Head of Swap Dealer Regulatory Reporting

Job Title: Head of Regulatory Reporting for Swap DealersJob Summary:We are seeking a highly experienced Head of Regulatory Reporting for Swap Dealers to join our team at Madison-Davis, LLC. As a key member of our organization, you will be responsible for ensuring compliance with all swap dealer financial regulatory requirements, including those set by the...

Title: Head of Swap Dealer Regulatory ReportingOffice Status: Hybrid 2x a week in Jersey CitySalary: $250,000 Base + BonusWe’re representing a multi-billion-dollar tech-driven investment firm. Launched in 2018 and now publicly traded (their stock price is up over 40% over the past year – over $5b AUM) they specialize in trading and strategic advisory...

Title: Head of Swap Dealer Regulatory ReportingOffice Status: Hybrid 2x a week in Jersey CitySalary: $250,000 Base + BonusWe’re representing a multi-billion-dollar tech-driven investment firm. Launched in 2018 and now publicly traded (their stock price is up over 40% over the past year – over $5b AUM) they specialize in trading and strategic advisory...

Title: Head of Swap Dealer Regulatory ReportingOffice Status: Hybrid 2x a week in Jersey CitySalary: $250,000 Base + BonusWe’re representing a multi-billion-dollar tech-driven investment firm. Launched in 2018 and now publicly traded (their stock price is up over 40% over the past year – over $5b AUM) they specialize in trading and strategic advisory...

Our client is seeking a Compliance, Swap Dealer to join their team. The ideal candidate will have effective communication skills with the ability to articulate technical concepts and findings which will align successfully in the organization.   Job Title: Compliance, Swap Dealer  Location: New York, New York Pay Range: $80.00/hour - $85.00/hour As...

Regulatory Reporting ManagerMadison-Davis, LLC is seeking a highly experienced Regulatory Reporting Manager to oversee daily and monthly regulatory filings, ensuring compliance with all swap dealer financial regulatory requirements. The ideal candidate will have 8+ years of experience with CFTC Swap Dealer Regulatory Reporting and a deep understanding of...

Primary Talent Partners has a 6 month contract opening for an Accountant III to join a multinational coporate bank for a hybrid position operating out of Jersey City, NJ.Pay: $55.00/hr - $60.00/hr Contract: 6 months, extensions likely, conversion possible Type: W-2, cannot support C2C or provide Visa Sponsorship Schedule: Hybrid 50% onsite in Jersey City,...

Job Title: Compliance, Swap DealerAs a Compliance, Swap Dealer, you will advise internal stakeholders on the implementation and development of CFTC, NFA, and SEC swap dealer requirements. This includes developing relevant compliance program elements, such as policies and procedures, training, risk assessments, and issues management. You will also assist in...

SMBC Capital Markets is a leading interest rates derivatives trading company based in New York City, with offices in London and Hong Kong.We are a subsidiary of Sumitomo Mitsui Banking Corporation (SMBC), one of the leading global banks in Japan.Our Capital Markets (CM) business is an established derivatives dealer with a broad product portfolio, with...

Job Title: Compliance Independent Testing – ExaminerLocation: Jersey City NJ 07310Pay rate: $59/HrHybrid – staff is currently required to be in the office at least two days a week. However, this is subject to change in the future.Responsibilities:· Develop compliance testing programs for specific business units and products based uponapplicable laws,...

Vice President, Compliance Independent Testing ExaminerLong term contract position.Responsibilities:Develop compliance testing programs for specific business units and products based upon applicable laws, regulations, risks, and internal policies.Independently conduct compliance testing of regulatory requirements, processes, policies, procedures, and...

Job Title: Compliance Independent Testing – ExaminerLocation: Jersey City NJ 07310Pay rate: $59/HrHybrid – staff is currently required to be in the office at least two days a week. However, this is subject to change in the future.Responsibilities:· Develop compliance testing programs for specific business units and products based uponapplicable laws,...

Vice President, Compliance Independent Testing ExaminerLong term contract position.Responsibilities:Develop compliance testing programs for specific business units and products based upon applicable laws, regulations, risks, and internal policies.Independently conduct compliance testing of regulatory requirements, processes, policies, procedures, and...

Abacus Group, LLC seeks a Senior Financial Reporting Specialist to support their Jersey City, NJ office.Key Responsibilities:Review daily reports, including Trading P&L, Firm Inventory, and GL to subledger reconciliationsAssist the team with investigating reconciliation breaks as neededAssess quarterly Head Office reporting package and respond to...

Candidate Success Factors: Candidates are measured on the following four performance drivers, which will dictate how individual impact is considered on the Americas platform: Results and Impact o Able to influence peers and team. o Demonstrates good judgement when making decisions of high complexity and impact. o Exercise appropriate autonomy in the...

Title: Compliance Testing SpecialistPosition Type: Contract on W2Location: Jersey City, NJ / Hybrid.Minimum Required Qualifications:Strong testing, audit and/or regulatory experience of regulatory requirements, processes and controls.Strong knowledge of U.S. securities, commodities, and banking regulations, including the rules and regulations of the SEC...

Title: Compliance Testing SpecialistPosition Type: Contract on W2Location: Jersey City, NJ / Hybrid.Minimum Required Qualifications:Strong testing, audit and/or regulatory experience of regulatory requirements, processes and controls.Strong knowledge of U.S. securities, commodities, and banking regulations, including the rules and regulations of the SEC...

Title: Compliance Testing SpecialistPosition Type: Contract on W2Location: Jersey City, NJ / Hybrid.Minimum Required Qualifications:Strong testing, audit and/or regulatory experience of regulatory requirements, processes and controls.Strong knowledge of U.S. securities, commodities, and banking regulations, including the rules and regulations of the SEC...

Our client is a financial group. They seek a VP, Senior Financial Reporting Specialist to join their Jersey City, NJ office.ResponsibilitiesReview daily reports, including Trading P&L, Firm Inventory, and GL to subledger reconciliationsAssist the team with investigating reconciliation breaks as neededAssess quarterly Head Office reporting package and respond...

Our client is a financial group. They seek a VP, Senior Financial Reporting Specialist to join their Jersey City, NJ office.ResponsibilitiesReview daily reports, including Trading P&L, Firm Inventory, and GL to subledger reconciliationsAssist the team with investigating reconciliation breaks as neededAssess quarterly Head Office reporting package and respond...