VP, Regulatory Reporting

4 weeks ago


jersey city, United States Taurus Search Full time

About the Role:

A leading Financial Institution, is looking for a VP to join their growing Regulatory Reporting team.

The VP, Regulatory reporting will be responsible for the preparation, and review of various regulatory reports, inclusive of the FRY-9C, FFIEC009, FRY 11, TIC reports, and all other US department of Commerce report including performing related substantiation and variance analysts.


Responsibilities:

  • Oversee the preparation and review of the FRY-9C, FFIEC 009, FRY-9LP, FR2314, etc.
  • Interact and work with the group companies/data providers within the firm to ensure integrity of the data, reconcile difference and perform regulatory calculation.
  • Improve the process control effectiveness of the BHC regulatory reports.
  • Maintain and update EUC procedure and inventory list and the desk procedures manual to reflect changes in regulatory requirements.
  • Ensure accurate and timely submission of all regulatory reports to the regulators.
  • Adhere to various control procedures and edit checks to ensure integrity of reported financial results.
  • Support/participate in regulatory reporting examinations, internal and external audits.


Qualifications:

  • Bachelor's Degree in Accounting, Finance, or related field required
  • 7-10 years of experience preparing regulatory reports
  • Strong knowledge of FRY-9C reports and FFIEC009
  • Proficient in Axiom, Alteryx, or PowerBI


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