quarterly transaction reporting and annual attestations.
- Assist with legal and compliance risk mitigation strategies (e.g., data privacy, MNPI, etc.) across multiple disciplines (e.g., client contracts, operational systems, and compliance).
- Materially assist in the preparation of regulatory filings (Form ADV, Form PF, Forms 13G, 13H and 13F, Treasury Filings, CFTC filings, state “Blue Sky” filings and others).
- Review and approve external communications, marketing, and business development materials, including social media, events, website, DDQs and RFPs.
- Assist with general KYC/AML requests from third parties.
- Assist with regulatory audits, inquiries, and subpoenas.
Qualifications:
- 2+ years of experience in in-house legal and/or compliance department (JD from an accredited law school is a plus)
- Knowledge of the Investment Advisers Act of 1940 and its related rules and regulations, as well as broad knowledge of financial industry compliance programs
- Strong time management, planning and organizational skills.
- Ability to work independently but also collaborate in a team-oriented, cross functional and fast paced environment.
- Strong communication skills.
