Head of Swap Dealer Regulatory Reporting

Title: Head of Swap Dealer Regulatory ReportingOffice Status: Hybrid 2x a week in Jersey CitySalary: $250,000 Base + BonusWe’re representing a multi-billion-dollar tech-driven investment firm. Launched in 2018 and now publicly traded (their stock price is up over 40% over the past year – over $5b AUM) they specialize in trading and strategic advisory...

Title: Head of Swap Dealer Regulatory ReportingOffice Status: Hybrid 2x a week in Jersey CitySalary: $250,000 Base + BonusWe’re representing a multi-billion-dollar tech-driven investment firm. Launched in 2018 and now publicly traded (their stock price is up over 40% over the past year – over $5b AUM) they specialize in trading and strategic advisory...

Job OverviewJefferson Wells is seeking a highly skilled Regulatory Compliance Specialist to join our team. In this role, you will be responsible for advising internal stakeholders on implementation and development of CFTC, NFA and SEC swap dealer requirements.About the RoleWe offer a competitive salary of $82,500 per year, plus...

Job Role: Regulatory Compliance Analyst Duration: 5 Months Contract with possible extension Location : Jersey City Follows Hybrid schedule. Pay Rate : $59/hr Responsibilities: Develop compliance testing programs for specific business units and products based upon applicable laws, regulations, risks, and internal policies. Independently conduct...

Job Role: Regulatory Compliance Analyst Duration: 5 Months Contract with possible extension Location : Jersey City Follows Hybrid schedule. Pay Rate : $59/hr Responsibilities: Develop compliance testing programs for specific business units and products based upon applicable laws, regulations, risks, and internal policies. Independently conduct compliance...

Job SummaryWe are seeking a highly skilled SVP, Regulatory Operations to lead our US swap data reporting efforts. As the head of US swap data reporting, you will be responsible for ensuring compliance with CFTC and SEC regulations.About Jefferies Financial Group Inc.Jefferies Financial Group Inc. is a global full-service investment bank and securities firm....

The anticipated salary range for this role is between $191,000.00 and $230,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual...

About the Role: A leading Financial Institution, is looking for a VP to join their growing Regulatory Reporting team.The VP, Regulatory reporting will be responsible for the preparation, and review of various regulatory reports, inclusive of the FRY-9C, FFIEC009, FRY 11, TIC reports, and all other US department of Commerce report including performing related...

About the Role: A leading Financial Institution, is looking for a VP to join their growing Regulatory Reporting team.The VP, Regulatory reporting will be responsible for the preparation, and review of various regulatory reports, inclusive of the FRY-9C, FFIEC009, FRY 11, TIC reports, and all other US department of Commerce report including performing related...

About the Role: A leading Financial Institution, is looking for a VP to join their growing Regulatory Reporting team.The VP, Regulatory reporting will be responsible for the preparation, and review of various regulatory reports, inclusive of the FRY-9C, FFIEC009, FRY 11, TIC reports, and all other US department of Commerce report including performing related...

As a Regulatory Reporting Specialist at J and M Group, you will play a key role in ensuring compliance with regulatory requirements and maintaining accurate financial data. Your responsibilities will include designing and implementing data validation checks and reconciliation processes integration, integrating AxiomSL with existing systems and databases...

Company OverviewSMBB Group is a top-tier global financial group with a rich history and diverse range of financial services. Headquartered in Tokyo, it has over 130 offices and 80,000 employees worldwide.SalaryThe estimated annual salary for this role ranges from $83,000 to $120,000, based on individual qualifications, experience, and market conditions.Job...

Job DescriptionWe are looking for a highly skilled Risk and Regulatory Reporting Analyst to join our team at MUFG. In this role, you will be responsible for working closely with business partners to implement risk and regulatory reporting processes, and identifying gaps between current capabilities and new requirements. You will also contribute to the...

As a key member of our Regulatory Reporting team, you will play a critical role in supporting the organization's HO and Regulatory Compliance initiatives through projects and BAU enhancements. Your expertise in Axiom SL, data management, and analytics will enable you to effectively bridge IT and business teams, ensuring seamless communication and...

AVP, US/Canada Tax & Regulatory Reporting The Americas Tax & Regulatory Reporting team is responsible for coordinating Jefferies’ tax and transaction reporting compliance in a constantly evolving business and regulatory environment. A successful candidate will demonstrate exceptional attentional to detail, possess a positive can-do attitude, operate with...

AVP, US/Canada Tax & Regulatory Reporting The Americas Tax & Regulatory Reporting team is responsible for coordinating Jefferies’ tax and transaction reporting compliance in a constantly evolving business and regulatory environment. A successful candidate will demonstrate exceptional attentional to detail, possess a positive can-do attitude, operate with...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...