VP, Regulatory Reporting

1 week ago


Jersey City NJ United States Taurus Search Full time

About the Role:

A leading Financial Institution, is looking for a VP to join their growing Regulatory Reporting team.

The VP, Regulatory reporting will be responsible for the preparation, and review of various regulatory reports, inclusive of the FRY-9C, FFIEC009, FRY 11, TIC reports, and all other US department of Commerce report including performing related substantiation and variance analysts.


Responsibilities:

  • Oversee the preparation and review of the FRY-9C, FFIEC 009, FRY-9LP, FR2314, etc.
  • Interact and work with the group companies/data providers within the firm to ensure integrity of the data, reconcile difference and perform regulatory calculation.
  • Improve the process control effectiveness of the BHC regulatory reports.
  • Maintain and update EUC procedure and inventory list and the desk procedures manual to reflect changes in regulatory requirements.
  • Ensure accurate and timely submission of all regulatory reports to the regulators.
  • Adhere to various control procedures and edit checks to ensure integrity of reported financial results.
  • Support/participate in regulatory reporting examinations, internal and external audits.


Qualifications:

  • Bachelor's Degree in Accounting, Finance, or related field required
  • 7-10 years of experience preparing regulatory reports
  • Strong knowledge of FRY-9C reports and FFIEC009
  • Proficient in Axiom, Alteryx, or PowerBI


  • Jersey City, United States Taurus Search Full time

    About the Role: A leading Financial Institution, is looking for a VP to join their growing Regulatory Reporting team.The VP, Regulatory reporting will be responsible for the preparation, and review of various regulatory reports, inclusive of the FRY-9C, FFIEC009, FRY 11, TIC reports, and all other US department of Commerce report including performing related...


  • jersey city, United States Taurus Search Full time

    About the Role: A leading Financial Institution, is looking for a VP to join their growing Regulatory Reporting team.The VP, Regulatory reporting will be responsible for the preparation, and review of various regulatory reports, inclusive of the FRY-9C, FFIEC009, FRY 11, TIC reports, and all other US department of Commerce report including performing related...


  • jersey city, United States Taurus Search Full time

    About the Role: A leading Financial Institution, is looking for a VP to join their growing Regulatory Reporting team.The VP, Regulatory reporting will be responsible for the preparation, and review of various regulatory reports, inclusive of the FRY-9C, FFIEC009, FRY 11, TIC reports, and all other US department of Commerce report including performing related...


  • Jersey City, New Jersey, United States Taurus Search Full time

    About the Role:Taurus Search is seeking a highly skilled VP, Regulatory Reporting to join their growing team. As a key member of the Regulatory Reporting team, you will be responsible for the preparation and review of various regulatory reports, including the FRY-9C, FFIEC009, FRY 11, and TIC reports.Key Responsibilities:Oversee the preparation and review of...


  • Jersey City, United States Abacus Group, LLC Full time

    Our client is a financial group. They seek a VP, Senior Financial Reporting Specialist to join their Jersey City, NJ office.ResponsibilitiesReview daily reports, including Trading P&L, Firm Inventory, and GL to subledger reconciliationsAssist the team with investigating reconciliation breaks as neededAssess quarterly Head Office reporting package and respond...


  • jersey city, United States Abacus Group, LLC Full time

    Our client is a financial group. They seek a VP, Senior Financial Reporting Specialist to join their Jersey City, NJ office.ResponsibilitiesReview daily reports, including Trading P&L, Firm Inventory, and GL to subledger reconciliationsAssist the team with investigating reconciliation breaks as neededAssess quarterly Head Office reporting package and respond...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Job Title: Regulatory Reporting SpecialistSumitomo Mitsui Banking Corp is seeking a highly motivated and detail-oriented Regulatory Reporting Specialist to join our team. As a key member of our Regulatory Reporting Analysis Department, you will play a critical role in assisting with the automation of regulatory reports and ensuring the integrity of our...


  • Jersey City, New Jersey, United States RBC Capital Markets, LLC Full time

    Key Responsibilities:The Regulatory Reporting Associate plays a critical role in ensuring the organization's compliance with regulatory requirements. This includes publishing, maintaining, and filing all necessary documentation to meet organizational, industry, and governmental standards.Key Responsibilities:Analyzing reporting policies and procedures to...


  • Jersey City, NJ, United States Madison-Davis, LLC Full time

    Title: Head of Swap Dealer Regulatory ReportingOffice Status: Hybrid 2x a week in Jersey CitySalary: $250,000 Base + BonusWe’re representing a multi-billion-dollar tech-driven investment firm. Launched in 2018 and now publicly traded (their stock price is up over 40% over the past year – over $5b AUM) they specialize in trading and strategic advisory...


  • Jersey City, New Jersey, United States The Goldman Sachs Group Full time

    Regulatory Reporting Team MemberWe are seeking a highly motivated and detail-oriented individual to join our Regulatory Reporting Team. As a key member of our team, you will provide critical support and analysis of all external and internal regulatory reporting requirements.Key Responsibilities:Prepare daily net capital estimates and analyze variancesAssist...


  • Jersey City, New Jersey, United States The Goldman Sachs Group Full time

    We are seeking a highly motivated and detail-oriented individual to join our Regulatory Reporting Team. As a Regulatory Reporting Specialist, you will play a critical role in providing support and analysis of all external and internal regulatory reporting requirements.Key Responsibilities:Preparation of daily net capital estimatesAssist in the preparation of...


  • United States, MA, Norwell Clean Harbors Full time

    Clean Harbors is looking for a VP of Product Regulatory Compliance to join our safety conscious team! The VP is responsible for developing and implementing the organization's product compliance with environmental regulations regarding the impact of the organization's customer equipment, labels, and solvent chemistry. The VP will also implement programs to...


  • Jersey City, New Jersey, United States SMBC Full time

    Job Title: Regulatory Reporting Specialist ViceSMBC Group is a leading global financial institution with a rich history and diverse range of financial services. As a Regulatory Reporting Specialist Vice, you will play a critical role in ensuring the accuracy and compliance of our financial reports.Key Responsibilities:Partner with the Regulatory Reporting...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full time

    Regulatory Reporting SpecialistSMBC Group is a leading global financial institution with a rich history dating back 400 years. As a top-tier bank, we offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance.Our Group has a significant presence in nearly 40 countries, with over 130 offices and...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Regulatory Reporting Specialist ViceAt Sumitomo Mitsui Banking Corp, we are seeking a highly motivated and detail-oriented Regulatory Reporting Specialist Vice to join our Regulatory Reporting Analysis Department. As a key member of our team, you will play a critical role in assisting with the automation efforts across all regulatory...


  • Jersey City, New Jersey, United States Randstad Digital Full time

    As a Senior Regulatory Reporting Developer at Randstad Digital, you will be responsible for developing and supporting a Regulatory Transaction Reporting controls application across multiple jurisdictions and asset classes for OTC Derivatives, FX, and Securities products.Key responsibilities include:Developing and maintaining the application to ensure...


  • Jersey City, New Jersey, United States Randstad Digital Full time

    Job Title: Senior Software Developer - Regulatory ReportingJoin our team at Randstad Digital as a Senior Software Developer - Regulatory Reporting. We are seeking an experienced software developer to assist in the development and support of a Regulatory Transaction Reporting controls application across multiple jurisdictions and asset classes for OTC...


  • jersey city, United States Madison-Davis, LLC Full time

    Title: Head of Swap Dealer Regulatory ReportingOffice Status: Hybrid 2x a week in Jersey CitySalary: $250,000 Base + BonusWe’re representing a multi-billion-dollar tech-driven investment firm. Launched in 2018 and now publicly traded (their stock price is up over 40% over the past year – over $5b AUM) they specialize in trading and strategic advisory...


  • Jersey City, United States Madison-Davis, LLC Full time

    Title: Head of Swap Dealer Regulatory ReportingOffice Status: Hybrid 2x a week in Jersey CitySalary: $250,000 Base + BonusWe’re representing a multi-billion-dollar tech-driven investment firm. Launched in 2018 and now publicly traded (their stock price is up over 40% over the past year – over $5b AUM) they specialize in trading and strategic advisory...


  • jersey city, United States Madison-Davis, LLC Full time

    Title: Head of Swap Dealer Regulatory ReportingOffice Status: Hybrid 2x a week in Jersey CitySalary: $250,000 Base + BonusWe’re representing a multi-billion-dollar tech-driven investment firm. Launched in 2018 and now publicly traded (their stock price is up over 40% over the past year – over $5b AUM) they specialize in trading and strategic advisory...