VP, Regulatory Reporting
4 weeks ago
About the Role:
A leading Financial Institution, is looking for a VP to join their growing Regulatory Reporting team.
The VP, Regulatory reporting will be responsible for the preparation, and review of various regulatory reports, inclusive of the FRY-9C, FFIEC009, FRY 11, TIC reports, and all other US department of Commerce report including performing related substantiation and variance analysts.
Responsibilities:
- Oversee the preparation and review of the FRY-9C, FFIEC 009, FRY-9LP, FR2314, etc.
- Interact and work with the group companies/data providers within the firm to ensure integrity of the data, reconcile difference and perform regulatory calculation.
- Improve the process control effectiveness of the BHC regulatory reports.
- Maintain and update EUC procedure and inventory list and the desk procedures manual to reflect changes in regulatory requirements.
- Ensure accurate and timely submission of all regulatory reports to the regulators.
- Adhere to various control procedures and edit checks to ensure integrity of reported financial results.
- Support/participate in regulatory reporting examinations, internal and external audits.
Qualifications:
- Bachelor's Degree in Accounting, Finance, or related field required
- 7-10 years of experience preparing regulatory reports
- Strong knowledge of FRY-9C reports and FFIEC009
- Proficient in Axiom, Alteryx, or PowerBI
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