Regulatory Reporting Specialist Vice

4 weeks ago

Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time
Regulatory Reporting Specialist Vice

At Sumitomo Mitsui Banking Corp, we are seeking a highly motivated and detail-oriented Regulatory Reporting Specialist Vice to join our Regulatory Reporting Analysis Department. As a key member of our team, you will play a critical role in assisting with the automation efforts across all regulatory reports.

Responsibilities:

  • Partner with Regulatory Reporting Analysis team members to understand current reporting procedures and manual processes performed to file regulatory reports (FR Y-9C, FR Y-11, FR Y-15, FFIEC 009, FFIEC 002)
  • Gain understanding of SMBCAH products and services as well as the ways in which our organization reports these balances across the various subledger systems
  • Gain understanding of existing data quality issues and partner with supporting teams to solution these data gaps
  • Interact and work with the group companies/data providers within the firm to ensure integrity of the data, reconcile differences and perform regulatory calculation
  • Draft reporting requirements for various regulatory reports (specific to SMBCAH data availability) that will be shared with IT partners to automate regulatory processes
  • Perform preliminary end user testing on automation enhancements to ensure results align with expectations
  • Prepare / submit regulatory reports as deemed necessary
  • Support/participate in regulatory reporting examinations, internal and external audits
  • Develop and maintain effective partnerships with all stakeholders on regulatory related issues to support BHC, Branch and CUSO level regulatory reports enhancement projects and work with team to participate in end user testing

Qualifications and Skills:

  • Bachelor's Degree in Accounting or Finance
  • CPA or CFA is a major plus
  • Minimum of years knowledge and experience in change management / in a business analysis role
  • Minimum of years knowledge and experience in bank regulatory reporting
  • Experience with working with large datasets is a plus
  • Strong work ethic and highly motivated individual with outstanding record of professional achievement
  • Strong knowledge on financial products such as derivatives, repo, securities, loans and leases
  • Team- oriented, ability to be proactive in raising concerns, and escalate problems as needed
  • Strong analytical skills
  • Excel skill set using PivotTables, building formulas, cell formatting, managing large datasets with IF, SUM, VLOOKUP functions and building charts and graphs
  • Knowledge of internal control frameworks
  • Proficiency in Axiom, Alteryx or Power BI is preferred

Additional Requirements:

We are an equal employment opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other characteristic protected by law. SMBC provides reasonable accommodations for employees and applicants with disabilities consistent with applicable law. If you need a reasonable accommodation during the application process, please let us know.

SMBC's employees participate in a hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process.

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